0001633046-19-000009.txt : 20191114
0001633046-19-000009.hdr.sgml : 20191114
20191114085114
ACCESSION NUMBER: 0001633046-19-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Maven Securities LTD
CENTRAL INDEX KEY: 0001633046
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17724
FILM NUMBER: 191216659
BUSINESS ADDRESS:
STREET 1: 28 ESPLANADE
CITY: ST HELIER
STATE: Y9
ZIP: JE1 8SB
BUSINESS PHONE: 2038768718
MAIL ADDRESS:
STREET 1: 28 ESPLANADE
CITY: ST HELIER
STATE: Y9
ZIP: JE1 8SB
FORMER COMPANY:
FORMER CONFORMED NAME: MAVEN SECURITIES Ltd
DATE OF NAME CHANGE: 20150206
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001633046
XXXXXXXX
09-30-2019
09-30-2019
Maven Securities LTD
28 ESPLANADE
ST HELIER
Y9
JE1 8SB
13F HOLDINGS REPORT
028-17724
N
Ivan Koedjikov
Director
00442036754688
Ivan Koedjikov
London
X0
11-13-2019
2
208
317071
false
1
0001722640
028-18171
MVN Asset Management Ltd
2
0001759004
028-18941
Maven Investment Partners Ltd
INFORMATION TABLE
2
MSL_NOVINFORMATIONTABLE.xml
13F HOLDINGS
ACACIA MUNICATIONS INC
COM
00401C108
1456
22486
SH
DFND
22486
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
1421
38998
SH
DFND
38998
0
0
ADOBE INC
COM
00724F101
277
1003
SH
DFND
2
1003
0
0
ADOBE INC
CALL
00724F901
277
1000
SH
Call
DFND
2
1000
0
0
ADOBE INC
PUT
00724F951
55
200
SH
Put
DFND
2
200
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
895
31359
SH
DFND
2
31359
0
0
ADVANCED MICRO DEVICES INC
CALL
007903907
534
18700
SH
Call
DFND
2
18700
0
0
ADVANCED MICRO DEVICES INC
PUT
007903957
1082
37900
SH
Put
DFND
2
37900
0
0
ALGONQUIN PWR UTILS CORP
COM
015857105
4759
343623
SH
DFND
2
343623
0
0
ALPHATEC HOLDINGS INC
COM NEW
02081G201
736
144975
SH
DFND
144975
0
0
ALTABA INC
COM
021346101
1211
62416
SH
DFND
2
62416
0
0
AMGEN INC
COM
031162100
210
1079
SH
DFND
2
1079
0
0
AMGEN INC
CALL
031162900
155
800
SH
Call
DFND
2
800
0
0
AMGEN INC
PUT
031100950
913
4700
SH
Put
DFND
2
4700
0
0
ANALOG DEVICES INC
COM
032654105
851
7677
SH
DFND
2
7677
0
0
ANALOG DEVICES INC
CALL
032654905
177
1600
SH
Call
DFND
2
1600
0
0
ANALOG DEVICES INC
PUT
032654955
1475
13300
SH
Put
DFND
2
13300
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
842
22000
SH
DFND
2
22000
0
0
APPLIED MATLS INC
COM
038222105
694
13920
SH
DFND
2
13920
0
0
APPLIED MATLS INC
CALL
038222905
175
3500
SH
Call
DFND
2
3500
0
0
APPLIED MATLS INC
PUT
038222955
1915
38400
SH
Put
DFND
2
38400
0
0
AQUA AMERICA INC
COM
03836W103
1344
30000
SH
DFND
2
30000
0
0
ARES MANAGEMENT CORPORATION
CL A COM STK
03990B101
1643
61753
SH
DFND
61753
0
0
ASML HOLDING N V N Y REGISTRY
SHS
N07059210
687
2774
SH
DFND
2
2774
0
0
ASML HOLDING N V N Y REGISTRY
CALL
N07059900
669
2700
SH
Call
DFND
2
2700
0
0
ASML HOLDING N V N Y REGISTRY
PUT
N07059950
3146
12700
SH
Put
DFND
2
12700
0
0
ASPEN TECHNOLOGY INC
COM
045327103
277
2274
SH
DFND
2
2274
0
0
ASSERTIO THERAPEUTICS INC
COM
04545L107
14
10817
SH
DFND
2
10817
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
290
6389
SH
DFND
6389
0
0
AVANTOR INC
COM
05352A100
726
50000
SH
DFND
2
50000
0
0
AVAYA HLDGS CORP
COM
05351X101
696
67930
SH
DFND
67930
0
0
BEST INC
SPONSORED ADS
08653C106
957
183405
SH
DFND
2
183405
0
0
BGC PARTNERS INC
CL A
05541T101
489
89400
SH
DFND
89400
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
14139
286619
SH
DFND
2
286619
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
567
40000
SH
DFND
2
40000
0
0
BIO RAD LABS INC
CL A
090572207
878
2623
SH
DFND
2
2623
0
0
BLACK KNIGHT INC
COM
09215C105
512
8400
SH
DFND
8400
0
0
BLACK KNIGHT INC
COM
09215C105
1218
20000
SH
DFND
2
20000
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
12798
263000
SH
DFND
2
263000
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1230
17226
SH
DFND
2
17226
0
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
1133
7500
SH
DFND
2
7500
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
374
10100
SH
DFND
10100
0
0
BROADCOM INC
COM
11135F101
941
3437
SH
DFND
2
3437
0
0
BROADCOM INC
CALL
11135F901
329
1200
SH
Call
DFND
2
1200
0
0
BROADCOM INC
PUT
11135F951
1396
5100
SH
Put
DFND
2
5100
0
0
BROWN & BROWN INC
COM
115236101
1776
49281
SH
DFND
2
49281
0
0
CALLON PETE CO DEL
COM
13123X102
2775
656102
SH
DFND
656102
0
0
CAPITAL ONE FINL CORP
COM
14040H105
1349
14803
SH
DFND
14803
0
0
CARBON BLACK INC
COM
14081R103
2806
108006
SH
DFND
108006
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
860
33750
SH
DFND
2
33750
0
0
CELGENE CORP
COM
151020104
5922
59756
SH
DFND
59756
0
0
CENTRAL GARDEN & PET CO
COM
153527106
1039
35778
SH
DFND
2
35778
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
827
20000
SH
DFND
2
20000
0
0
CME GROUP INC
COM
12572Q105
1889
8750
SH
DFND
8750
0
0
CME GROUP INC
COM
12572Q105
1889
159
SH
DFND
2
159
0
0
CME GROUP INC
PUT
12572Q955
106
500
SH
Put
DFND
2
500
0
0
COSTCO WHSL CORP NEW
COM
22160K105
216
750
SH
DFND
2
750
0
0
COSTCO WHSL CORP NEW
CALL
22160K905
288
1000
SH
Call
DFND
2
1000
0
0
COSTCO WHSL CORP NEW
PUT
22160K955
173
600
SH
Put
DFND
2
600
0
0
CREDIT ACCEP CORP MICH
COM
225310101
550
1200
SH
DFND
2
1200
0
0
CTRIP
COM INTL LTD AMERICAN DEP SHS
22943F100
508
17400
SH
DFND
17400
0
0
DISNEY WALT CO
COM DISNEY
254687106
214
1643
SH
DFND
2
1643
0
0
DISNEY WALT CO
CALL
254687906
679
5200
SH
Call
DFND
2
5200
0
0
DISNEY WALT CO
PUT
254687956
1136
8700
SH
Put
DFND
2
8700
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
931
264989
SH
DFND
264989
0
0
ELDORADO RESORTS INC
COM
28470R102
827
21395
SH
DFND
21395
0
0
ENVISTA HLDGS CORP
COM
29415F104
273
10000
SH
DFND
10000
0
0
EVERCORE PARTNERS INC
CLASS A
29977A105
967
12141
SH
DFND
12141
0
0
EXACT SCIENCES CORP
COM
30063P105
1896
21000
SH
DFND
2
21000
0
0
EXPRESS INC
COM
30219E103
40
11805
SH
DFND
2
11805
0
0
EXTENDED STAY AMER INC
UNIT 99/99/9999B
30224P200
803
55217
SH
DFND
55217
0
0
FACEBOOK INC
CL A
30303M102
487
2745
SH
DFND
2
2745
0
0
FACEBOOK INC
CALL
30303M902
1189
6700
SH
Call
DFND
2
6700
0
0
FACEBOOK INC
PUT
30303M952
2306
13000
SH
Put
DFND
2
13000
0
0
FAIR ISAAC CORP
COM
303250104
900
2987
SH
DFND
2
2987
0
0
FATE THERAPEUTICS INC
COM
31189P102
1092
70000
SH
DFND
70000
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
2060
15563
SH
DFND
15563
0
0
FIRST AMERN FINL CORP
COM
31847R102
549
9329
SH
DFND
9329
0
0
FORESTAR GROUP INC
COM
346232101
607
33384
SH
DFND
33384
0
0
FORTUNA SILVER MINES INC
COM
349915108
223
73324
SH
DFND
2
73324
0
0
FRONTIER COMMUNICATIONS CORP
COM NEW
35906A306
18
20339
SH
DFND
2
20339
0
0
GENESEE & WYO INC
CL A
371559105
2707
24431
SH
DFND
24431
0
0
GENWORTH FINL INC
COM CL A
37247D106
109
25000
SH
DFND
25000
0
0
GLOBAL PMTS INC
COM
37940X102
1572
9954
SH
DFND
9954
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
313
1505
SH
DFND
2
1505
0
0
GOLDMAN SACHS GROUP INC
CALL
38141G904
624
3000
SH
Call
DFND
2
3000
0
0
GOLDMAN SACHS GROUP INC
PUT
38141G954
2391
11500
SH
Put
DFND
2
11500
0
0
GORES METROPOULOS INC
UNIT 99/99/9999
382872208
530
50000
SH
DFND
50000
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
493
24433
SH
DFND
2
24433
0
0
HEICO CORP NEW
CL A
422806208
1427
14700
SH
DFND
2
14700
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
2972
77300
SH
DFND
2
77300
0
0
HUYA INC
ADS REP SHS A
44852D108
1482
61500
SH
DFND
2
61500
0
0
I3 VERTICALS INC
COM CL A
46571Y107
1152
57241
SH
DFND
57241
0
0
INSULET CORP
COM
45784P101
563
3406
SH
DFND
2
3406
0
0
INTEL CORP
COM
458140100
640
12490
SH
DFND
2
12490
0
0
INTEL CORP
CALL
458140900
2092
40800
SH
Call
DFND
2
40800
0
0
INTEL CORP
PUT
458140950
6404
124900
SH
Put
DFND
2
124900
0
0
ISHARES
MSCI STH KOR ETF
464286772
1262
22376
SH
DFND
2
22376
0
0
ISHARES
CALL
464286902
575
10200
SH
Call
DFND
2
10200
0
0
ISHARES
PUT
464286952
3363
59600
SH
Put
DFND
2
59600
0
0
ISHARES MSCI MEX
CAP ETF
464286822
750
17557
SH
DFND
2
17557
0
0
ISHARES MSCI MEX
PUT
464286952
239
5600
SH
Put
DFND
2
5600
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1305
32677
SH
DFND
2
32677
0
0
ISHARES TR
CALL
464287904
1481
37100
SH
Call
DFND
2
37100
0
0
ISHARES TR
PUT
464287954
9990
250200
SH
Put
DFND
2
250200
0
0
JONES LANG LASALLE INC
COM
48020Q107
1305
9302
SH
DFND
9302
0
0
KARUNA THERAPEUTICS INC
COM
48576A100
213
13080
SH
DFND
13080
0
0
KLA-TENCOR CORP
COM
482480100
382
2397
SH
DFND
2
2397
0
0
KLA-TENCOR CORP
CALL
482480900
111
700
SH
Call
DFND
2
700
0
0
KLA-TENCOR CORP
PUT
482480950
1258
7900
SH
Put
DFND
2
7900
0
0
LAS VEGAS SANDS CORP
COM
517834107
3611
62560
SH
DFND
2
62560
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
7033
169066
SH
DFND
2
169066
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
730
18735
SH
DFND
2
18735
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
4560
1691581
SH
DFND
1691581
0
0
LOEWS CORP
COM
540424108
540
10456
SH
DFND
2
10456
0
0
LPL FINL HLDGS INC
COM
50212V100
1474
18000
SH
DFND
18000
0
0
MATCH GROUP INC
COM
57665R106
341
4849
SH
DFND
2
4849
0
0
MCDONALDS CORP
COM
580135101
312
1452
SH
DFND
2
1452
0
0
MCDONALDS CORP
CALL
580135901
774
3600
SH
Call
DFND
2
3600
0
0
MCDONALDS CORP
PUT
580135951
2106
9800
SH
Put
DFND
2
9800
0
0
MEDICINES CO
COM
584688105
2645
53142
SH
DFND
53142
0
0
MICHAELS COS INC
COM
59408Q106
129
13148
SH
DFND
2
13148
0
0
MICRON TECHNOLOGY INC
COM
595112103
1286
30016
SH
DFND
2
30016
0
0
MICRON TECHNOLOGY INC
PUT
595112953
1469
34300
SH
Put
DFND
2
34300
0
0
MOBILE MINI INC
COM
60740F105
691
18621
SH
DFND
18621
0
0
MODERNA INC
COM
60770K107
165
10500
SH
DFND
2
10500
0
0
MORGAN STANLEY
COM NEW
617446448
25
589
SH
DFND
2
589
0
0
MORGAN STANLEY
COM NEW
617446448
517
12100
SH
DFND
12100
0
0
MORGAN STANLEY
PUT
617446958
171
4000
SH
Put
DFND
2
4000
0
0
MOTUS GI HLDGS INC
COM
62014P108
277
140490
SH
DFND
140490
0
0
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
546
10000
SH
DFND
10000
0
0
NAUTILUS INC
COM
63910B102
17
12900
SH
DFND
2
12900
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
979
10890
SH
DFND
2
10890
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1388
16000
SH
DFND
16000
0
0
NVIDIA CORP
COM
67066G104
676
3919
SH
DFND
2
3919
0
0
NVIDIA CORP
CALL
67066G904
552
3200
SH
Call
DFND
2
3200
0
0
NVIDIA CORP
PUT
67066G954
2554
14800
SH
Put
DFND
2
14800
0
0
ONEMAIN HLDGS INC
COM
68268W103
1598
43963
SH
DFND
43963
0
0
OPORTUN FINL CORP
COM
68376D104
1529
92745
SH
DFND
92745
0
0
ORCHARD THERAPEUTICS PLC
ADS
68570P101
127
10926
SH
DFND
2
10926
0
0
PALOMAR HLDGS INC
COM
69753M105
1956
50212
SH
DFND
50212
0
0
PIVOTAL SOFTWARE INC
COM CL A
72582H107
563
37772
SH
DFND
37772
0
0
PLYMOUTH INDL REIT INC
COM
729640102
1589
85699
SH
DFND
85699
0
0
PROVENTION BIO INC
COM
74374N102
1699
228700
SH
DFND
228700
0
0
QUALM INC
COM
747525103
653
8556
SH
DFND
2
8556
0
0
QUALM INC
CALL
747525903
183
2400
SH
Call
DFND
2
2400
0
0
QUALM INC
PUT
747525953
2130
27900
SH
Put
DFND
2
27900
0
0
RADIAN GROUP INC
COM
750236101
704
30814
SH
DFND
30814
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
50
11660
SH
DFND
2
11660
0
0
REPAY HLDGS CORP
COM CL A
76029L100
2643
198282
SH
DFND
198282
0
0
RINGCENTRAL INC
CL A
76680R206
884
7072
SH
DFND
2
7072
0
0
RPM INTL INC
COM
749685103
548
8000
SH
DFND
2
8000
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
535
4445
SH
DFND
2
4445
0
0
SELECT SECTOR SPDR TR
CALL
81369Y907
2313
19200
SH
Call
DFND
2
19200
0
0
SELECT SECTOR SPDR TR
PUT
81369Y957
12336
102400
SH
Put
DFND
2
102400
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
635
8165
SH
DFND
2
8165
0
0
SELECT SECTOR SPDR TR
CALL
81369Y904
1245
16000
SH
Call
DFND
2
16000
0
0
SELECT SECTOR SPDR TR
PUT
81369Y954
10573
135900
SH
Put
DFND
2
135900
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
715
8888
SH
DFND
2
8888
0
0
SELECT SECTOR SPDR TR
CALL
81369Y903
2508
31200
SH
Call
DFND
2
31200
0
0
SELECT SECTOR SPDR TR
PUT
81369Y953
14134
175800
SH
Put
DFND
2
175800
0
0
SENTINEL ENERGY SVCS INC
*W EXP 11/02/202
81728P113
7
16666
SH
DFND
16666
0
0
SERES THERAPEUTICS INC
COM
81750R102
395
100000
SH
DFND
100000
0
0
SHOPIFY INC
CL A
82509L107
478
1533
SH
DFND
1533
0
0
SILK ROAD MEDICAL INC
COM
82710M100
600
18755
SH
DFND
18755
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
225
7800
SH
DFND
2
7800
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
234
10000
SH
DFND
2
10000
0
0
SOHU COM LTD
SPONSORED ADS
83410S108
1223
119686
SH
DFND
2
119686
0
0
STAG INDL INC
COM
85254J102
5468
186096
SH
DFND
186096
0
0
STEWART INFORMATION SVCS COR
COM
860372101
905
23377
SH
DFND
23377
0
0
SUNTRUST BKS INC
COM
867914103
7770
112768
SH
DFND
112768
0
0
SYNCHRONY FINL
COM
87165B103
1002
29500
SH
DFND
29500
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
2875
8972
SH
DFND
2
8972
0
0
TERADYNE INC
COM
880770102
728
12644
SH
DFND
2
12644
0
0
TERADYNE INC
CALL
880770902
58
1000
SH
Call
DFND
2
1000
0
0
TERADYNE INC
PUT
880770952
115
2000
SH
Put
DFND
2
2000
0
0
TEXAS INSTRS INC
COM
882508104
355
2763
SH
DFND
2
2763
0
0
TEXAS INSTRS INC
CALL
882508904
719
5600
SH
Call
DFND
2
5600
0
0
TEXAS INSTRS INC
PUT
882508954
2915
22700
SH
Put
DFND
2
22700
0
0
THE TRADE DESK INC
COM CL A
88339J105
762
4127
SH
DFND
2
4127
0
0
THOMSON REUTERS CORP
COM NEW
884903709
590
8780
SH
DFND
8780
0
0
TILE SHOP HLDGS INC
COM
88677Q109
34
10581
SH
DFND
2
10581
0
0
TRADEWEB MKTS INC
CL A
892672106
5446
28190
SH
DFND
28190
0
0
TYLER TECHNOLOGIES INC
COM
902252105
1476
5663
SH
DFND
2
5663
0
0
UNIVERSAL DISPLAY CORP
COM
91347P105
438
2627
SH
DFND
2
2627
0
0
UNIVERSAL DISPLAY CORP
PUT
91347P955
283
1700
SH
Put
DFND
2
1700
0
0
US FOODS HLDG CORP
COM
912008109
820
20000
SH
DFND
2
20000
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
413
35314
SH
DFND
2
35314
0
0
VANECK VECTORS ETF TR
PUT
92189F958
457
39100
SH
Put
DFND
2
39100
0
0
VICI PPTYS INC
COM
925652109
676
30000
SH
DFND
2
30000
0
0
VISA INC
COM CL A
92826C839
1665
9514
SH
DFND
9514
0
0
VISA INC
COM CL A
92826C839
195
1114
SH
DFND
2
1114
0
0
VISA INC
CALL
92826C909
962
5500
SH
Call
DFND
2
5500
0
0
VISA INC
PUT
92826C959
1522
8700
SH
Put
DFND
2
8700
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
740
36600
SH
DFND
36600
0
0
WABCO HLDGS INC
COM
92927K102
4210
31399
SH
DFND
31399
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
559
10142
SH
DFND
2
10142
0
0
WALGREENS BOOTS ALLIANCE INC
CALL
931427908
55
1000
SH
Call
DFND
2
1000
0
0
WALGREENS BOOTS ALLIANCE INC
PUT
931427958
386
7000
SH
Put
DFND
2
7000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
4954
19013
SH
DFND
19013
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
2051
14553
SH
DFND
2
14553
0
0
WEX INC
COM
96208T104
1274
6348
SH
DFND
6348
0
0
WEX INC
COM
96208T104
759
3780
SH
DFND
2
3780
0
0
WILLSCOT CORP
COM
971375126
224
14400
SH
DFND
14400
0
0
XILINX INC
COM
983919101
246
2566
SH
DFND
2
2566
0
0
XILINX INC
CALL
983919901
144
1500
SH
Call
DFND
2
1500
0
0
XILINX INC
PUT
983919951
1287
13400
SH
Put
DFND
2
13400
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
6515
192179
SH
DFND
192179
0
0