0001214659-20-009365.txt : 20201112 0001214659-20-009365.hdr.sgml : 20201112 20201112093840 ACCESSION NUMBER: 0001214659-20-009365 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001632972 IRS NUMBER: 412016508 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16444 FILM NUMBER: 201303994 BUSINESS ADDRESS: STREET 1: 505 NORTH HIGHWAY 169 SUITE 900 CITY: PLYMOUTH STATE: MN ZIP: 55441 BUSINESS PHONE: (763) 417 1700 MAIL ADDRESS: STREET 1: 505 NORTH HIGHWAY 169 SUITE 900 CITY: PLYMOUTH STATE: MN ZIP: 55441 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632972 XXXXXXXX 09-30-2020 09-30-2020 false WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
505 NORTH HIGHWAY 169 SUITE 900 PLYMOUTH MN 55441
13F HOLDINGS REPORT 028-16444 N
Mike Stefano CCO 763-417-1444 Mike Stefano Plymouth MN 11-11-2020 0 205 3818524
INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 718 6461 SH SOLE 0 0 6461 ETFS TR BBRG ALL COMD K1 003261104 22853 1118039 SH SOLE 0 0 1118039 ABERDEEN STD PRECIOUS METALS PHYSCL PM BASKET 003263100 13772 141498 SH SOLE 0 0 141498 ADVANCED MICRO DEVICES INC COM 007903107 3736 44319 SH SOLE 0 0 44319 ALLSTATE CORP COM 020002101 249 2637 SH SOLE 0 0 2637 AMAZON COM INC COM 023135106 16409 4766 SH SOLE 0 0 4766 AMEDISYS INC COM 023436108 1531 6136 SH SOLE 0 0 6136 APPLE INC COM 037833100 30411 244460 SH SOLE 0 0 244460 APPLIED MATLS INC COM 038222105 1757 27170 SH SOLE 0 0 27170 ARCHER DANIELS MIDLAND CO COM 039483102 1590 31797 SH SOLE 0 0 31797 ARROW ELECTRS INC COM 042735100 1514 18041 SH SOLE 0 0 18041 AUTOMATIC DATA PROCESSING IN COM 053015103 383 2546 SH SOLE 0 0 2546 AUTOZONE INC COM 053332102 1328 1161 SH SOLE 0 0 1161 BANK AMER CORP COM 060505104 6308 245638 SH SOLE 0 0 245638 BAXTER INTL INC COM 071813109 2679 33643 SH SOLE 0 0 33643 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1575 19309 SH SOLE 0 0 19309 BOSTON BEER INC CL A 100557107 1431 1511 SH SOLE 0 0 1511 BRISTOL MYERS SQUIBB CO COM 110122108 3902 63110 SH SOLE 0 0 63110 CIGNA CORPORATION COM 125509109 2558 14417 SH SOLE 0 0 14417 CVS HEALTH CORP COM 126650100 1663 27847 SH SOLE 0 0 27847 CERNER CORP COM 156782104 1645 22294 SH SOLE 0 0 22294 CHEVRON CORP NEW COM 166764100 1776 23837 SH SOLE 0 0 23837 CITRIX SYS INC COM 177376100 1633 11241 SH SOLE 0 0 11241 DANAHER CORP DEL COM 235851102 5379 23827 SH SOLE 0 0 23827 DELTA AIR LINES INC DEL COM NEW 247361702 3736 114446 SH SOLE 0 0 114446 DOLLAR GEN CORP NEW COM 256677105 1571 7123 SH SOLE 0 0 7123 EBAY INC COM 278642103 1661 29996 SH SOLE 0 0 29996 EMERSON ELEC CO COM 291011104 2712 38972 SH SOLE 0 0 38972 EXPEDITORS INTL WASH INC COM 302130109 2263 24266 SH SOLE 0 0 24266 GENERAC HLDGS INC COM 368736104 2179 10682 SH SOLE 0 0 10682 GENERAL ELECTRIC CO COM 369604103 73 10656 SH SOLE 0 0 10656 GRAINGER W W INC COM 384802104 1526 3926 SH SOLE 0 0 3926 HERSHEY CO COM 427866108 1686 11384 SH SOLE 0 0 11384 HOME DEPOT INC COM 437076102 372 1297 SH SOLE 0 0 1297 INTEL CORP COM 458140100 4696 87166 SH SOLE 0 0 87166 INTERNATIONAL BUSINESS MACHS COM 459200101 1465 11515 SH SOLE 0 0 11515 INTUIT COM 461202103 3359 9571 SH SOLE 0 0 9571 ISHARES INC JP MORGAN EM ETF 464286517 10016 237127 SH SOLE 0 0 237127 ISHARES CNTRY MIN VL ETF 464286525 1891 19969 SH SOLE 0 0 19969 ISHARES INC MIN VOL EMRG MKT 464286533 789 13862 SH SOLE 0 0 13862 ISHARES TR MRNGSTR LG-CP ET 464287127 793 3885 SH SOLE 0 0 3885 ISHARES TR CORE S&P TTL STK 464287150 2266 28405 SH SOLE 0 0 28405 ISHARES TR CORE S&P500 ETF 464287200 707188 1999462 SH SOLE 0 0 1999462 ISHARES TR CORE US AGGBD ET 464287226 34877 295691 SH SOLE 0 0 295691 ISHARES TR MSCI EMG MKT ETF 464287234 1912 41361 SH SOLE 0 0 41361 ISHARES TR IBOXX INV CP ETF 464287242 83230 613290 SH SOLE 0 0 613290 ISHARES TR S&P 500 GRWT ETF 464287309 505 2067 SH SOLE 0 0 2067 ISHARES TR S&P 500 VAL ETF 464287408 225 1908 SH SOLE 0 0 1908 ISHARES TR 1 3 YR TREAS BD 464287457 3944 45626 SH SOLE 0 0 45626 ISHARES TR MSCI EAFE ETF 464287465 4166 63058 SH SOLE 0 0 63058 ISHARES TR CORE S&P MCP ETF 464287507 621 3101 SH SOLE 0 0 3101 ISHARES TR RUS 1000 VAL ETF 464287598 805 6476 SH SOLE 0 0 6476 ISHARES TR RUS 1000 GRW ETF 464287614 1998 8716 SH SOLE 0 0 8716 ISHARES TR RUS 1000 ETF 464287622 374 1893 SH SOLE 0 0 1893 ISHARES TR RUSSELL 2000 ETF 464287655 1957 11951 SH SOLE 0 0 11951 ISHARES TR CORE S&P US VLU 464287663 10668 187397 SH SOLE 0 0 187397 ISHARES TR CORE S&P SCP ETF 464287804 4723 61666 SH SOLE 0 0 61666 ISHARES TR SP SMCP600VL ETF 464287879 3784 28146 SH SOLE 0 0 28146 ISHARES TR AGENCY BOND ETF 464288166 18745 155068 SH SOLE 0 0 155068 ISHARES TR MSCI ACWI ETF 464288257 980 11695 SH SOLE 0 0 11695 ISHARES TR EAFE SML CP ETF 464288273 5580 90653 SH SOLE 0 0 90653 ISHARES TR JPMORGAN USD EMG 464288281 2774 24612 SH SOLE 0 0 24612 ISHARES TR NATIONAL MUN ETF 464288414 2135 18527 SH SOLE 0 0 18527 ISHARES TR CRE U S REIT ETF 464288521 1727 36996 SH SOLE 0 0 36996 ISHARES TR MBS ETF 464288588 5276 47833 SH SOLE 0 0 47833 ISHARES INC INTRM TR CRP ETF 464288638 496 8125 SH SOLE 0 0 8125 JABIL INC COM 466313103 1541 41938 SH SOLE 0 0 41938 JOHNSON & JOHNSON COM 478160104 6978 45959 SH SOLE 0 0 45959 KIMBERLY CLARK CORP COM 494368103 1519 9900 SH SOLE 0 0 9900 LILLY ELI & CO COM 532457108 4899 31708 SH SOLE 0 0 31708 LOCKHEED MARTIN CORP COM 539830109 5449 14009 SH SOLE 0 0 14009 LULULEMON ATHLETICA INC COM 550021109 2248 6461 SH SOLE 0 0 6461 MCDONALDS CORP COM 580135101 2132 9430 SH SOLE 0 0 9430 MICROSOFT CORP COM 594918104 11713 52905 SH SOLE 0 0 52905 NEWMONT CORP COM 651639106 1540 24476 SH SOLE 0 0 24476 PHILIP MORRIS INTL INC COM 718172109 3512 44279 SH SOLE 0 0 44279 PROCTER & GAMBLE CO COM 742718109 5012 34690 SH SOLE 0 0 34690 RESMED INC COM 761152107 3400 29706 SH SOLE 0 0 29706 ROPER TECHNOLOGIES INC COM 776696106 2187 5184 SH SOLE 0 0 5184 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 11451 135969 SH SOLE 0 0 135969 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 120667 1419946 SH SOLE 0 0 1419946 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 609 4978 SH SOLE 0 0 4978 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 165327 3027976 SH SOLE 0 0 3027976 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 37872 635545 SH SOLE 0 0 635545 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 90576 1213836 SH SOLE 0 0 1213836 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 41385 1475929 SH SOLE 0 0 1475929 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 701 28548 SH SOLE 0 0 28548 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1166 45553 SH SOLE 0 0 45553 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 387 10775 SH SOLE 0 0 10775 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 877 21454 SH SOLE 0 0 21454 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 226697 6962519 SH SOLE 0 0 6962519 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 195588 3492643 SH SOLE 0 0 3492643 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 30236 517296 SH SOLE 0 0 517296 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 45444 883431 SH SOLE 0 0 883431 SCHWAB STRATEGIC TR US TIPS ETF 808524870 46688 758791 SH SOLE 0 0 758791 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 62969 1854237 SH SOLE 0 0 1854237 SERVICE CORP INTL COM 817565104 1547 34240 SH SOLE 0 0 34240 STATE STR CORP COM 857477103 2213 32916 SH SOLE 0 0 32916 SYNOPSYS INC COM 871607107 1655 7230 SH SOLE 0 0 7230 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1551 9282 SH SOLE 0 0 9282 TELEPHONE & DATA SYS INC COM NEW 879433829 1594 83488 SH SOLE 0 0 83488 TRACTOR SUPPLY CO COM 892356106 1539 10199 SH SOLE 0 0 10199 TYLER TECHNOLOGIES INC COM 902252105 1559 3950 SH SOLE 0 0 3950 UNION PAC CORP COM 907818108 2513 12177 SH SOLE 0 0 12177 VANGUARD GROUP DIV APP ETF 921908844 5744 42700 SH SOLE 0 0 42700 VANGUARD STAR FDS VG TL INTL STK F 921909768 39836 733091 SH SOLE 0 0 733091 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 362 4272 SH SOLE 0 0 4272 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 322899 7124908 SH SOLE 0 0 7124908 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 530 1638 SH SOLE 0 0 1638 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 97197 1165299 SH SOLE 0 0 1165299 VANGUARD INDEX FDS MID CAP ETF 922908629 374 2000 SH SOLE 0 0 2000 VANGUARD INDEX FDS GROWTH ETF 922908736 251 1041 SH SOLE 0 0 1041 VANGUARD INDEX FDS SMALL CP ETF 922908751 1477 8849 SH SOLE 0 0 8849 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1059 5886 SH SOLE 0 0 5886 VOYA FINL INC COM 929089100 2528 50774 SH SOLE 0 0 50774 WAL-MART STORES INC COM 931142103 3848 26678 SH SOLE 0 0 26678 WELBILT INC COM 949090104 208 29201 SH SOLE 0 0 29201 WESTERN DIGITAL CORP COM 958102105 2405 62756 SH SOLE 0 0 62756 WESTERN UN CO COM 959802109 1744 78322 SH SOLE 0 0 78322 XILINX INC COM 983919101 1681 14136 SH SOLE 0 0 14136 AT&T INC COM 00206R102 6430 228594 SH SOLE 0 0 228594 ABBVIE INC COM 00287Y109 3511 39750 SH SOLE 0 0 39750 ALLY FINL INC COM 02005N100 1731 62419 SH SOLE 0 0 62419 AMERICAN TOWER CORP NEW COM 03027X100 2391 9703 SH SOLE 0 0 9703 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 36508 1814510 SH SOLE 0 0 1814510 BOOKING HLDGS INC COM 09857L108 2959 1604 SH SOLE 0 0 1604 CBOE HLDGS INC COM 12503M108 1464 17325 SH SOLE 0 0 17325 CAPITAL ONE FINL CORP COM 14040H105 1600 19904 SH SOLE 0 0 19904 CHARTER COMMUNICATIONS INC N CL A 16119P108 1778 2728 SH SOLE 0 0 2728 CHEMED CORP NEW CALL 16359R103 3211 6627 SH SOLE 0 0 6627 CISCO SYS INC COM 17275R102 3252 80575 SH SOLE 0 0 80575 COLGATE PALMOLIVE CO COM 194162103 1635 20273 SH SOLE 0 0 20273 COSTCO WHSL CORP NEW COM 22160K105 3260 8658 SH SOLE 0 0 8658 DOMINOS PIZZA INC COM 25754A201 1457 3712 SH SOLE 0 0 3712 EPAM SYS INC COM 29414B104 1747 5064 SH SOLE 0 0 5064 EQUINIX INC COM PAR $0.001 29444U700 5681 6803 SH SOLE 0 0 6803 EXELON CORP COM 30161N101 5652 141359 SH SOLE 0 0 141359 EXXON MOBIL CORP COM 30231G102 2259 65241 SH SOLE 0 0 65241 FACEBOOK INC CL A 30303M102 7512 27243 SH SOLE 0 0 27243 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2179 65828 SH SOLE 0 0 65828 FORTINET INC COM 34959E109 2299 17838 SH SOLE 0 0 17838 GOLDMAN SACHS GROUP INC COM 38141G104 2769 12933 SH SOLE 0 0 12933 IDEXX LABS INC COM 45168D104 2586 6165 SH SOLE 0 0 6165 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 2730 197993 SH SOLE 0 0 197993 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 653 5111 SH SOLE 0 0 5111 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 4349 53619 SH SOLE 0 0 53619 POWERSHARES ETF TR II EM MRK LOW VOL 46138E297 2844 139162 SH SOLE 0 0 139162 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 43686 783035 SH SOLE 0 0 783035 POWERSHARES ETF TR II S&P600 LOVL PT 46138G102 8832 247475 SH SOLE 0 0 247475 ISHARES TR MIN VOL USA ETF 46429B697 4472 67422 SH SOLE 0 0 67422 ISHARES TR EDGE MSCI USA VL 46432F388 1838 23590 SH SOLE 0 0 23590 ISHARES TR MSCI USAMOMFCT 46432F396 200442 1296013 SH SOLE 0 0 1296013 ISHARES TR CORE MSCI TOTAL 46432F834 263 4330 SH SOLE 0 0 4330 ISHARES TR CORE MSCI EAFE 46432F842 15649 250349 SH SOLE 0 0 250349 ISHARES INC CORE MSCI EMKT 46434G103 2276 41195 SH SOLE 0 0 41195 ISHARES TR GLOBAL REIT ETF 46434V647 1686 76391 SH SOLE 0 0 76391 ISHARES TR ESG MSCI USA ETF 46435G425 680 8469 SH SOLE 0 0 8469 ISHARES TR ESG MSCI EAFE 46435G516 346 5254 SH SOLE 0 0 5254 ISHARES TR CORE INTL AGGR 46435G672 4478 80349 SH SOLE 0 0 80349 JPMORGAN CHASE & CO COM 46625H100 8059 78670 SH SOLE 0 0 78670 J P MORGAN EXCHANGE TRADED F DIV RTN INT EQ 46641Q209 182644 3437710 SH SOLE 0 0 3437710 KEYSIGHT TECHNOLOGIES INC COM 49338L103 1528 14456 SH SOLE 0 0 14456 MARATHON PETE CORP COM 56585A102 1654 54259 SH SOLE 0 0 54259 MARKETAXESS HLDGS INC COM 57060D108 1474 2770 SH SOLE 0 0 2770 MOSAIC CO NEW COM 61945C103 3306 170919 SH SOLE 0 0 170919 NETAPP INC COM 64110D104 2233 47875 SH SOLE 0 0 47875 NETFLIX INC COM 64110L106 1848 3424 SH SOLE 0 0 3424 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 639 21002 SH SOLE 0 0 21002 O REILLY AUTOMOTIVE INC NEW COM 67103H107 1480 3229 SH SOLE 0 0 3229 ORACLE CORP COM 68389X105 3613 58780 SH SOLE 0 0 58780 PAYPAL HLDGS INC COM 70450Y103 3381 16778 SH SOLE 0 0 16778 PENSKE AUTOMOTIVE GRP INC COM 70959W103 2441 44514 SH SOLE 0 0 44514 PIMCO ETF TR INV GRD CRP BD 72201R817 637 5519 SH SOLE 0 0 5519 POOL CORPORATION COM 73278L105 1550 4396 SH SOLE 0 0 4396 PRICE T ROWE GROUP INC COM 74144T108 1727 12073 SH SOLE 0 0 12073 PRINCIPAL FINL GROUP INC COM 74251V102 2638 61641 SH SOLE 0 0 61641 PROLOGIS INC COM 74340W103 1685 15557 SH SOLE 0 0 15557 SPDR S&P 500 ETF TR TR UNIT 78462F103 1812 5143 SH SOLE 0 0 5143 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 1987 33812 SH SOLE 0 0 33812 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 24278 380049 SH SOLE 0 0 380049 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1300 34016 SH SOLE 0 0 34016 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 8971 284357 SH SOLE 0 0 284357 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 25434 836636 SH SOLE 0 0 836636 SPDR SERIES TRUST BRCLY INTL CRP 78464A151 11729 325160 SH SOLE 0 0 325160 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 67798 1232702 SH SOLE 0 0 1232702 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 24193 656350 SH SOLE 0 0 656350 SPDR SERIES TRUST PORTFLI MORTGAGE 78464A383 60444 2273182 SH SOLE 0 0 2273182 SPDR SERIES TRUST BRCLY EM LOCL 78464A391 30823 1161822 SH SOLE 0 0 1161822 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 17554 554979 SH SOLE 0 0 554979 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 48345 1572206 SH SOLE 0 0 1572206 SPDR SERIES TRUST PORTFLI TIPS ETF 78464A656 1892 61530 SH SOLE 0 0 61530 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 87351 2026714 SH SOLE 0 0 2026714 SPDR SER TR PORTFOLIO SH TSR 78468R101 14082 459007 SH SOLE 0 0 459007 SPDR SER TR SSGA US LRG ETF 78468R804 6146 54211 SH SOLE 0 0 54211 SPDR SER TR PORTFOLIO SM ETF 78468R853 7793 260906 SH SOLE 0 0 260906 SALESFORCE COM INC COM 79466L302 4012 15023 SH SOLE 0 0 15023 TESLA INC COM 88160R101 1681 3801 SH SOLE 0 0 3801 UNITEDHEALTH GROUP INC COM 91324P102 4000 12124 SH SOLE 0 0 12124 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 3448 35979 SH SOLE 0 0 35979 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 33634 205922 SH SOLE 0 0 205922 VERTEX PHARMACEUTICALS INC COM 92532F100 1900 6920 SH SOLE 0 0 6920 VISA INC COM CL A 92826C839 7233 35044 SH SOLE 0 0 35044 WEC ENERGY GROUP INC COM 92939U106 264 2642 SH SOLE 0 0 2642 WORLD WRESTLING ENTMT INC CL A 98156Q108 1552 38713 SH SOLE 0 0 38713 BUNGE LIMITED COM G16962105 1608 31292 SH SOLE 0 0 31292