0001062993-20-005761.txt : 20201117
0001062993-20-005761.hdr.sgml : 20201117
20201117143820
ACCESSION NUMBER: 0001062993-20-005761
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
EFFECTIVENESS DATE: 20201117
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunbelt Securities, Inc.
CENTRAL INDEX KEY: 0001632932
IRS NUMBER: 760472120
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16583
FILM NUMBER: 201320690
BUSINESS ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-965-9510
MAIL ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001632932
XXXXXXXX
09-30-2020
09-30-2020
Sunbelt Securities, Inc.
2700 POST OAK BLVD, SUITE 1700
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16583
N
Patrick Smetek
CCO
713-965-9510
Patrick Smetek
Houston
TX
11-16-2020
0
333
359633
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
1166
7474
SH
SOLE
None
0
0
0
ABBOTT LABS
COM
002824100
1178
12882
SH
SOLE
None
0
0
0
ABBVIE INC
COM
00287Y109
4258
43371
SH
SOLE
None
0
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1869
8702
SH
SOLE
None
0
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
98
1324
SH
SOLE
None
0
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
916
2078
SH
SOLE
None
0
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
166
3160
SH
SOLE
None
0
0
0
SHOPIFY INC
CL A
82509L107
235
220
SH
SOLE
None
0
0
0
BOOKING HOLDINGS INC
COM
09857L108
526
311
SH
SOLE
None
0
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
10
392
SH
SOLE
None
0
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
250
486
SH
SOLE
None
0
0
0
EPAM SYS INC
COM
29414B104
209
645
SH
SOLE
None
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
1115
756
SH
SOLE
None
0
0
0
BLACKROCK INC
COM
09247X101
471
835
SH
SOLE
None
0
0
0
BIOGEN INC
COM
09062X103
237
836
SH
SOLE
None
0
0
0
ROPER TECHNOLOGIES INC
COM
776696106
344
870
SH
SOLE
None
0
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
291
945
SH
SOLE
None
0
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
685
966
SH
SOLE
None
0
0
0
TELADOC HEALTH INC
COM
87918A105
218
993
SH
SOLE
None
0
0
0
ECOLAB INC
COM
278865100
206
1029
SH
SOLE
None
0
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
228
1128
SH
SOLE
None
0
0
0
ISHARES TR
GLOBAL TECH ETF
464287291
300
1136
SH
SOLE
None
0
0
0
ILLINOIS TOOL WKS INC
COM
452308109
227
1143
SH
SOLE
None
0
0
0
ALIGN TECHNOLOGY INC
COM
016255101
376
1148
SH
SOLE
None
0
0
0
THE TRADE DESK INC
COM CL A
88339J105
648
1168
SH
SOLE
None
0
0
0
LENNOX INTL INC
COM
526107107
323
1185
SH
SOLE
None
0
0
0
DOMINOS PIZZA INC
COM
25754A201
557
1309
SH
SOLE
None
0
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
115
1425
SH
SOLE
None
0
0
0
FACTSET RESH SYS INC
COM
303075105
489
1459
SH
SOLE
None
0
0
0
S&P GLOBAL INC
COM
78409V104
531
1472
SH
SOLE
None
0
0
0
LILLY ELI & CO
COM
532457108
221
1492
SH
SOLE
None
0
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
211
1533
SH
SOLE
None
0
0
0
CATERPILLAR INC DEL
COM
149123101
241
1617
SH
SOLE
None
0
0
0
TARGET CORP
COM
87612E106
260
1652
SH
SOLE
None
0
0
0
SVB FINANCIAL GROUP
COM
78486Q101
437
1707
SH
SOLE
None
0
0
0
ISHARES TR
TRANS AVG ETF
464287192
341
1712
SH
SOLE
None
0
0
0
BEYOND MEAT INC
COM
08862E109
291
1750
SH
SOLE
None
0
0
0
TESLA INC
COM
88160R101
810
1883
SH
SOLE
None
0
0
0
FIRST TR NASDAQ 100 TECH IND
SHS
337345102
222
1891
SH
SOLE
None
0
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
415
1913
SH
SOLE
None
0
0
0
ISHARES TR
U.S. TECH ETF
464287721
578
1919
SH
SOLE
None
0
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
467
1932
SH
SOLE
None
0
0
0
ALPHABET INC
CAP STK CL A
02079K305
2900
1961
SH
SOLE
None
0
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
269
1993
SH
SOLE
None
0
0
0
SPDR SER TR
COMP SOFTWARE
78464A599
239
2001
SH
SOLE
None
0
0
0
GENERAL DYNAMICS CORP
COM
369550108
284
2052
SH
SOLE
None
0
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
391
2106
SH
SOLE
None
0
0
0
ISHARES TR
DOW JONES US ETF
464287846
362
2170
SH
SOLE
None
0
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
369
2172
SH
SOLE
None
0
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
229
2204
SH
SOLE
None
0
0
0
LOCKHEED MARTIN CORP
COM
539830109
870
2269
SH
SOLE
None
0
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
568
2273
SH
SOLE
None
0
0
0
INTUIT
COM
461202103
765
2289
SH
SOLE
None
0
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
718
2301
SH
SOLE
None
0
0
0
NETFLIX INC
COM
64110L106
1166
2325
SH
SOLE
None
0
0
0
OKTA INC
CL A
679295105
527
2331
SH
SOLE
None
0
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1072
2427
SH
SOLE
None
0
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
296
2433
SH
SOLE
None
0
0
0
SHERWIN WILLIAMS CO
COM
824348106
1764
2533
SH
SOLE
None
0
0
0
FORTINET INC
COM
34959E109
303
2559
SH
SOLE
None
0
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
651
2680
SH
SOLE
None
0
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
319
2699
SH
SOLE
None
0
0
0
DOLLAR TREE INC
COM
256746108
249
2726
SH
SOLE
None
0
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1371
2781
SH
SOLE
None
0
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
864
2837
SH
SOLE
None
0
0
0
NEXTERA ENERGY INC
COM
65339F101
807
2907
SH
SOLE
None
0
0
0
CUMMINS INC
COM
231021106
632
2920
SH
SOLE
None
0
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
501
3006
SH
SOLE
None
0
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
244
3007
SH
SOLE
None
0
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
444
3013
SH
SOLE
None
0
0
0
AMAZON COM INC
COM
023135106
9740
3086
SH
SOLE
None
0
0
0
SERVICENOW INC
COM
81762P102
1523
3099
SH
SOLE
None
0
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
259
3146
SH
SOLE
None
0
0
0
ISHARES TR
TIPS BD ETF
464287176
398
3148
SH
SOLE
None
0
0
0
DOLLAR GEN CORP NEW
COM
256677105
680
3217
SH
SOLE
None
0
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
364
3235
SH
SOLE
None
0
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1160
3266
SH
SOLE
None
0
0
0
ISHARES TR
EXPND TEC SC ETF
464287549
1035
3348
SH
SOLE
None
0
0
0
SPDR SER TR
S&P BIOTECH
78464A870
383
3438
SH
SOLE
None
0
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
292
3560
SH
SOLE
None
0
0
0
NVIDIA CORPORATION
COM
67066G104
1935
3575
SH
SOLE
None
0
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
821
3606
SH
SOLE
None
0
0
0
UNION PAC CORP
COM
907818108
724
3669
SH
SOLE
None
0
0
0
ISHARES TR
MSCI CHINA ETF
46429B671
278
3746
SH
SOLE
None
0
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
401
3798
SH
SOLE
None
0
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
528
3853
SH
SOLE
None
0
0
0
CDW CORP
COM
12514G108
471
3941
SH
SOLE
None
0
0
0
HONEYWELL INTL INC
COM
438516106
658
3995
SH
SOLE
None
0
0
0
CREE INC
COM
225447101
255
4000
SH
SOLE
None
0
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
629
4274
SH
SOLE
None
0
0
0
SQUARE INC
CL A
852234103
698
4291
SH
SOLE
None
0
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
388
4382
SH
SOLE
None
0
0
0
SONOCO PRODS CO
COM
835495102
226
4429
SH
SOLE
None
0
0
0
DISNEY WALT CO
COM DISNEY
254687106
551
4439
SH
SOLE
None
0
0
0
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
448
4460
SH
SOLE
None
0
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
523
4484
SH
SOLE
None
0
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
520
4486
SH
SOLE
None
0
0
0
ANALOG DEVICES INC
COM
032654105
531
4547
SH
SOLE
None
0
0
0
BAIDU INC
SPON ADR REP A
056752108
589
4655
SH
SOLE
None
0
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
584
4679
SH
SOLE
None
0
0
0
BROADCOM INC
COM
11135F101
1710
4694
SH
SOLE
None
0
0
0
ISHARES TR
EXPANDED TECH
464287515
1472
4732
SH
SOLE
None
0
0
0
ISHARES TR
CORE INTL AGGR
46435G672
268
4823
SH
SOLE
None
0
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
513
4855
SH
SOLE
None
0
0
0
SPDR SER TR
SPDR BLOOMBERG
78468R663
448
4896
SH
SOLE
None
0
0
0
MICROCHIP TECHNOLOGY INC.
COM
595017104
509
4958
SH
SOLE
None
0
0
0
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
433
5015
SH
SOLE
None
0
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
647
5030
SH
SOLE
None
0
0
0
MCDONALDS CORP
COM
580135101
1108
5046
SH
SOLE
None
0
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
305
5056
SH
SOLE
None
0
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1409
5079
SH
SOLE
None
0
0
0
BOEING CO
COM
097023105
843
5100
SH
SOLE
None
0
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
311
5225
SH
SOLE
None
0
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
244
5249
SH
SOLE
None
0
0
0
ORACLE CORP
COM
68389X105
319
5346
SH
SOLE
None
0
0
0
TEXAS INSTRS INC
COM
882508104
769
5383
SH
SOLE
None
0
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1691
5401
SH
SOLE
None
0
0
0
DANAHER CORPORATION
COM
235851102
1170
5412
SH
SOLE
None
0
0
0
AMGEN INC
COM
031162100
1383
5442
SH
SOLE
None
0
0
0
ISHARES TR
20 YR TR BD ETF
464287432
908
5562
SH
SOLE
None
0
0
0
WESTERN DIGITAL CORP.
COM
958102105
204
5575
SH
SOLE
None
0
0
0
ISHARES TR
SELECT DIVID ETF
464287168
457
5601
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
MSCI INDL INDX
316092709
226
5635
SH
SOLE
None
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1675
5696
SH
SOLE
None
0
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
775
5754
SH
SOLE
None
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
869
5802
SH
SOLE
None
0
0
0
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
918
5835
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
541
5879
SH
SOLE
None
0
0
0
ZOETIS INC
CL A
98978V103
976
5899
SH
SOLE
None
0
0
0
MERCK & CO. INC
COM
58933Y105
492
5934
SH
SOLE
None
0
0
0
COCA COLA CO
COM
191216100
298
6028
SH
SOLE
None
0
0
0
FIDELITY MERRIMACK STR TR
TOTAL BD ETF
316188309
332
6081
SH
SOLE
None
0
0
0
ISHARES TR
MSCI USA MULTIFT
46434V282
203
6119
SH
SOLE
None
0
0
0
CHURCH & DWIGHT INC
COM
171340102
582
6209
SH
SOLE
None
0
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
550
6239
SH
SOLE
None
0
0
0
ISHARES TR
US AER DEF ETF
464288760
989
6241
SH
SOLE
None
0
0
0
VEEVA SYS INC
CL A COM
922475108
1809
6434
SH
SOLE
None
0
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
344
6509
SH
SOLE
None
0
0
0
FIRST TR EXCHNG TRADED FD VI
CBOE EQT DEP NOV
33740F839
208
6545
SH
SOLE
None
0
0
0
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
309
6549
SH
SOLE
None
0
0
0
HOME DEPOT INC
COM
437076102
1841
6629
SH
SOLE
None
0
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
579
6658
SH
SOLE
None
0
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
2005
6692
SH
SOLE
None
0
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
482
6739
SH
SOLE
None
0
0
0
ISHARES TR
ROBOTICS ARTIF
46435U556
225
6844
SH
SOLE
None
0
0
0
WALMART INC
COM
931142103
972
6865
SH
SOLE
None
0
0
0
ISHARES TR
MSCI CHINA A
46434V514
253
6881
SH
SOLE
None
0
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
963
6901
SH
SOLE
None
0
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
232
6903
SH
SOLE
None
0
0
0
INVESCO EXCH TRD SLF IDX FD
RUSL 1000 DYNM
46138J619
216
6987
SH
SOLE
None
0
0
0
PHILLIPS 66
COM
718546104
359
6991
SH
SOLE
None
0
0
0
KROGER CO
COM
501044101
243
7178
SH
SOLE
None
0
0
0
PAYCHEX INC
COM
704326107
579
7260
SH
SOLE
None
0
0
0
ROLLINS INC
COM
775711104
399
7356
SH
SOLE
None
0
0
0
MEDTRONIC PLC
SHS
G5960L103
798
7676
SH
SOLE
None
0
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
724
7746
SH
SOLE
None
0
0
0
SALESFORCE COM INC
COM
79466L302
1968
7830
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
S&P 500 POWER
45782C417
202
8000
SH
SOLE
None
0
0
0
ISHARES TR
RUS MID CAP ETF
464287499
478
8049
SH
SOLE
None
0
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1075
8113
SH
SOLE
None
0
0
0
DUPONT DE NEMOURS INC
COM
26614N102
453
8171
SH
SOLE
None
0
0
0
GILEAD SCIENCES INC
COM
375558103
519
8208
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
DIVID ETF RISI
316092832
267
8216
SH
SOLE
None
0
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
340
8231
SH
SOLE
None
0
0
0
HORMEL FOODS CORP
COM
440452100
413
8457
SH
SOLE
None
0
0
0
LOWES COS INC
COM
548661107
1452
8599
SH
SOLE
None
0
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1945
8606
SH
SOLE
None
0
0
0
INTEL CORP
COM
458140100
452
8734
SH
SOLE
None
0
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
813
8798
SH
SOLE
None
0
0
0
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
608
8832
SH
SOLE
None
0
0
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
302
8853
SH
SOLE
None
0
0
0
3M CO
COM
88579Y101
1419
8859
SH
SOLE
None
0
0
0
PROCTER AND GAMBLE CO
COM
742718109
1253
9011
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
S&P 500 PWR BU
45782C680
247
9070
SH
SOLE
None
0
0
0
UNILEVER N V
N Y SHS NEW
904784709
555
9196
SH
SOLE
None
0
0
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
880
9369
SH
SOLE
None
0
0
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
676
9480
SH
SOLE
None
0
0
0
FEDERAL SIGNAL CORP
COM
313855108
277
9596
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
RUSSELL 2000 P
45782C474
254
9625
SH
SOLE
None
0
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
3276
9684
SH
SOLE
None
0
0
0
VICTORY PORTFOLIOS II
VCSHS US EQ INCM
92647N824
464
9794
SH
SOLE
None
0
0
0
KEURIG DR PEPPER INC
COM
49271V100
271
9822
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
MSCI FINLS IDX
316092501
336
9926
SH
SOLE
None
0
0
0
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
30
10000
SH
SOLE
None
0
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
83
10000
SH
SOLE
None
0
0
0
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
112
10000
SH
SOLE
None
0
0
0
FS KKR CAPITAL CORP
COM
302635206
159
10000
SH
SOLE
None
0
0
0
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
1884
10006
SH
SOLE
None
0
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
123
10010
SH
SOLE
None
0
0
0
BLACKROCK SCIENCE & TECHNOLO
SHS
09258G104
433
10050
SH
SOLE
None
0
0
0
TJX COS INC NEW
COM
872540109
577
10280
SH
SOLE
None
0
0
0
ABBOTT LABS
COM
002824100
1133
10409
SH
SOLE
None
0
0
0
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
344
10425
SH
SOLE
None
0
0
0
STARBUCKS CORP
COM
855244109
908
10550
SH
SOLE
None
0
0
0
ISHARES SILVER TR
ISHARES
46428Q109
230
10629
SH
SOLE
None
0
0
0
NIKE INC
CL B
654106103
1356
10799
SH
SOLE
None
0
0
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
864
11010
SH
SOLE
None
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3709
11074
SH
SOLE
None
0
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
783
11113
SH
SOLE
None
0
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
1256
11169
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
MSCI EAFE PWR
45782C524
269
11182
SH
SOLE
None
0
0
0
MICRON TECHNOLOGY INC
COM
595112103
552
11226
SH
SOLE
None
0
0
0
DOCUMENT SEC SYS INC
COM NEW
25614T309
51
11250
SH
SOLE
None
0
0
0
DOMINION ENERGY INC
COM
25746U109
907
11489
SH
SOLE
None
0
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
466
11562
SH
SOLE
None
0
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
580
11582
SH
SOLE
None
0
0
0
GENERAL ELECTRIC CO
COM
369604103
72
11606
SH
SOLE
None
0
0
0
COLONY CAP INC NEW
CL A COM
19626G108
32
11690
SH
SOLE
None
0
0
0
TRUIST FINL CORP
COM
89832Q109
474
11903
SH
SOLE
None
0
0
0
NOVO-NORDISK A S
ADR
670100205
831
11970
SH
SOLE
None
0
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
363
12132
SH
SOLE
None
0
0
0
CF INDS HLDGS INC
COM
125269100
365
12132
SH
SOLE
None
0
0
0
SOUTHERN CO
COM
842587107
672
12393
SH
SOLE
None
0
0
0
JOHNSON & JOHNSON
COM
478160104
1848
12411
SH
SOLE
None
0
0
0
CITIGROUP INC
COM NEW
172967424
541
12557
SH
SOLE
None
0
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
192
12678
SH
SOLE
None
0
0
0
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
283
12894
SH
SOLE
None
0
0
0
NEOGENOMICS INC
COM NEW
64049M209
519
13128
SH
SOLE
None
0
0
0
BIG LOTS INC
COM
089302103
657
13195
SH
SOLE
None
0
0
0
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
349
13411
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
MSCI HLTH CARE I
316092600
326
13475
SH
SOLE
None
0
0
0
MONROE CAP CORP
COM
610335101
724
13760
SH
SOLE
None
0
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
95
13817
SH
SOLE
None
0
0
0
CUMULUS MEDIA INC
COM CL A
231082801
75
14000
SH
SOLE
None
0
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
3381
14082
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
LOW VOLITY ETF
316092824
558
14106
SH
SOLE
None
0
0
0
FACEBOOK INC
CL A
30303M102
3705
14116
SH
SOLE
None
0
0
0
NUVEEN PFD & INCM SECURTIES
COM
67072C105
125
14162
SH
SOLE
None
0
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
3937
14168
SH
SOLE
None
0
0
0
SPDR SER TR
PORTFOLIO AGRGTE
78464A649
448
14386
SH
SOLE
None
0
0
0
SOUTHWEST AIRLS CO
COM
844741108
554
14543
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
MSCI UTILS INDEX
316092865
563
14764
SH
SOLE
None
0
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
445
14852
SH
SOLE
None
0
0
0
AMPIO PHARMACEUTICALS INC
COM
03209T109
14
14856
SH
SOLE
None
0
0
0
PBF ENERGY INC
CL A
69318G106
87
15203
SH
SOLE
None
0
0
0
KIMBERLY CLARK CORP
COM
494368103
2291
15512
SH
SOLE
None
0
0
0
GENERAL MLS INC
COM
370334104
969
15715
SH
SOLE
None
0
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
460
15890
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
MSCI EMGR MKT
45782C516
444
16713
SH
SOLE
None
0
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
1346
16792
SH
SOLE
None
0
0
0
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
362
16808
SH
SOLE
None
0
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
967
16872
SH
SOLE
None
0
0
0
PLUG POWER INC
COM NEW
72919P202
228
17000
SH
SOLE
None
0
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
903
17226
SH
SOLE
None
0
0
0
COMCAST CORP NEW
CL A
20030N101
810
17515
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
NASDAQ 100 PWER
45782C276
761
17722
SH
SOLE
None
0
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
513
17788
SH
SOLE
None
0
0
0
ISHARES TR
CORE S&P500 ETF
464287200
6015
0
SH
SOLE
None
0
0
0
ISHARES TR
S&P SML 600 GWT
464287887
3171
17869
SH
SOLE
None
0
0
0
EATON VANCE ENH EQTY INC FD
COM
278277108
330
17900
SH
SOLE
None
0
0
0
PAYPAL HLDGS INC
COM
70450Y103
3530
17914
SH
SOLE
None
0
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
437
18142
SH
SOLE
None
0
0
0
VEREIT INC
COM
92339V100
120
18500
SH
SOLE
None
0
0
0
WESTROCK CO
COM
96145D105
689
18823
SH
SOLE
None
0
0
0
CONOCOPHILLIPS
COM
20825C104
623
18855
SH
SOLE
None
0
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
1225
19222
SH
SOLE
None
0
0
0
SOLAR CAP LTD
COM
83413U100
305
19266
SH
SOLE
None
0
0
0
ISHARES TR
MSCI INTL QUALTY
46434V456
607
19390
SH
SOLE
None
0
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1065
19693
SH
SOLE
None
0
0
0
ALTRIA GROUP INC
COM
02209S103
762
19727
SH
SOLE
None
0
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
289
19902
SH
SOLE
None
0
0
0
ISHARES TR
CORE US AGGBD ET
464287226
2451
20764
SH
SOLE
None
0
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
3521
21128
SH
SOLE
None
0
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
1861
21509
SH
SOLE
None
0
0
0
ISHARES TR
CONSER ALLOC ETF
464289883
817
21974
SH
SOLE
None
0
0
0
PEPSICO INC
COM
713448108
3119
22497
SH
SOLE
None
0
0
0
ISHARES TR
PFD AND INCM SEC
464288687
831
22784
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C433
615
0
SH
SOLE
None
0
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
612
24533
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
MSCI EAFE PWR
45782C722
570
24711
SH
SOLE
None
0
0
0
BP PLC
SPONSORED ADR
055622104
432
24790
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C664
712
0
SH
SOLE
None
0
0
0
MARATHON PETE CORP
COM
56585A102
769
26194
SH
SOLE
None
0
0
0
CHEVRON CORP NEW
COM
166764100
1889
26229
SH
SOLE
None
0
0
0
CVS HEALTH CORP
COM
126650100
1570
26809
SH
SOLE
None
0
0
0
MICROSOFT CORP
COM
594918104
5868
27888
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
RUSSELL 2000 PWR
45782C284
697
28369
SH
SOLE
None
0
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
6793
29355
SH
SOLE
None
0
0
0
FORD MTR CO DEL
COM
345370860
196
29412
SH
SOLE
None
0
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1902
29848
SH
SOLE
None
0
0
0
DNP SELECT INCOME FD INC
COM
23325P104
304
30320
SH
SOLE
None
0
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
3656
30509
SH
SOLE
None
0
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
1677
30533
SH
SOLE
None
0
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1372
31057
SH
SOLE
None
0
0
0
JPMORGAN CHASE & CO
COM
46625H100
3018
31339
SH
SOLE
None
0
0
0
AMERICAN FIN TR INC
COM CLASS A
02607T109
204
32517
SH
SOLE
None
0
0
0
ISHARES TR
CORE MSCI EURO
46434V738
1480
33095
SH
SOLE
None
0
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
2012
33369
SH
SOLE
None
0
0
0
QUALCOMM INC
COM
747525103
3975
33742
SH
SOLE
None
0
0
0
VISA INC
COM CL A
92826C839
6870
34356
SH
SOLE
None
0
0
0
VALERO ENERGY CORP
COM
91913Y100
1545
35674
SH
SOLE
None
0
0
0
BK OF AMERICA CORP
COM
060505104
876
36368
SH
SOLE
None
0
0
0
DOW INC
COM
260557103
1735
36866
SH
SOLE
None
0
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
2760
37296
SH
SOLE
None
0
0
0
EXXON MOBIL CORP
COM
30231G102
1294
37700
SH
SOLE
None
0
0
0
INTERNATIONAL PAPER CO
COM
460146103
1536
37890
SH
SOLE
None
0
0
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
340
39549
SH
SOLE
None
0
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
643
40691
SH
SOLE
None
0
0
0
BLACKROCK ENHANCD CAP & INM
COM
09256A109
666
43050
SH
SOLE
None
0
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
1197
43219
SH
SOLE
None
0
0
0
ABBVIE INC
COM
00287Y109
3837
43807
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C698
1252
44394
SH
SOLE
None
0
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
2704
45704
SH
SOLE
None
0
0
0
LANDMARK INFRASTRCTUR PARTR
COM UNIT LTD
51508J108
452
50000
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
MSCI ENERGY IDX
316092402
407
51490
SH
SOLE
None
0
0
0
ARES CAPITAL CORP
COM
04010L103
796
57091
SH
SOLE
None
0
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3498
58887
SH
SOLE
None
0
0
0
ISHARES TR
CORE DIV GRWTH
46434V621
2361
59330
SH
SOLE
None
0
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
1741
61043
SH
SOLE
None
0
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
1997
0
SH
SOLE
None
0
0
0
CISCO SYS INC
COM
17275R102
2718
68990
SH
SOLE
None
0
0
0
WISDOMTREE TR
90/60 BALNCED FD
97717Y790
2329
69984
SH
SOLE
None
0
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
1478
70121
SH
SOLE
None
0
0
0
PFIZER INC
COM
717081103
2701
73593
SH
SOLE
None
0
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
1514
75767
SH
SOLE
None
0
0
0
ISHARES TR
CORE S&P TTL STK
464287150
5948
78787
SH
SOLE
None
0
0
0
APPLE INC
COM
037833100
9445
81361
SH
SOLE
None
0
0
0
AT&T INC
COM
00206R102
2352
82501
SH
SOLE
None
0
0
0
WELLS FARGO CO NEW
COM
949746101
2007
85369
SH
SOLE
None
0
0
0
EURONAV NV
SHS
B38564108
789
89378
SH
SOLE
None
0
0
0
FIDELITY COVINGTON TRUST
QLTY FCTOR ETF
316092790
3597
92097
SH
SOLE
None
0
0
0
PREFERRED APT CMNTYS INC
COM
74039L103
544
100797
SH
SOLE
None
0
0
0
VIACOMCBS INC
CL B
92556H206
2974
106172
SH
SOLE
None
0
0
0
AGNC INVT CORP
COM
00123Q104
1513
108767
SH
SOLE
None
0
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
610
112628
SH
SOLE
None
0
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
2018
135762
SH
SOLE
None
0
0
0
KINDER MORGAN INC DEL
COM
49456B101
1731
140367
SH
SOLE
None
0
0
0
BLUEROCK RESIDENTIAL GWT REI
COM CL A
09627J102
1314
173334
SH
SOLE
None
0
0
0
MAIDEN HOLDINGS LTD
SHS
G5753U112
366
300000
SH
SOLE
None
0
0
0
INNOVATOR ETFS TR
S&P 500 BUFFER
45782C409
10418
366500
SH
SOLE
None
0
0
0
ISHARES GOLD TRUST
ISHARES
464285105
9012
500963
SH
SOLE
None
0
0
0
CONTANGO OIL & GAS CO
COM NEW
21075N204
780
697364
SH
SOLE
None
0
0
0
LUBYS INC
COM
549282101
3006
1051095
SH
SOLE
None
0
0
0