0001062993-20-002463.txt : 20200515 0001062993-20-002463.hdr.sgml : 20200515 20200515151151 ACCESSION NUMBER: 0001062993-20-002463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sunbelt Securities, Inc. CENTRAL INDEX KEY: 0001632932 IRS NUMBER: 760472120 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16583 FILM NUMBER: 20884347 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-965-9510 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632932 XXXXXXXX 03-31-2020 03-31-2020 Sunbelt Securities, Inc.

2700 POST OAK BLVD, SUITE 1700 HOUSTON TX 77056

13F HOLDINGS REPORT 028-16583 N Patrick Smetek 713-965-9510 Patrick Smetek Houston TX 05-15-2020 0 372 2333481 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE APPLE INC COM 037833100 34194 119228 SH SOLE None 0 0 1000 ISHARES TR MSCI AC ASIA ETF 464288182 1008 14694 SH SOLE None 0 0 0 ABBVIE INC COM 00287Y109 3213 42168 SH SOLE None 0 0 0 ABBOTT LABS COM 002824100 1037 13140 SH SOLE None 0 0 0 AURORA CANNABIS INC COM 05156X108 38 35070 SH SOLE None 0 0 0 ARCH CAP GROUP LTD ORD G0450A105 10717 267039 SH SOLE None 0 0 0 AECOM COM 00766T100 5834 144031 SH SOLE None 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1907 11264 SH SOLE None 0 0 0 ADOBE INC COM 00724F101 3464 10710 SH SOLE None 0 0 0 ANALOG DEVICES INC COM 032654105 426 4751 SH SOLE None 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1002 7333 SH SOLE None 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 783 8917 SH SOLE None 0 0 0 AMERICAN FIN TR INC COM CLASS A 02607T109 477 76394 SH SOLE None 0 0 0 ISHARES TR CORE US AGGBD ET 464287226 8074 70710 SH SOLE None 0 0 0 ALLERGAN PLC SHS G0177J108 255 1438 SH SOLE None 0 0 0 AGNC INVT CORP COM 00123Q104 1060 100225 SH SOLE None 0 0 0 GALLAGHER ARTHUR J & CO COM 363576109 415 5096 SH SOLE None 0 0 0 ALLEGION PLC ORD SHS G0176J109 1628 13667 SH SOLE None 0 0 0 AMGEN INC COM 031162100 1327 6446 SH SOLE None 0 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 433 48000 SH SOLE None 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 816 237238 SH SOLE None 0 0 0 AMERIPRISE FINL INC COM 03076C106 1414 10304 SH SOLE None 0 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 5 12132 SH SOLE None 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 420 1928 SH SOLE None 0 0 0 AMAZON COM INC COM 023135106 25377 13083 SH SOLE None 0 0 0 AMPHENOL CORP NEW CL A 032095101 14600 154345 SH SOLE None 0 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 573 13630 SH SOLE None 0 0 0 APPIAN CORP CL A 03782L101 643 13896 SH SOLE None 0 0 0 PREFERRED APT CMNTYS INC COM 74039L103 431 59999 SH SOLE None 0 0 0 ARES CAPITAL CORP COM 04010L103 704 60667 SH SOLE None 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 657 11083 SH SOLE None 0 0 0 BROADCOM INC COM 11135F101 875 3689 SH SOLE None 0 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 3859 30381 SH SOLE None 0 0 0 BOEING CO COM 097023105 725 4858 SH SOLE None 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2609 13090 SH SOLE None 0 0 0 BK OF AMERICA CORP COM 060505104 1005 42592 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C698 243 10800 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C433 8331 366249 SH SOLE None 0 0 0 BAIDU INC SPON ADR REP A 056752108 473 4695 SH SOLE None 0 0 0 BIG LOTS INC COM 089302103 10400 468117 SH SOLE None 0 0 0 BIOGEN INC COM 09062X103 305 964 SH SOLE None 0 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 512 5593 SH SOLE None 0 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 443 4955 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C409 382749 13781157 SH SOLE None 0 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 444 21973 SH SOLE None 0 0 0 BOOKING HLDGS INC COM 09857L108 15312 8802 SH SOLE None 0 0 0 BLACKROCK INC COM 09247X101 358 813 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C391 590 25500 SH SOLE None 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 291 5220 SH SOLE None 0 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 500 5875 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFETF 45782C771 1717 64923 SH SOLE None 0 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 536 5050 SH SOLE None 0 0 0 BP PLC SPONSORED ADR 055622104 1423 48243 SH SOLE None 0 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 800 135271 SH SOLE None 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 20944 103591 SH SOLE None 0 0 0 INNOVATOR ETFS TR S&P 500 BUFFER 45782C664 431 16523 SH SOLE None 0 0 0 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 248 8640 SH SOLE None 0 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2389 29398 SH SOLE None 0 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 293 6466 SH SOLE None 0 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 674 12029 SH SOLE None 0 0 0 BAOZUN INC SPONSORED ADR 06684L103 243 8700 SH SOLE None 0 0 0 CITIGROUP INC COM NEW 172967424 578 13230 SH SOLE None 0 0 0 CASEYS GEN STORES INC COM 147528103 391 2500 SH SOLE None 0 0 0 CATERPILLAR INC DEL COM 149123101 221 1901 SH SOLE None 0 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 349 2416 SH SOLE None 0 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 208 15758 SH SOLE None 0 0 0 VICTORY PORTFOLIOS II VCSHS US EQ INCM 92647N824 308 7447 SH SOLE None 0 0 0 CDW CORP COM 12514G108 377 4041 SH SOLE None 0 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 54 29767 SH SOLE None 0 0 0 CERNER CORP COM 156782104 15113 212949 SH SOLE None 0 0 0 CF INDS HLDGS INC COM 125269100 5918 173695 SH SOLE None 0 0 0 CHURCH & DWIGHT INC COM 171340102 386 6007 SH SOLE None 0 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 559 1168 SH SOLE None 0 0 0 BLACKROCK ENH CAP & INC FD I COM 09256A109 574 44150 SH SOLE None 0 0 0 COLONY CAP INC NEW CL A COM 19626G108 20 11463 SH SOLE None 0 0 0 COMCAST CORP NEW CL A 20030N101 829 23079 SH SOLE None 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 212 324 SH SOLE None 0 0 0 CUMMINS INC COM 231021106 11712 75520 SH SOLE None 0 0 0 CANADIAN NATL RY CO COM 136375102 353 4549 SH SOLE None 0 0 0 CONOCOPHILLIPS COM 20825C104 5256 119325 SH SOLE None 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 765 2684 SH SOLE None 0 0 0 SALESFORCE COM INC COM 79466L302 1326 9213 SH SOLE None 0 0 0 CISCO SYS INC COM 17275R102 13349 311021 SH SOLE None 0 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11602 196546 SH SOLE None 0 0 0 CVS HEALTH CORP COM 126650100 12676 191843 SH SOLE None 0 0 0 CHEVRON CORP NEW COM 166764100 1958 27024 SH SOLE None 0 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 1450 120992 SH SOLE None 0 0 0 DOMINION ENERGY INC COM 25746U109 1176 16292 SH SOLE None 0 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 1469 33489 SH SOLE None 0 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1277 70840 SH SOLE None 0 0 0 DOLLAR GEN CORP NEW COM 256677105 400 2654 SH SOLE None 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 1002 30750 SH SOLE None 0 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 207 5326 SH SOLE None 0 0 0 DANAHER CORPORATION COM 235851102 1958 13423 SH SOLE None 0 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 445 2032 SH SOLE None 0 0 0 DISNEY WALT CO COM DISNEY 254687106 1317 11647 SH SOLE None 0 0 0 DOLLAR TREE INC COM 256746108 334 4420 SH SOLE None 0 0 0 DNP SELECT INCOME FD COM 23325P104 289 29507 SH SOLE None 0 0 0 DENBURY RES INC COM NEW 247916208 49 264978 SH SOLE None 0 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 395 16370 SH SOLE None 0 0 0 DOW INC COM 260557103 1193 40049 SH SOLE None 0 0 0 DOMINOS PIZZA INC COM 25754A201 418 1291 SH SOLE None 0 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 232 2873 SH SOLE None 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 404 5496 SH SOLE None 0 0 0 ECOLAB INC COM 278865100 4673 24760 SH SOLE None 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5738 145261 SH SOLE None 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 9330 151853 SH SOLE None 0 0 0 INNOVATOR ETFS TR MSCI EMGR MKT 45782C516 4445 180937 SH SOLE None 0 0 0 LAUDER ESTEE COS INC CL A 518439104 406 2547 SH SOLE None 0 0 0 EMERSON ELEC CO COM 291011104 372 6593 SH SOLE None 0 0 0 EATON VANCE ENH EQTY INC FD COM 278277108 252 18180 SH SOLE None 0 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 404 28273 SH SOLE None 0 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 465 101104 SH SOLE None 0 0 0 FORD MTR CO DEL COM 345370860 122 25181 SH SOLE None 0 0 0 ISHARES TR FALN ANGLS USD 46435G474 74682 2886193 SH SOLE None 0 0 0 FACEBOOK INC CL A 30303M102 24855 129040 SH SOLE None 0 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 671 5115 SH SOLE None 0 0 0 FIDELITY COVINGTON TR LOW VOLITY ETF 316092824 479 15362 SH SOLE None 0 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1109 8961 SH SOLE None 0 0 0 FIDELITY COVINGTON TR DIVID ETF RISI 316092832 217 8229 SH SOLE None 0 0 0 FACTSET RESH SYS INC COM 303075105 396 1518 SH SOLE None 0 0 0 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 598 13904 SH SOLE None 0 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 355 2917 SH SOLE None 0 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 18452 67495 SH SOLE None 0 0 0 FIDELITY COVINGTON TR MSCI FINLS IDX 316092501 283 9634 SH SOLE None 0 0 0 FIDELITY COVINGTON TR QLTY FCTOR ETF 316092790 3822 125146 SH SOLE None 0 0 0 FIDELITY COVINGTON TR MSCI RL EST ETF 316092857 3794 145396 SH SOLE None 0 0 0 FS KKR CAPITAL CORP COM 302635107 120 40000 SH SOLE None 0 0 0 FEDERAL SIGNAL CORP COM 313855108 296 10850 SH SOLE None 0 0 0 FIDELITY COVINGTON TR CONSMR STAPLES 316092303 359 11092 SH SOLE None 0 0 0 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 347 5533 SH SOLE None 0 0 0 FORTIVE CORP COM 34959J108 347 5318 SH SOLE None 0 0 0 FIDELITY COVINGTON TR MSCI UTILS INDEX 316092865 522 14532 SH SOLE None 0 0 0 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 228 8853 SH SOLE None 0 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 723 9780 SH SOLE None 0 0 0 GILEAD SCIENCES INC COM 375558103 620 8292 SH SOLE None 0 0 0 GENERAL MLS INC COM 370334104 960 18193 SH SOLE None 0 0 0 GLAUKOS CORP COM 377322102 409 7980 SH SOLE None 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1074 7258 SH SOLE None 0 0 0 ALPHABET INC CAP STK CL C 02079K107 2042 1617 SH SOLE None 0 0 0 ALPHABET INC CAP STK CL A 02079K305 22595 16919 SH SOLE None 0 0 0 GOOD TIMES RESTAURANTS INC COM PAR $.001NEW 382140879 15 25500 SH SOLE None 0 0 0 HOME DEPOT INC COM 437076102 1227 6574 SH SOLE None 0 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 7925 92855 SH SOLE None 0 0 0 ISHARES TR HDG MSCI EAFE 46434V803 1922 79374 SH SOLE None 0 0 0 HIGHLAND INCOME FD HIGHLAND INCOME 43010E404 531 62278 SH SOLE None 0 0 0 HONEYWELL INTL INC COM 438516106 503 3760 SH SOLE None 0 0 0 HORMEL FOODS CORP COM 440452100 413 8853 SH SOLE None 0 0 0 HERCULES CAPITAL INC COM 427096508 81 10617 SH SOLE None 0 0 0 HUBSPOT INC COM 443573100 524 3185 SH SOLE None 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 403 4588 SH SOLE None 0 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 244 5816 SH SOLE None 0 0 0 ISHARES TR CORE INTL AGGR 46435G672 1059 19222 SH SOLE None 0 0 0 ISHARES GOLD TRUST ISHARES 464285105 7129 473075 SH SOLE None 0 0 0 ISHARES TR INTL SEL DIV ETF 464288448 809 35097 SH SOLE None 0 0 0 ISHARES TR CORE MSCI EAFE 46432F842 3383 64115 SH SOLE None 0 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2414 56958 SH SOLE None 0 0 0 ISHARES TR EXPND TEC SC ETF 464287549 245 1156 SH SOLE None 0 0 0 ISHARES TR EXPANDED TECH 464287515 541 2574 SH SOLE None 0 0 0 ISHARES TR U.S. MED DVC ETF 464288810 1403 6227 SH SOLE None 0 0 0 INNOVATOR ETFS TR MSCI EAFE PWR 45782C524 4372 195942 SH SOLE None 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2215 12367 SH SOLE None 0 0 0 ISHARES TR S&P MC 400VL ETF 464287705 225 2053 SH SOLE None 0 0 0 ISHARES TR S&P MC 400GR ETF 464287606 14924 70596 SH SOLE None 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 931 14415 SH SOLE None 0 0 0 ISHARES TR S&P SML 600 GWT 464287887 18554 109033 SH SOLE None 0 0 0 INNOVATOR ETFS TR MSCI EAFE PWR 45782C722 345 17000 SH SOLE None 0 0 0 INTEL CORP COM 458140100 292 5396 SH SOLE None 0 0 0 INTUIT COM 461202103 17232 63919 SH SOLE None 0 0 0 INTL PAPER CO COM 460146103 721 23163 SH SOLE None 0 0 0 INGERSOLL RAND INC COM 45687V106 806 8133 SH SOLE None 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 478 966 SH SOLE None 0 0 0 ISHARES TR US AER DEF ETF 464288760 938 6520 SH SOLE None 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 10581 184944 SH SOLE None 0 0 0 ILLINOIS TOOL WKS INC COM 452308109 400 2672 SH SOLE None 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 18704 63935 SH SOLE None 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 18747 103286 SH SOLE None 0 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 266 2685 SH SOLE None 0 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 340 2256 SH SOLE None 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 720 6237 SH SOLE None 0 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1323 6750 SH SOLE None 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 16397 299166 SH SOLE None 0 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 454 9665 SH SOLE None 0 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 352 1985 SH SOLE None 0 0 0 ISHARES TR U.S. TECH ETF 464287721 408 1994 SH SOLE None 0 0 0 ISHARES TR DOW JONES US ETF 464287846 274 2170 SH SOLE None 0 0 0 JD COM INC SPON ADR CL A 47215P106 600 14837 SH SOLE None 0 0 0 JEFFERIES FINL GROUP INC COM 47233W109 163 11924 SH SOLE None 0 0 0 JOHNSON & JOHNSON COM 478160104 1680 12675 SH SOLE None 0 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 263 2758 SH SOLE None 0 0 0 JPMORGAN CHASE & CO COM 46625H100 2852 31676 SH SOLE None 0 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 164 22529 SH SOLE None 0 0 0 KEURIG DR PEPPER INC COM 49271V100 292 12036 SH SOLE None 0 0 0 KIRKLANDS INC COM 497498105 34 26400 SH SOLE None 0 0 0 INNOVATOR ETFS TR RUSSELL 2000 P 45782C474 4224 178306 SH SOLE None 0 0 0 KIMBERLY CLARK CORP COM 494368103 2217 17340 SH SOLE None 0 0 0 KINDER MORGAN INC DEL COM 49456B101 1825 131096 SH SOLE None 0 0 0 COCA COLA CO COM 191216100 1297 24371 SH SOLE None 0 0 0 INNOVATOR ETFS TR RUSSELL 2000 P 45782C599 2037 83579 SH SOLE None 0 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 399 2217 SH SOLE None 0 0 0 LENNOX INTL INC COM 526107107 217 1195 SH SOLE None 0 0 0 LILLY ELI & CO COM 532457108 207 1492 SH SOLE None 0 0 0 LANDMARK INFRASTRUCTURE LP COM UNIT LTD 51508J108 528 50000 SH SOLE None 0 0 0 LOCKHEED MARTIN CORP COM 539830109 781 2305 SH SOLE None 0 0 0 LOWES COS INC COM 548661107 14381 133201 SH SOLE None 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 242 1961 SH SOLE None 0 0 0 LUBYS INC COM 549282101 704 1051095 SH SOLE None 0 0 0 LEXINFINTECH HLDGS LTD ADR 528877103 1365 112649 SH SOLE None 0 0 0 MACYS INC COM 55616P104 61 12470 SH SOLE None 0 0 0 MASTERCARD INC CL A 57636Q104 23263 80442 SH SOLE None 0 0 0 MASIMO CORP COM 574795100 581 3373 SH SOLE None 0 0 0 MCDONALDS CORP COM 580135101 1109 6435 SH SOLE None 0 0 0 CONTANGO OIL & GAS CO COM NEW 21075N204 655 551764 SH SOLE None 0 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 353 5201 SH SOLE None 0 0 0 MCKESSON CORP COM 58155Q103 807 5581 SH SOLE None 0 0 0 MEDTRONIC PLC SHS G5960L103 787 8235 SH SOLE None 0 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 155 170000 SH SOLE None 0 0 0 MIDDLEBY CORP COM 596278101 719 7700 SH SOLE None 0 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 987 66749 SH SOLE None 0 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 217 69000 SH SOLE None 0 0 0 3M CO COM 88579Y101 1349 9734 SH SOLE None 0 0 0 MONRO INC COM 610236101 3064 42935 SH SOLE None 0 0 0 ALTRIA GROUP INC COM 02209S103 627 16223 SH SOLE None 0 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 249 5683 SH SOLE None 0 0 0 MOMO INC ADR 60879B107 366 12360 SH SOLE None 0 0 0 MARATHON PETE CORP COM 56585A102 561 23746 SH SOLE None 0 0 0 MONROE CAP CORP COM 610335101 89 12500 SH SOLE None 0 0 0 MERCK & CO. INC COM 58933Y105 317 4116 SH SOLE None 0 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1285 53915 SH SOLE None 0 0 0 MICROSOFT CORP COM 594918104 5922 37171 SH SOLE None 0 0 0 MICRON TECHNOLOGY INC COM 595112103 15416 297975 SH SOLE None 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 677 6014 SH SOLE None 0 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 627 44395 SH SOLE None 0 0 0 MYOKARDIA INC COM 62857M105 406 6360 SH SOLE None 0 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 5 10664 SH SOLE None 0 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 1529 15668 SH SOLE None 0 0 0 NEXTERA ENERGY INC COM 65339F101 1048 4287 SH SOLE None 0 0 0 NEOGENOMICS INC COM NEW 64049M209 1634 54472 SH SOLE None 0 0 0 NETFLIX INC COM 64110L106 854 2284 SH SOLE None 0 0 0 INNOVATOR ETFS TR NASDAQ 100 PWR 45782C466 1861 57030 SH SOLE None 0 0 0 NIKE INC CL B 654106103 1705 19550 SH SOLE None 0 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 557 9661 SH SOLE None 0 0 0 INNOVATOR ETFS TR NASDAQ 100 PWR 45782C615 1124 34430 SH SOLE None 0 0 0 SERVICENOW INC COM 81762P102 515 1797 SH SOLE None 0 0 0 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 26 10000 SH SOLE None 0 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 72 14328 SH SOLE None 0 0 0 WISDOMTREE TR 90/60 BALNCED FD 97717Y790 1319 51209 SH SOLE None 0 0 0 NVIDIA CORP COM 67066G104 899 3432 SH SOLE None 0 0 0 NOVO-NORDISK A S ADR 670100205 4658 78220 SH SOLE None 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 577 7002 SH SOLE None 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 412 4922 SH SOLE None 0 0 0 NXT ID INC COM NEW 67091J206 27 70494 SH SOLE None 0 0 0 OASIS PETROLEUM INC COM 674215108 26 74000 SH SOLE None 0 0 0 OKTA INC CL A 679295105 590 4708 SH SOLE None 0 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 320 1860 SH SOLE None 0 0 0 ORACLE CORP COM 68389X105 395 8179 SH SOLE None 0 0 0 OSMOTICA PHARMACEUTICALS PLC SHS G6S41R101 5274 1054441 SH SOLE None 0 0 0 PAYCHEX INC COM 704326107 459 7292 SH SOLE None 0 0 0 PBF ENERGY INC CL A 69318G106 122 17299 SH SOLE None 0 0 0 PIMCO DYNAMIC CR & MTG INC F COM SHS 72202D106 334 19835 SH SOLE None 0 0 0 PEPSICO INC COM 713448108 17477 131613 SH SOLE None 0 0 0 PFIZER INC COM 717081103 2079 63704 SH SOLE None 0 0 0 ISHARES TR PFD AND INCM SEC 464288687 7080 198874 SH SOLE None 0 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 394 12562 SH SOLE None 0 0 0 PROOFPOINT INC COM 743424103 440 3777 SH SOLE None 0 0 0 PROCTER & GAMBLE CO COM 742718109 953 8663 SH SOLE None 0 0 0 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 71134 4950873 SH SOLE None 0 0 0 PLANET FITNESS INC CL A 72703H101 1424 20714 SH SOLE None 0 0 0 PHILIP MORRIS INTL INC COM 718172109 228 2851 SH SOLE None 0 0 0 PNC FINL SVCS GROUP INC COM 693475105 319 3337 SH SOLE None 0 0 0 PUBLIC STORAGE COM 74460D109 1062 4960 SH SOLE None 0 0 0 PHILLIPS 66 COM 718546104 12305 153296 SH SOLE None 0 0 0 QUANTA SVCS INC COM 74762E102 380 10307 SH SOLE None 0 0 0 PAYPAL HLDGS INC COM 70450Y103 2263 23016 SH SOLE None 0 0 0 QUALCOMM INC COM 747525103 2702 38988 SH SOLE None 0 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 2285 19096 SH SOLE None 0 0 0 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 309 4966 SH SOLE None 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2554 13356 SH SOLE None 0 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 299 15542 SH SOLE None 0 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 1605 38574 SH SOLE None 0 0 0 RESONANT INC COM 76118L102 25 17360 SH SOLE None 0 0 0 WISDOMTREE TR US ESG FUND 97717W596 210 7648 SH SOLE None 0 0 0 ROLLINS INC COM 775711104 260 7195 SH SOLE None 0 0 0 RAYTHEON CO COM NEW 755111507 578 4405 SH SOLE None 0 0 0 STARBUCKS CORP COM 855244109 1824 24389 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 167733 2478063 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 792 11747 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 615 20529 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 70194 2815218 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 136960 4466963 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 69412 767071 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 716 18754 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 162207 2970951 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 204 3520 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 162362 2963615 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 18000 247348 SH SOLE None 0 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 359 6768 SH SOLE None 0 0 0 SPDR SER TR S&P DIVID ETF 78464A763 754 9445 SH SOLE None 0 0 0 STITCH FIX INC COM CL A 860897107 518 24665 SH SOLE None 0 0 0 SHOPIFY INC CL A 82509L107 961 2148 SH SOLE None 0 0 0 SHERWIN WILLIAMS CO COM 824348106 18847 35170 SH SOLE None 0 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 3626 42389 SH SOLE None 0 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 431 7901 SH SOLE None 0 0 0 SOLAR CAP LTD COM 83413U100 211 18110 SH SOLE None 0 0 0 STEIN MART INC COM 858375108 158 341598 SH SOLE None 0 0 0 SNAP ON INC COM 833034101 200 1661 SH SOLE None 0 0 0 SNAP INC CL A 83304A106 277 21481 SH SOLE None 0 0 0 SANOFI SPONSORED ADR 80105N105 225 5344 SH SOLE None 0 0 0 SOUTHERN CO COM 842587107 700 12938 SH SOLE None 0 0 0 SONOCO PRODS CO COM 835495102 203 4371 SH SOLE None 0 0 0 ISHARES TR PHLX SEMICND ETF 464287523 418 2036 SH SOLE None 0 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 433 14335 SH SOLE None 0 0 0 INVESCO EXCHANGE-TRADED FD T S&P500 HDL VOL 46138E362 282 9388 SH SOLE None 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2968 11516 SH SOLE None 0 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 412 11541 SH SOLE None 0 0 0 SQUARE INC CL A 852234103 490 9354 SH SOLE None 0 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 81417 1821415 SH SOLE None 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 5432 40497 SH SOLE None 0 0 0 SPIRIT OF TEX BANCSHARES INC COM 84861D103 103 10000 SH SOLE None 0 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 5910 58908 SH SOLE None 0 0 0 AT&T INC COM 00206R102 2617 88135 SH SOLE None 0 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 218 4292 SH SOLE None 0 0 0 TRUIST FINL CORP COM 89832Q109 11437 249687 SH SOLE None 0 0 0 ISHARES TR TIPS BD ETF 464287176 4309 36694 SH SOLE None 0 0 0 TJX COS INC NEW COM 872540109 16799 294844 SH SOLE None 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 252 1527 SH SOLE None 0 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 967 8062 SH SOLE None 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 673 2373 SH SOLE None 0 0 0 TOTAL S.A. SPONSORED ADS 89151E109 9871 220875 SH SOLE None 0 0 0 TESLA INC COM 88160R101 407 723 SH SOLE None 0 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 253 2735 SH SOLE None 0 0 0 TORO CO COM 891092108 346 5319 SH SOLE None 0 0 0 THE TRADE DESK INC COM CL A 88339J105 663 2628 SH SOLE None 0 0 0 TWILIO INC CL A 90138F102 680 6254 SH SOLE None 0 0 0 TEXAS INSTRS INC COM 882508104 710 6632 SH SOLE None 0 0 0 UNIVERSAL ELECTRS INC COM 913483103 314 6944 SH SOLE None 0 0 0 UNILEVER N V N Y SHS NEW 904784709 470 9638 SH SOLE None 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3201 12423 SH SOLE None 0 0 0 UNION PAC CORP COM 907818108 5756 33418 SH SOLE None 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2134 22630 SH SOLE None 0 0 0 US BANCORP DEL COM NEW 902973304 375 9237 SH SOLE None 0 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 1175 21753 SH SOLE None 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 355 3767 SH SOLE None 0 0 0 VISA INC COM CL A 92826C839 5269 32702 SH SOLE None 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4183 104382 SH SOLE None 0 0 0 VEEVA SYS INC CL A COM 922475108 974 6228 SH SOLE None 0 0 0 VEREIT INC COM 92339V100 92 18824 SH SOLE None 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 762 17617 SH SOLE None 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 911 4057 SH SOLE None 0 0 0 VALERO ENERGY CORP COM 91913Y100 1447 31894 SH SOLE None 0 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 990 6067 SH SOLE None 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 412 1742 SH SOLE None 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1734 16374 SH SOLE None 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1050 6226 SH SOLE None 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2973 73382 SH SOLE None 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 14668 259716 SH SOLE None 0 0 0 WELLS FARGO CO NEW COM 949746101 2121 73474 SH SOLE None 0 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 503 348 SH SOLE None 0 0 0 WASTE MGMT INC DEL COM 94106L109 685 5978 SH SOLE None 0 0 0 WALMART INC COM 931142103 14400 124876 SH SOLE None 0 0 0 WESTROCK CO COM 96145D105 9945 281825 SH SOLE None 0 0 0 WEYERHAEUSER CO COM 962166104 695 41006 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1545 28142 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 635 20463 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 344 6243 SH SOLE None 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 329 3712 SH SOLE None 0 0 0 EXXON MOBIL CORP COM 30231G102 1601 40888 SH SOLE None 0 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 83 34000 SH SOLE None 0 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1290 12575 SH SOLE None 0 0 0 ZYNGA INC CL A 98986T108 432 65296 SH SOLE None 0 0 0 ZSCALER INC COM 98980G102 528 9513 SH SOLE None 0 0 0 ZOETIS INC CL A 98978V103 618 5254 SH SOLE None 0 0 0