0001062993-19-000822.txt : 20190214 0001062993-19-000822.hdr.sgml : 20190214 20190214095514 ACCESSION NUMBER: 0001062993-19-000822 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sunbelt Securities, Inc. CENTRAL INDEX KEY: 0001632932 IRS NUMBER: 760472120 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16583 FILM NUMBER: 19601821 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-965-9510 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001632932 XXXXXXXX 12-31-2018 12-31-2018 true 1 RESTATEMENT Sunbelt Securities, Inc.

2700 POST OAK BLVD, SUITE 1700 HOUSTON TX 77056

13F HOLDINGS REPORT 028-16583 N Patrick Smetek 713-965-9510 Patrick Smetek Houston TX 02-11-2019 0 212 171660 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ALPHABET INC CAP STK CL C 02079K107 411 397 SH SOLE None 0 0 411183 BLACKROCK INC COM 09247X101 224 571 SH SOLE None 0 0 224440 ALPHABET INC CAP STK CL A 02079K305 831 795 SH SOLE None 0 0 830743 NETFLIX INC COM 64110L106 214 798 SH SOLE None 0 0 213593 SHERWIN WILLIAMS CO COM 824348106 392 997 SH SOLE None 0 0 392309 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 235 1021 SH SOLE None 0 0 234698 3M CO COM 88579Y101 223 1169 SH SOLE None 0 0 222822 AMAZON COM INC COM 023135106 2058 1370 SH SOLE None 0 0 2057699 ISHARES TR U.S. MED DVC ETF 464288810 312 1560 SH SOLE None 0 0 311704 ADOBE INC COM 00724F101 363 1603 SH SOLE None 0 0 362663 ISHARES TR EXPANDED TECH 464287515 279 1610 SH SOLE None 0 0 279375 ISHARES TR CORE S&P MCP ETF 464287507 282 1700 SH SOLE None 0 0 282319 VANGUARD WORLD FDS INF TECH ETF 92204A702 286 1716 SH SOLE None 0 0 286280 ISHARES TR U.S. TECH ETF 464287721 281 1755 SH SOLE None 0 0 280677 INNOVATOR ETFS TR S&P 500 ULTRA 45782C839 587 1820 SH SOLE None 0 0 586960 PEOPLES UNITED FINANCIAL INC COM 712704105 374 1835 SH SOLE None 0 0 373718 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 399 1996 SH SOLE None 0 0 399459 W P CAREY INC COM 92936U109 281 2089 SH SOLE None 0 0 281324 MPLX LP COM UNIT REP LTD 55336V100 330 2106 SH SOLE None 0 0 330452 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 229 2231 SH SOLE None 0 0 229280 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 251 2294 SH SOLE None 0 0 251490 DEVON ENERGY CORP NEW COM 25179M103 296 2380 SH SOLE None 0 0 296191 BLACKSTONE MTG TR INC COM CL A 09257W100 633 2417 SH SOLE None 0 0 632939 ISHARES TR RUS MID CAP ETF 464287499 623 2499 SH SOLE None 0 0 622632 UNITEDHEALTH GROUP INC COM 91324P102 334 2505 SH SOLE None 0 0 334432 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 218 2520 SH SOLE None 0 0 217972 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 425 2634 SH SOLE None 0 0 424975 HP INC COM 40434L105 346 2689 SH SOLE None 0 0 345617 ISHARES TR US INDUSTRIALS 464287754 264 2691 SH SOLE None 0 0 263583 VANGUARD INDEX FDS VALUE ETF 922908744 414 2699 SH SOLE None 0 0 413879 RAYTHEON CO COM NEW 755111507 354 2706 SH SOLE None 0 0 354234 ISHARES TR RUS 1000 GRW ETF 464287614 380 2749 SH SOLE None 0 0 380297 ISHARES TR S&P MC 400VL ETF 464287705 204 2848 SH SOLE None 0 0 204334 ROKU INC COM CL A 77543R102 381 2881 SH SOLE None 0 0 380662 ISHARES TR CORE MSCI EAFE 46432F842 332 2992 SH SOLE None 0 0 332296 ISHARES TR RUS 1000 VAL ETF 464287598 319 2994 SH SOLE None 0 0 318756 PENNEY J C INC COM 708160106 404 3104 SH SOLE None 0 0 403816 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 215 3468 SH SOLE None 0 0 214941 VANGUARD INDEX FDS GROWTH ETF 922908736 517 3850 SH SOLE None 0 0 517133 TEXAS INSTRS INC COM 882508104 368 3899 SH SOLE None 0 0 368451 AMERICAN ELEC PWR INC COM 025537101 294 3935 SH SOLE None 0 0 294115 SONOCO PRODS CO COM 835495102 219 4115 SH SOLE None 0 0 218608 LOWES COS INC COM 548661107 381 4127 SH SOLE None 0 0 381171 WALMART INC COM 931142103 393 4215 SH SOLE None 0 0 392581 DANAHER CORP DEL COM 235851102 450 4362 SH SOLE None 0 0 449794 ZOETIS INC CL A 98978V103 375 4382 SH SOLE None 0 0 374836 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1026 4401 SH SOLE None 0 0 1026333 ANALOG DEVICES INC COM 032654105 395 4601 SH SOLE None 0 0 394906 CANADIAN NATL RY CO COM 136375102 343 4624 SH SOLE None 0 0 342685 UNION PAC CORP COM 907818108 659 4765 SH SOLE None 0 0 658662 EMERSON ELEC CO COM 291011104 285 4769 SH SOLE None 0 0 284963 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 388 4774 SH SOLE None 0 0 388100 ISHARES TR CORE S&P SCP ETF 464287804 332 4796 SH SOLE None 0 0 332490 GALLAGHER ARTHUR J & CO COM 363576109 356 4829 SH SOLE None 0 0 355879 MICROCHIP TECHNOLOGY INC COM 595017104 348 4843 SH SOLE None 0 0 348287 AMGEN INC COM 031162100 957 4914 SH SOLE None 0 0 956671 ISHARES TR MSCI EAFE ETF 464287465 307 5226 SH SOLE None 0 0 307179 HOME DEPOT INC COM 437076102 901 5242 SH SOLE None 0 0 900738 ARCHER DANIELS MIDLAND CO COM 039483102 215 5249 SH SOLE None 0 0 215052 HESS CORP COM 42809H107 213 5264 SH SOLE None 0 0 213187 ISHARES TR SELECT DIVID ETF 464287168 485 5436 SH SOLE None 0 0 485478 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 245 5452 SH SOLE None 0 0 244522 BRISTOL MYERS SQUIBB CO COM 110122108 284 5459 SH SOLE None 0 0 283734 NXP SEMICONDUCTORS N V COM N6596X109 402 5490 SH SOLE None 0 0 402307 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 237 5498 SH SOLE None 0 0 236866 UNITED PARCEL SERVICE INC CL B 911312106 537 5510 SH SOLE None 0 0 537431 MORGAN STANLEY COM NEW 617446448 220 5544 SH SOLE None 0 0 219837 US BANCORP DEL COM NEW 902973304 255 5582 SH SOLE None 0 0 255091 LOEWS CORP COM 540424108 255 5600 SH SOLE None 0 0 254904 SPDR S&P 500 ETF TR TR UNIT 78462F103 1402 5612 SH SOLE None 0 0 1402487 TORO CO COM 891092108 314 5618 SH SOLE None 0 0 313934 MEDTRONIC PLC SHS G5960L103 515 5657 SH SOLE None 0 0 514524 MASTERCARD INCORPORATED CL A 57636Q104 1068 5662 SH SOLE None 0 0 1068136 ISHARES TR EAFE SML CP ETF 464288273 297 5735 SH SOLE None 0 0 297198 ISHARES TR S&P MC 400GR ETF 464287606 1101 5759 SH SOLE None 0 0 1101274 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 839 5949 SH SOLE None 0 0 838881 CBS CORP NEW CL B 124857202 261 5968 SH SOLE None 0 0 260912 ISHARES TR US AER DEF ETF 464288760 1034 5980 SH SOLE None 0 0 1033703 CREE INC COM 225447101 267 6242 SH SOLE None 0 0 267002 ISHARES TR RUSSELL 2000 ETF 464287655 848 6332 SH SOLE None 0 0 847855 COMCAST CORP NEW CL A 20030N101 224 6593 SH SOLE None 0 0 224500 NIKE INC CL B 654106103 492 6639 SH SOLE None 0 0 492210 CONOCOPHILLIPS COM 20825C104 420 6743 SH SOLE None 0 0 420417 DOMINION ENERGY INC COM 25746U109 484 6769 SH SOLE None 0 0 483713 INTEL CORP COM 458140100 319 6802 SH SOLE None 0 0 319197 FIDELITY MSCI UTILS INDEX 316092865 238 6812 SH SOLE None 0 0 237606 AUTOMATIC DATA PROCESSING IN COM 053015103 917 6994 SH SOLE None 0 0 917098 CORNING INC COM 219350105 211 7000 SH SOLE None 0 0 211470 ISHARES TR S&P SML 600 GWT 464287887 1152 7141 SH SOLE None 0 0 1152097 ISHARES TR MIN VOL USA ETF 46429B697 375 7155 SH SOLE None 0 0 374897 BIOTELEMETRY INC COM 090672106 435 7290 SH SOLE None 0 0 435359 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 251 7376 SH SOLE None 0 0 251464 FACEBOOK INC CL A 30303M102 987 7531 SH SOLE None 0 0 987239 GILEAD SCIENCES INC COM 375558103 472 7546 SH SOLE None 0 0 472011 FIDELITY DIVID ETF RISI 316092832 218 7612 SH SOLE None 0 0 218302 NOVARTIS A G SPONSORED ADR 66987V109 654 7626 SH SOLE None 0 0 654375 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 460 7670 SH SOLE None 0 0 459715 ISHARES TR MSCI EMG MKT ETF 464287234 308 7895 SH SOLE None 0 0 308385 SELECT SECTOR SPDR TR ENERGY 81369Y506 456 7956 SH SOLE None 0 0 456303 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1097 8003 SH SOLE None 0 0 1096971 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 931 8022 SH SOLE None 0 0 931185 FIDELITY MSCI INFO TECH I 316092808 404 8210 SH SOLE None 0 0 404237 INVESCO QQQ TR UNIT SER 1 46090E103 1267 8211 SH SOLE None 0 0 1266566 ISHARES INC CORE MSCI EMKT 46434G103 394 8358 SH SOLE None 0 0 394061 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 320 8381 SH SOLE None 0 0 320154 SOUTHWEST AIRLS CO COM 844741108 396 8530 SH SOLE None 0 0 396461 SPDR SERIES TRUST S&P DIVID ETF 78464A763 770 8599 SH SOLE None 0 0 769770 FIDELITY LOW VOLITY ETF 316092824 266 8868 SH SOLE None 0 0 266146 MICRON TECHNOLOGY INC COM 595112103 283 8910 SH SOLE None 0 0 282714 STARBUCKS CORP COM 855244109 576 8939 SH SOLE None 0 0 575657 SOUTHERN CO COM 842587107 402 9156 SH SOLE None 0 0 402143 PHILIP MORRIS INTL INC COM 718172109 613 9185 SH SOLE None 0 0 613196 UNILEVER N V N Y SHS NEW 904784709 496 9218 SH SOLE None 0 0 495938 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 258 9256 SH SOLE None 0 0 257780 SALESFORCE COM INC COM 79466L302 1270 9274 SH SOLE None 0 0 1270260 MCDONALDS CORP COM 580135101 1701 9580 SH SOLE None 0 0 1701102 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 243 9616 SH SOLE None 0 0 242798 TJX COS INC NEW COM 872540109 436 9736 SH SOLE None 0 0 435589 HORMEL FOODS CORP COM 440452100 420 9836 SH SOLE None 0 0 419800 BAOZUN INC SPONSORED ADR 06684L103 289 9880 SH SOLE None 0 0 288595 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 262 9889 SH SOLE None 0 0 262355 ABBOTT LABS COM 002824100 716 9903 SH SOLE None 0 0 716261 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 58 10000 SH SOLE None 0 0 58000 ISHARES TR S&P US PFD STK 464288687 346 10115 SH SOLE None 0 0 346245 PAYCHEX INC COM 704326107 664 10194 SH SOLE None 0 0 664145 ALTRIA GROUP INC COM 02209S103 538 10888 SH SOLE None 0 0 537767 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 358 11010 SH SOLE None 0 0 357825 TARGET CORP COM 87612E106 736 11136 SH SOLE None 0 0 736003 FIDELITY MSCI HLTH CARE I 316092600 486 11770 SH SOLE None 0 0 486344 WISDOMTREE TR INDIA ERNGS FD 97717W422 293 11801 SH SOLE None 0 0 292665 AMERICAN AIRLS GROUP INC COM 02376R102 382 11884 SH SOLE None 0 0 381611 JEFFERIES FINL GROUP INC COM 47233W109 207 11924 SH SOLE None 0 0 207007 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 309 11974 SH SOLE None 0 0 308921 NOVO-NORDISK A S ADR 670100205 552 11992 SH SOLE None 0 0 552458 ISHARES TR CORE MSCI TOTAL 46432F834 633 12055 SH SOLE None 0 0 633249 PGIM SHORT DURATION HIGH YIE COM 69346H100 159 12212 SH SOLE None 0 0 159117 FIDELITY QLTY FCTOR ETF 316092790 366 12232 SH SOLE None 0 0 365914 WISDOMTREE TR EUROPE SMCP DV 97717W869 655 12272 SH SOLE None 0 0 654834 NUVEEN AMT FREE QLTY MUN INC COM 670657105 161 13062 SH SOLE None 0 0 160793 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 319 13377 SH SOLE None 0 0 318644 COLONY CAP INC NEW CL A COM 19626G108 64 13752 SH SOLE None 0 0 64361 ISHARES TR CORE S&P500 ETF 464287200 3464 13765 SH SOLE None 0 0 3463535 SNAP INC CL A 83304A106 76 13880 SH SOLE None 0 0 76479 ETF MANAGERS TR AI POWERED EQT 26924G813 316 14500 SH SOLE None 0 0 316390 PAYPAL HLDGS INC COM 70450Y103 1221 14516 SH SOLE None 0 0 1220650 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 311 14579 SH SOLE None 0 0 310671 AMERICAN MIDSTREAM PARTNERS COM UNITS 02752P100 45 15000 SH SOLE None 0 0 45450 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 145 15030 SH SOLE None 0 0 145040 COCA COLA CO COM 191216100 722 15255 SH SOLE None 0 0 722303 CITIGROUP INC COM NEW 172967424 814 15645 SH SOLE None 0 0 814460 JOHNSON & JOHNSON COM 478160104 2027 15705 SH SOLE None 0 0 2026680 ARES CAP CORP COM 04010L103 246 15771 SH SOLE None 0 0 245714 VEREIT INC COM 92339V100 114 15919 SH SOLE None 0 0 113821 SANCHEZ ENERGY CORP COM 79970Y105 5 17700 SH SOLE None 0 0 4779 WISDOMTREE TR US MIDCAP DIVID 97717W505 563 17805 SH SOLE None 0 0 563172 KEYCORP NEW COM 493267108 265 17934 SH SOLE None 0 0 265065 PEPSICO INC COM 713448108 1987 17983 SH SOLE None 0 0 1986746 KIMBERLY CLARK CORP COM 494368103 2058 18059 SH SOLE None 0 0 2057694 FIDELITY MSCI FINLS IDX 316092501 627 18134 SH SOLE None 0 0 626711 B & G FOODS INC NEW COM 05508R106 575 19873 SH SOLE None 0 0 574528 DENBURY RES INC COM NEW 247916208 34 20000 SH SOLE None 0 0 34200 BP PLC SPONSORED ADR 055622104 850 22408 SH SOLE None 0 0 849715 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1114 22906 SH SOLE None 0 0 1113690 ISHARES TR S&P 500 GRWT ETF 464287309 3493 23185 SH SOLE None 0 0 3493305 ISHARES TR SHORT TREAS BD 464288679 2558 23193 SH SOLE None 0 0 2558188 ISHARES TR CORE S&P TTL STK 464287150 1318 23224 SH SOLE None 0 0 1318193 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4742 23224 SH SOLE None 0 0 4741876 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 428 23853 SH SOLE None 0 0 428161 MICROSOFT CORP COM 594918104 2481 24425 SH SOLE None 0 0 2480800 CHEVRON CORP NEW COM 166764100 2702 24839 SH SOLE None 0 0 2702207 TRANSGLOBE ENERGY CORP COM 893662106 47 25320 SH SOLE None 0 0 47348 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 534 25370 SH SOLE None 0 0 534038 VISA INC COM CL A 92826C839 3390 25693 SH SOLE None 0 0 3389914 PBF ENERGY INC CL A 69318G106 844 25844 SH SOLE None 0 0 844323 ISHARES TR CORE US AGGBD ET 464287226 2892 27155 SH SOLE None 0 0 2891712 ISHARES TR INTL SEL DIV ETF 464288448 783 27278 SH SOLE None 0 0 783151 JPMORGAN CHASE & CO COM 46625H100 2731 27980 SH SOLE None 0 0 2731378 VALERO ENERGY CORP NEW COM 91913Y100 2107 28099 SH SOLE None 0 0 2106582 GENERAL MLS INC COM 370334104 1099 28211 SH SOLE None 0 0 1098536 FORD MTR CO DEL COM PAR $0.01 345370860 216 28212 SH SOLE None 0 0 215822 APPLE INC COM 037833100 4456 28247 SH SOLE None 0 0 4455696 KRAFT HEINZ CO COM 500754106 1217 28278 SH SOLE None 0 0 1217102 ENTERPRISE PRODS PARTNERS L COM 293792107 701 28487 SH SOLE None 0 0 700503 WELLS FARGO CO NEW COM 949746101 1324 28738 SH SOLE None 0 0 1324226 PROCTER AND GAMBLE CO COM 742718109 2981 32431 SH SOLE None 0 0 2981035 MACYS INC COM 55616P104 970 32563 SH SOLE None 0 0 969726 DOWDUPONT INC COM 26078J100 1797 33592 SH SOLE None 0 0 1796506 PREFERRED APT CMNTYS INC COM 74039L103 485 34508 SH SOLE None 0 0 485189 BANK AMER CORP COM 060505104 861 34941 SH SOLE None 0 0 860944 EXXON MOBIL CORP COM 30231G102 2422 35523 SH SOLE None 0 0 2422303 ISHARES TR EAFE VALUE ETF 464288877 1614 35702 SH SOLE None 0 0 1614455 ABBVIE INC COM 00287Y109 3319 36004 SH SOLE None 0 0 3319209 WEYERHAEUSER CO COM 962166104 787 36006 SH SOLE None 0 0 787102 QUALCOMM INC COM 747525103 2051 36031 SH SOLE None 0 0 2050524 INTL PAPER CO COM 460146103 1509 37383 SH SOLE None 0 0 1508787 VERIZON COMMUNICATIONS INC COM 92343V104 2165 38515 SH SOLE None 0 0 2165313 FS KKR CAPITAL CORP COM 302635107 214 41250 SH SOLE None 0 0 213675 ISHARES TR CORE DIV GRWTH 46434V621 1405 42339 SH SOLE None 0 0 1404796 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 608 46023 SH SOLE None 0 0 607970 ISHARES TR CORE HIGH DV ETF 46429B663 4110 48712 SH SOLE None 0 0 4110331 CISCO SYS INC COM 17275R102 2380 54931 SH SOLE None 0 0 2380156 PFIZER INC COM 717081103 2516 57642 SH SOLE None 0 0 2516078 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1899 77423 SH SOLE None 0 0 1899186 AT&T INC COM 00206R102 2230 78119 SH SOLE None 0 0 2229510 AGNC INVT CORP COM 00123Q104 1418 80842 SH SOLE None 0 0 1417968 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 1068 118400 SH SOLE None 0 0 1067969 KINDER MORGAN INC DEL COM 49456B101 1833 119152 SH SOLE None 0 0 1832561 AMERICAN FIN TR INC COM CLASS A 02607T109 1670 125392 SH SOLE None 0 0 1670224 HIGHLAND FLOATNG RATE OPPRT SHS BEN INT 43010E404 2007 156786 SH SOLE None 0 0 2006860 ALPS ETF TR ALERIAN MLP 00162Q866 2329 266808 SH SOLE None 0 0 2329233 STEIN MART INC COM 858375108 366 341598 SH SOLE None 0 0 365509 LUBYS INC COM 549282101 1261 1051100 SH SOLE None 0 0 1261320