0001062993-18-002020.txt : 20180509
0001062993-18-002020.hdr.sgml : 20180509
20180509151603
ACCESSION NUMBER: 0001062993-18-002020
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180509
DATE AS OF CHANGE: 20180509
EFFECTIVENESS DATE: 20180509
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunbelt Securities, Inc.
CENTRAL INDEX KEY: 0001632932
IRS NUMBER: 760472120
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16583
FILM NUMBER: 18817968
BUSINESS ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-965-9510
MAIL ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001632932
XXXXXXXX
03-31-2018
03-31-2018
Sunbelt Securities, Inc.
2700 POST OAK BLVD, SUITE 1700
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16583
N
Patrick Smetek
CCO
713-965-9510
Patrick Smetek
Houston
TX
05-09-2018
0
183
109334
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
260
1186
SH
SOLE
0
0
260249
ABBOTT LABS
COM
002824100
568
9486
SH
SOLE
0
0
568397
ABBVIE INC
COM
00287Y109
1491
15756
SH
SOLE
0
0
1491337
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
369
77893
SH
SOLE
0
0
369213
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
838
5459
SH
SOLE
0
0
838006
AGNC INVT CORP
COM
00123Q104
2084
110123
SH
SOLE
0
0
2083521
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
385
2098
SH
SOLE
0
0
385067
ALPHABET INC
CAP STK CL A
02079K305
330
318
SH
SOLE
0
0
329811
ALPHABET INC
CAP STK CL C
02079K107
418
405
SH
SOLE
0
0
417920
ALPS ETF TR
ALERIAN MLP
00162Q866
172
18318
SH
SOLE
0
0
171642
ALTRIA GROUP INC
COM
02209S103
690
11070
SH
SOLE
0
0
689857
AMAZON COM INC
COM
023135106
1906
1317
SH
SOLE
0
0
1906147
AMERICAN MIDSTREAM PARTNERS
COM UNITS
02752P100
116
10750
SH
SOLE
0
0
116100
AMERICAN WTR WKS CO INC NEW
COM
030420103
245
2989
SH
SOLE
0
0
245492
AMGEN INC
COM
031162100
756
4432
SH
SOLE
0
0
755652
ANALOG DEVICES INC
COM
032654105
364
3992
SH
SOLE
0
0
363824
ANDEAVOR
COM
03349M105
500
4971
SH
SOLE
0
0
499914
APPLE INC
COM
037833100
3252
19380
SH
SOLE
0
0
3251542
ARCHER DANIELS MIDLAND CO
COM
039483102
217
5000
SH
SOLE
0
0
216850
AT&T INC
COM
00206R102
324
9081
SH
SOLE
0
0
323724
AUTOMATIC DATA PROCESSING IN
COM
053015103
549
4841
SH
SOLE
0
0
549304
BANK AMER CORP
COM
060505104
1157
38592
SH
SOLE
0
0
1157388
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4107
20590
SH
SOLE
0
0
4107293
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
148
13955
SH
SOLE
0
0
147779
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
534
62783
SH
SOLE
0
0
533655
BOEING CO
COM
097023105
677
2066
SH
SOLE
0
0
677444
BP PLC
SPONSORED ADR
055622104
588
14511
SH
SOLE
0
0
588269
BRISTOL MYERS SQUIBB CO
COM
110122108
351
5543
SH
SOLE
0
0
350592
CBS CORP NEW
CL B
124857202
241
4685
SH
SOLE
0
0
240764
CBTX INC
COM
12481V104
259
8800
SH
SOLE
0
0
259072
CHEVRON CORP NEW
COM
166764100
647
5677
SH
SOLE
0
0
647393
CISCO SYS INC
COM
17275R102
748
17437
SH
SOLE
0
0
747867
CITIGROUP INC
COM NEW
172967424
860
12738
SH
SOLE
0
0
859844
COCA COLA CO
COM
191216100
829
19083
SH
SOLE
0
0
828753
CONOCOPHILLIPS
COM
20825C104
535
9016
SH
SOLE
0
0
534559
CORNING INC
COM
219350105
269
9636
SH
SOLE
0
0
268657
COSTCO WHSL CORP NEW
COM
22160K105
368
1951
SH
SOLE
0
0
367551
CREE INC
COM
225447101
322
8000
SH
SOLE
0
0
322480
CUMMINS INC
COM
231021106
360
2218
SH
SOLE
0
0
359516
DANAHER CORP DEL
COM
235851102
389
3974
SH
SOLE
0
0
389125
DENBURY RES INC
COM NEW
247916208
30
11000
SH
SOLE
0
0
30140
DISNEY WALT CO
COM DISNEY
254687106
241
2404
SH
SOLE
0
0
241419
DOMINION ENERGY INC
COM
25746U109
234
3463
SH
SOLE
0
0
233510
DOWDUPONT INC
COM
26078J100
314
4935
SH
SOLE
0
0
314391
ENTERPRISE PRODS PARTNERS L
COM
293792107
316
12904
SH
SOLE
0
0
315901
LAUDER ESTEE COS INC
CL A
518439104
476
3182
SH
SOLE
0
0
476347
EXXON MOBIL CORP
COM
30231G102
1543
20676
SH
SOLE
0
0
1542606
FACEBOOK INC
CL A
30303M102
784
4908
SH
SOLE
0
0
784249
FACTSET RESH SYS INC
COM
303075105
429
2152
SH
SOLE
0
0
429152
FEDEX CORP
COM
31428X106
486
2025
SH
SOLE
0
0
486223
FIDELITY
MSCI FINLS IDX
316092501
330
8178
SH
SOLE
0
0
330309
FIDELITY
MSCI HLTH CARE I
316092600
688
17276
SH
SOLE
0
0
687940
FIDELITY
MSCI INDL INDX
316092709
271
7161
SH
SOLE
0
0
270901
FIDELITY
MSCI INFO TECH I
316092808
307
5920
SH
SOLE
0
0
307079
FIRST TR EXCH TRD ALPHA FD I
EUROPE ALPHADEX
33737J117
251
6333
SH
SOLE
0
0
251102
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
333
8411
SH
SOLE
0
0
332986
FIRST TR EXCHANGE TRADED FD
FIRST TR TA HIYL
33738D408
223
4679
SH
SOLE
0
0
222767
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
330
11499
SH
SOLE
0
0
330140
FORD MTR CO DEL
COM PAR $0.01
345370860
494
44591
SH
SOLE
0
0
494064
FS INVT CORP
COM
302635107
322
44434
SH
SOLE
0
0
322143
GALLAGHER ARTHUR J & CO
COM
363576109
327
4762
SH
SOLE
0
0
327262
GENERAL ELECTRIC CO
COM
369604103
162
12014
SH
SOLE
0
0
161946
GILEAD SCIENCES INC
COM
375558103
538
7139
SH
SOLE
0
0
538228
HALLIBURTON CO
COM
406216101
215
4577
SH
SOLE
0
0
214848
HARRIS CORP DEL
COM
413875105
354
2195
SH
SOLE
0
0
353975
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
1715
107270
SH
SOLE
0
0
1715239
HOME DEPOT INC
COM
437076102
811
4550
SH
SOLE
0
0
811050
HONEYWELL INTL INC
COM
438516106
415
2873
SH
SOLE
0
0
415239
HORMEL FOODS CORP
COM
440452100
350
10184
SH
SOLE
0
0
349515
INTEL CORP
COM
458140100
278
5332
SH
SOLE
0
0
277691
ISHARES TR
CORE S&P500 ETF
464287200
3457
13026
SH
SOLE
0
0
3456718
ISHARES TR
CORE S&P SCP ETF
464287804
232
3016
SH
SOLE
0
0
232276
ISHARES TR
CORE S&P TTL STK
464287150
614
10149
SH
SOLE
0
0
613579
ISHARES TR
CORE US AGGBD ET
464287226
301
2808
SH
SOLE
0
0
301172
ISHARES TR
DOW JONES US ETF
464287846
265
2005
SH
SOLE
0
0
264901
ISHARES TR
IBOXX INV CP ETF
464287242
220
1876
SH
SOLE
0
0
220276
ISHARES INC
CORE MSCI EMKT
46434G103
471
8071
SH
SOLE
0
0
471357
ISHARES TR
MSCI EAFE ETF
464287465
329
4715
SH
SOLE
0
0
328536
ISHARES TR
MSCI EMG MKT ETF
464287234
473
9800
SH
SOLE
0
0
473168
ISHARES TR
RUS 1000 GRW ETF
464287614
468
3439
SH
SOLE
0
0
468063
ISHARES TR
RUS 1000 VAL ETF
464287598
273
2275
SH
SOLE
0
0
272861
ISHARES TR
RUSSELL 2000 ETF
464287655
257
1694
SH
SOLE
0
0
257200
ISHARES TR
S&P 500 GRWT ETF
464287309
3536
22802
SH
SOLE
0
0
3535887
ISHARES TR
S&P MC 400GR ETF
464287606
1206
5523
SH
SOLE
0
0
1205773
ISHARES TR
SELECT DIVID ETF
464287168
389
4091
SH
SOLE
0
0
389140
ISHARES TR
TIPS BD ETF
464287176
206
1823
SH
SOLE
0
0
206103
ISHARES TR
CORE MSCI TOTAL
46432F834
559
8872
SH
SOLE
0
0
559272
ISHARES TR
EAFE SML CP ETF
464288273
384
5885
SH
SOLE
0
0
383645
ISHARES TR
INTL SEL DIV ETF
464288448
1797
54442
SH
SOLE
0
0
1797121
ISHARES TR
NORTH AMERN NAT
464287374
256
7737
SH
SOLE
0
0
256098
ISHARES TR
PHLX SEMICND ETF
464287523
286
1590
SH
SOLE
0
0
286280
ISHARES TR
S&P SML 600 GWT
464287887
1170
6728
SH
SOLE
0
0
1169703
ISHARES TR
S&P US PFD STK
464288687
461
12276
SH
SOLE
0
0
461077
ISHARES TR
US AER DEF ETF
464288760
1138
5750
SH
SOLE
0
0
1138270
ISHARES TR
US INDUSTRIALS
464287754
421
2904
SH
SOLE
0
0
421167
ISHARES TR
CORE HIGH DV ETF
46429B663
535
6329
SH
SOLE
0
0
534716
ISHARES TR
U.S. FINLS ETF
464287788
275
2332
SH
SOLE
0
0
274733
ISHARES TR
U.S. TECH ETF
464287721
220
1310
SH
SOLE
0
0
220355
JOHNSON & JOHNSON
COM
478160104
766
5977
SH
SOLE
0
0
766008
JPMORGAN CHASE & CO
COM
46625H100
1531
13919
SH
SOLE
0
0
1530625
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
158
13455
SH
SOLE
0
0
158096
KEYCORP NEW
COM
493267108
323
16528
SH
SOLE
0
0
323122
KRAFT HEINZ CO
COM
500754106
299
4800
SH
SOLE
0
0
298963
LEUCADIA NATL CORP
COM
527288104
290
12758
SH
SOLE
0
0
289996
LOCKHEED MARTIN CORP
COM
539830109
880
2603
SH
SOLE
0
0
879596
LOEWS CORP
COM
540424108
278
5600
SH
SOLE
0
0
278480
LOWES COS INC
COM
548661107
325
3702
SH
SOLE
0
0
324848
LUBYS INC
COM
549282101
2922
1051100
SH
SOLE
0
0
2922058
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
403
6909
SH
SOLE
0
0
403140
MASTERCARD INCORPORATED
CL A
57636Q104
698
3984
SH
SOLE
0
0
697837
MCDONALDS CORP
COM
580135101
757
4840
SH
SOLE
0
0
756918
MEDTRONIC PLC
SHS
G5960L103
510
6353
SH
SOLE
0
0
509637
MICROCHIP TECHNOLOGY INC
COM
595017104
299
3268
SH
SOLE
0
0
298610
MICRON TECHNOLOGY INC
COM
595112103
529
10150
SH
SOLE
0
0
529221
MICROSOFT CORP
COM
594918104
1868
20469
SH
SOLE
0
0
1868231
MORGAN STANLEY
COM NEW
617446448
257
4756
SH
SOLE
0
0
256637
NETFLIX INC
COM
64110L106
336
1138
SH
SOLE
0
0
336108
NIKE INC
CL B
654106103
493
7415
SH
SOLE
0
0
492637
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
83
10000
SH
SOLE
0
0
82761
NOVARTIS A G
SPONSORED ADR
66987V109
450
5568
SH
SOLE
0
0
450195
NOVO-NORDISK A S
ADR
670100205
428
8689
SH
SOLE
0
0
427954
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
195
15024
SH
SOLE
0
0
195315
NVIDIA CORP
COM
67066G104
344
1484
SH
SOLE
0
0
343693
NXP SEMICONDUCTORS N V
COM
N6596X109
704
6019
SH
SOLE
0
0
704223
PAYCHEX INC
COM
704326107
545
8853
SH
SOLE
0
0
545284
PAYPAL HLDGS INC
COM
70450Y103
1147
15119
SH
SOLE
0
0
1147079
PEPSICO INC
COM
713448108
460
4211
SH
SOLE
0
0
459614
PFIZER INC
COM
717081103
331
9334
SH
SOLE
0
0
331274
PHILIP MORRIS INTL INC
COM
718172109
1106
11130
SH
SOLE
0
0
1106300
PIMCO DYNMIC CREDIT AND MRT
COM SHS
72202D106
587
25670
SH
SOLE
0
0
587330
PIMCO ETF TR
ACTIVE BD ETF
72201R775
308
2957
SH
SOLE
0
0
308244
PIMCO HIGH INCOME FD
COM SHS
722014107
146
19307
SH
SOLE
0
0
146347
PNC FINL SVCS GROUP INC
COM
693475105
242
1598
SH
SOLE
0
0
241717
POWERSHARES ETF TR II
PWRSHS SP500 LOW
73937B654
337
8541
SH
SOLE
0
0
336772
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
1493
9321
SH
SOLE
0
0
1492649
PREFERRED APT CMNTYS INC
COM
74039L103
739
52095
SH
SOLE
0
0
739234
PROCTER AND GAMBLE CO
COM
742718109
933
11768
SH
SOLE
0
0
933006
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
165
11706
SH
SOLE
0
0
165410
RAYTHEON CO
COM NEW
755111507
603
2794
SH
SOLE
0
0
602971
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
419
6391
SH
SOLE
0
0
418770
SALESFORCE COM INC
COM
79466L302
212
1820
SH
SOLE
0
0
211666
SANCHEZ ENERGY CORP
COM
79970Y105
192
61500
SH
SOLE
0
0
192495
SCHLUMBERGER LTD
COM
806857108
252
3897
SH
SOLE
0
0
252467
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
374
13576
SH
SOLE
0
0
374287
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
351
4731
SH
SOLE
0
0
351466
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
265
4056
SH
SOLE
0
0
265344
SELECT SECTOR SPDR TR
ENERGY
81369Y506
751
11145
SH
SOLE
0
0
751308
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
356
4372
SH
SOLE
0
0
355881
SHERWIN WILLIAMS CO
COM
824348106
403
1028
SH
SOLE
0
0
403113
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
692
2868
SH
SOLE
0
0
692335
SPDR SERIES TRUST
PORTFOLIO AGRGTE
78464A649
280
9938
SH
SOLE
0
0
279854
SPDR SERIES TRUST
PRTFLO S&P500 GW
78464A409
421
12560
SH
SOLE
0
0
421026
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1020
3876
SH
SOLE
0
0
1020099
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
617
1805
SH
SOLE
0
0
616891
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
598
6553
SH
SOLE
0
0
597628
STARBUCKS CORP
COM
855244109
525
9067
SH
SOLE
0
0
524911
STEIN MART INC
COM
858375108
658
433198
SH
SOLE
0
0
658460
TARGET CORP
COM
87612E106
679
9781
SH
SOLE
0
0
679102
TEXAS INSTRS INC
COM
882508104
419
4031
SH
SOLE
0
0
418822
TJX COS INC NEW
COM
872540109
437
5362
SH
SOLE
0
0
437298
TORO CO
COM
891092108
351
5623
SH
SOLE
0
0
351156
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1046
8022
SH
SOLE
0
0
1045818
UNILEVER N V
N Y SHS NEW
904784709
436
7730
SH
SOLE
0
0
435889
UNION PAC CORP
COM
907818108
258
1916
SH
SOLE
0
0
257562
UNITED PARCEL SERVICE INC
CL B
911312106
397
3792
SH
SOLE
0
0
396834
UNITED TECHNOLOGIES CORP
COM
913017109
348
2767
SH
SOLE
0
0
348090
UNITEDHEALTH GROUP INC
COM
91324P102
607
2835
SH
SOLE
0
0
606623
US BANCORP DEL
COM NEW
902973304
238
4717
SH
SOLE
0
0
238212
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
518
6337
SH
SOLE
0
0
518163
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
221
2813
SH
SOLE
0
0
220655
VANGUARD INDEX FDS
GROWTH ETF
922908736
669
4712
SH
SOLE
0
0
668548
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
288
2121
SH
SOLE
0
0
287901
VANGUARD INDEX FDS
VALUE ETF
922908744
304
2946
SH
SOLE
0
0
303968
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
467
6719
SH
SOLE
0
0
466789
VANGUARD WORLD FDS
INF TECH ETF
92204A702
288
1682
SH
SOLE
0
0
287622
VEREIT INC
COM
92339V100
254
36436
SH
SOLE
0
0
253595
VISA INC
COM CL A
92826C839
2053
17163
SH
SOLE
0
0
2053003
WALMART INC
COM
931142103
240
2700
SH
SOLE
0
0
240200
WELLS FARGO CO NEW
COM
949746101
975
18611
SH
SOLE
0
0
975417
WEYERHAEUSER CO
COM
962166104
497
14210
SH
SOLE
0
0
497367
WISDOMTREE TR
EUROPE SMCP DV
97717W869
245
3505
SH
SOLE
0
0
245035
WISDOMTREE TR
INDIA ERNGS FD
97717W422
231
8815
SH
SOLE
0
0
231129
WISDOMTREE TR
US MIDCP EARNING
97717W570
223
5772
SH
SOLE
0
0
223261