0001062993-17-001018.txt : 20170215 0001062993-17-001018.hdr.sgml : 20170215 20170215153515 ACCESSION NUMBER: 0001062993-17-001018 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sunbelt Securities, Inc. CENTRAL INDEX KEY: 0001632932 IRS NUMBER: 760472120 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16583 FILM NUMBER: 17614461 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-965-9510 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001632932 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT Sunbelt Securities, Inc.

2700 POST OAK BLVD, SUITE 1700 HOUSTON TX 77056

13F HOLDINGS REPORT 028-16583 N Patrick Smetek 713-965-9510 Patrick Smetek Houston TX 02-14-2017 0 98 76504 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AFLAC INC COM 001055102 236 3266 SH SOLE NONE 0 0 3266 ABBOTT LABS COM 002824100 469 11937 SH SOLE NONE 0 0 11937 ABBVIE INC COM 00287Y109 208 3364 SH SOLE NONE 0 0 3364 AMERICAN INTL GROUP INC COM NEW 026874784 309 5848 SH SOLE NONE 0 0 5848 APPLE INC COM 037833100 6597 69003 SH SOLE NONE 0 0 69003 ARCHER DANIELS MIDLAND CO COM 039483102 214 5000 SH SOLE NONE 0 0 5000 BANK AMER CORP COM 060505104 8126 612348 SH SOLE NONE 0 0 612348 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3448 23812 SH SOLE NONE 0 0 23812 BLACKROCK CORPOR HI YLD FD I COM 09255P107 153 14621 SH SOLE NONE 0 0 14621 BRISTOL MYERS SQUIBB CO COM 110122108 336 4572 SH SOLE NONE 0 0 4572 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 250 7575 SH SOLE NONE 0 0 7575 CBS CORP NEW CL B 124857202 238 4372 SH SOLE NONE 0 0 4372 CERNER CORP COM 156782104 211 3600 SH SOLE NONE 0 0 3600 CHEVRON CORP NEW COM 166764100 554 5288 SH SOLE NONE 0 0 5288 CISCO SYS INC COM 17275R102 427 14876 SH SOLE NONE 0 0 14876 CITIGROUP INC COM NEW 172967424 2279 53758 SH SOLE NONE 0 0 53758 COCA COLA CO COM 191216100 332 7329 SH SOLE NONE 0 0 7329 COLGATE PALMOLIVE CO COM 194162103 210 2869 SH SOLE NONE 0 0 2869 COMCAST CORP NEW CL A 20030N101 290 4444 SH SOLE NONE 0 0 4444 COMPUTER PROGRAMS & SYS INC COM 205306103 232 5823 SH SOLE NONE 0 0 5823 CONOCOPHILLIPS COM 20825C104 311 7135 SH SOLE NONE 0 0 7135 CONTRAFECT CORP COM 212326102 578 200000 SH SOLE NONE 0 0 200000 CONTRAFECT CORP *W EXP 01/31/201 212326110 46 200000 SH SOLE NONE 0 0 200000 CREDIT SUISSE ASSET MGMT INC COM 224916106 50 16925 SH SOLE NONE 0 0 16925 DANAHER CORP DEL COM 235851102 465 4607 SH SOLE NONE 0 0 4607 DIAGEO P L C SPON ADR NEW 25243Q205 303 2687 SH SOLE NONE 0 0 2687 DISNEY WALT CO COM DISNEY 254687106 333 3401 SH SOLE NONE 0 0 3401 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 63 18927 SH SOLE NONE 0 0 18927 EXXON MOBIL CORP COM 30231G102 1102 11753 SH SOLE NONE 0 0 11753 FACEBOOK INC CL A 30303M102 943 8248 SH SOLE NONE 0 0 8248 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 619 27674 SH SOLE NONE 0 0 27674 GALLAGHER ARTHUR J & CO COM 363576109 215 4526 SH SOLE NONE 0 0 4526 GENERAL ELECTRIC CO COM 369604103 3312 105219 SH SOLE NONE 0 0 105219 GILEAD SCIENCES INC COM 375558103 359 4302 SH SOLE NONE 0 0 4302 HSBC HLDGS PLC SPON ADR NEW 404280406 605 19336 SH SOLE NONE 0 0 19336 HOME DEPOT INC COM 437076102 678 5312 SH SOLE NONE 0 0 5312 HONEYWELL INTL INC COM 438516106 1191 10238 SH SOLE NONE 0 0 10238 INTEL CORP COM 458140100 922 28105 SH SOLE NONE 0 0 28105 ISHARES MSCI MEX CAP ETF 464286822 225 4465 SH SOLE NONE 0 0 4465 ISHARES TR CORE S&P500 ETF 464287200 1956 9294 SH SOLE NONE 0 0 9294 ISHARES TR MSCI EMG MKT ETF 464287234 269 7830 SH SOLE NONE 0 0 7830 ISHARES TR S&P 500 GRWT ETF 464287309 2514 21567 SH SOLE NONE 0 0 21567 ISHARES TR S&P MC 400GR ETF 464287606 819 4845 SH SOLE NONE 0 0 4845 ISHARES TR SP SMCP600GR ETF 464287887 643 5009 SH SOLE NONE 0 0 5009 ISHARES TR U.S. PFD STK ETF 464288687 578 14493 SH SOLE NONE 0 0 14493 ISHARES TR USA QUALITY FCTR 46432F339 796 12055 SH SOLE NONE 0 0 12055 JPMORGAN CHASE & CO COM 46625H100 502 8077 SH SOLE NONE 0 0 8077 JOHNSON & JOHNSON COM 478160104 781 6441 SH SOLE NONE 0 0 6441 KIMBERLY CLARK CORP COM 494368103 350 2546 SH SOLE NONE 0 0 2546 LEUCADIA NATL CORP COM 527288104 506 29198 SH SOLE NONE 0 0 29198 LILLY ELI & CO COM 532457108 287 3641 SH SOLE NONE 0 0 3641 LOEWS CORP COM 540424108 354 8627 SH SOLE NONE 0 0 8627 LUBYS INC COM 549282101 1261 251100 SH SOLE NONE 0 0 251100 MACYS INC COM 55616P104 457 13601 SH SOLE NONE 0 0 13601 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 265 3484 SH SOLE NONE 0 0 3484 MCDONALDS CORP COM 580135101 497 4134 SH SOLE NONE 0 0 4134 MEDGENICS INC COM NEW 58436Q203 222 40000 SH SOLE NONE 0 0 40000 MERCK & CO INC COM 58933Y105 253 4399 SH SOLE NONE 0 0 4399 MICROCHIP TECHNOLOGY INC COM 595017104 330 6503 SH SOLE NONE 0 0 6503 NETFLIX INC COM 64110L106 276 3021 SH SOLE NONE 0 0 3021 NEW YORK REIT INC COM 64976L109 154 16640 SH SOLE NONE 0 0 16640 NORDSTROM INC COM 655664100 460 12102 SH SOLE NONE 0 0 12102 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 95 10000 SH SOLE NONE 0 0 10000 NOVARTIS A G SPONSORED ADR 66987V109 375 4545 SH SOLE NONE 0 0 4545 NOVO-NORDISK A S ADR 670100205 316 5885 SH SOLE NONE 0 0 5885 ORACLE CORP COM 68389X105 1281 31294 SH SOLE NONE 0 0 31294 PAYCHEX INC COM 704326107 371 6230 SH SOLE NONE 0 0 6230 PEPSICO INC COM 713448108 609 5746 SH SOLE NONE 0 0 5746 PFIZER INC COM 717081103 280 7946 SH SOLE NONE 0 0 7946 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 237 2207 SH SOLE NONE 0 0 2207 PREFERRED APT CMNTYS INC COM 74039L103 410 27874 SH SOLE NONE 0 0 27874 PROCTER & GAMBLE CO COM 742718109 1164 13746 SH SOLE NONE 0 0 13746 RALPH LAUREN CORP CL A 751212101 1156 12901 SH SOLE NONE 0 0 12901 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 314 5609 SH SOLE NONE 0 0 5609 SALESFORCE COM INC COM 79466L302 352 4430 SH SOLE NONE 0 0 4430 SCHLUMBERGER LTD COM 806857108 506 6396 SH SOLE NONE 0 0 6396 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 307 4501 SH SOLE NONE 0 0 4501 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 283 12367 SH SOLE NONE 0 0 12367 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 507 9660 SH SOLE NONE 0 0 9660 SPECTRA ENERGY CORP COM 847560109 220 6000 SH SOLE NONE 0 0 6000 STEIN MART INC COM 858375108 292 37826 SH SOLE NONE 0 0 37826 STEWART INFORMATION SVCS COR COM 860372101 239 5775 SH SOLE NONE 0 0 5775 TARGET CORP COM 87612E106 641 9177 SH SOLE NONE 0 0 9177 3M CO COM 88579Y101 424 2422 SH SOLE NONE 0 0 2422 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1701 17017 SH SOLE NONE 0 0 17017 UNILEVER PLC SPON ADR NEW 904767704 304 6354 SH SOLE NONE 0 0 6354 UNILEVER N V N Y SHS NEW 904784709 343 7298 SH SOLE NONE 0 0 7298 UNITED PARCEL SERVICE INC CL B 911312106 337 3127 SH SOLE NONE 0 0 3127 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 290 10450 SH SOLE NONE 0 0 10450 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 267 3208 SH SOLE NONE 0 0 3208 VANGUARD WORLD FDS TELCOMM ETF 92204A884 219 2221 SH SOLE NONE 0 0 2221 WALGREENS BOOTS ALLIANCE INC COM 931427108 276 3313 SH SOLE NONE 0 0 3313 WELLS FARGO & CO NEW COM 949746101 4999 105628 SH SOLE NONE 0 0 105628 WESTERN DIGITAL CORP COM 958102105 318 6724 SH SOLE NONE 0 0 6724 WEYERHAEUSER CO COM 962166104 601 20197 SH SOLE NONE 0 0 20197 YAHOO INC COM 984332106 4215 112232 SH SOLE NONE 0 0 112232 YUM BRANDS INC COM 988498101 203 2446 SH SOLE NONE 0 0 2446 ZOGENIX INC COM NEW 98978L204 80 10000 SH SOLE NONE 0 0 10000