0001062993-17-001016.txt : 20170215
0001062993-17-001016.hdr.sgml : 20170215
20170215153413
ACCESSION NUMBER: 0001062993-17-001016
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunbelt Securities, Inc.
CENTRAL INDEX KEY: 0001632932
IRS NUMBER: 760472120
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16583
FILM NUMBER: 17614457
BUSINESS ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-965-9510
MAIL ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001632932
XXXXXXXX
03-31-2016
03-31-2016
true
1
RESTATEMENT
Sunbelt Securities, Inc.
2700 POST OAK BLVD, SUITE 1700
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16583
N
Patrick Smetek
CCO
713-965-9510
Patrick Smetek
Houston
TX
02-15-2017
0
90
68706
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
AFLAC INC
COM
001055102
205
3247
SH
SOLE
NONE
0
0
3247
AT&T INC
COM
00206R102
278
7102
SH
SOLE
NONE
0
0
7102
ABBOTT LABS
COM
002824100
510
12182
SH
SOLE
NONE
0
0
12182
ABBVIE INC
COM
00287Y109
202
3539
SH
SOLE
NONE
0
0
3539
ANALOG DEVICES INC
COM
032654105
206
3475
SH
SOLE
NONE
0
0
3475
APPLE INC
COM
037833100
3540
32482
SH
SOLE
NONE
0
0
32482
BANK AMER CORP
COM
060505104
8140
602063
SH
SOLE
NONE
0
0
602063
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3951
27850
SH
SOLE
NONE
0
0
27850
BRISTOL MYERS SQUIBB CO
COM
110122108
292
4570
SH
SOLE
NONE
0
0
4570
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
901
25899
SH
SOLE
NONE
0
0
25899
CBS CORP NEW
CL B
124857202
244
4424
SH
SOLE
NONE
0
0
4424
CHEVRON CORP NEW
COM
166764100
511
5352
SH
SOLE
NONE
0
0
5352
CISCO SYS INC
COM
17275R102
424
14897
SH
SOLE
NONE
0
0
14897
CITIGROUP INC
COM NEW
172967424
2143
51322
SH
SOLE
NONE
0
0
51322
COCA COLA CO
COM
191216100
338
7278
SH
SOLE
NONE
0
0
7278
COLGATE PALMOLIVE CO
COM
194162103
202
2854
SH
SOLE
NONE
0
0
2854
COMCAST CORP NEW
CL A
20030N101
271
4442
SH
SOLE
NONE
0
0
4442
CONOCOPHILLIPS
COM
20825C104
306
7592
SH
SOLE
NONE
0
0
7592
CREDIT SUISSE ASSET MGMT INC
COM
224916106
49
17085
SH
SOLE
NONE
0
0
17085
CREE INC
COM
225447101
233
8000
SH
SOLE
NONE
0
0
8000
DANAHER CORP DEL
COM
235851102
436
4600
SH
SOLE
NONE
0
0
4600
DIAGEO P L C
SPON ADR NEW
25243Q205
293
2719
SH
SOLE
NONE
0
0
2719
DISNEY WALT CO
COM DISNEY
254687106
310
3119
SH
SOLE
NONE
0
0
3119
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
65
20679
SH
SOLE
NONE
0
0
20679
EXXON MOBIL CORP
COM
30231G102
1057
12644
SH
SOLE
NONE
0
0
12644
FACEBOOK INC
CL A
30303M102
599
5246
SH
SOLE
NONE
0
0
5246
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
559
25865
SH
SOLE
NONE
0
0
25865
GALLAGHER ARTHUR J & CO
COM
363576109
204
4582
SH
SOLE
NONE
0
0
4582
GENERAL ELECTRIC CO
COM
369604103
3315
104266
SH
SOLE
NONE
0
0
104266
GILEAD SCIENCES INC
COM
375558103
348
3784
SH
SOLE
NONE
0
0
3784
HSBC HLDGS PLC
SPON ADR NEW
404280406
529
17002
SH
SOLE
NONE
0
0
17002
HOME DEPOT INC
COM
437076102
716
5364
SH
SOLE
NONE
0
0
5364
HONEYWELL INTL INC
COM
438516106
1119
9987
SH
SOLE
NONE
0
0
9987
INTEL CORP
COM
458140100
902
27875
SH
SOLE
NONE
0
0
27875
INTERNATIONAL BUSINESS MACHS
COM
459200101
264
1745
SH
SOLE
NONE
0
0
1745
ISHARES
MSCI MEX CAP ETF
464286822
220
4094
SH
SOLE
NONE
0
0
4094
ISHARES TR
CORE S&P500 ETF
464287200
1878
9089
SH
SOLE
NONE
0
0
9089
ISHARES TR
MSCI EMG MKT ETF
464287234
281
8205
SH
SOLE
NONE
0
0
8205
ISHARES TR
S&P 500 GRWT ETF
464287309
2301
19857
SH
SOLE
NONE
0
0
19857
ISHARES TR
S&P MC 400GR ETF
464287606
771
4739
SH
SOLE
NONE
0
0
4739
ISHARES TR
SP SMCP600GR ETF
464287887
592
4769
SH
SOLE
NONE
0
0
4769
ISHARES TR
U.S. PFD STK ETF
464288687
513
13135
SH
SOLE
NONE
0
0
13135
ISHARES TR
MSCI USA QLT FAC
46432F339
786
11985
SH
SOLE
NONE
0
0
11985
JPMORGAN CHASE & CO
COM
46625H100
481
8124
SH
SOLE
NONE
0
0
8124
JOHNSON & JOHNSON
COM
478160104
705
6517
SH
SOLE
NONE
0
0
6517
KIMBERLY CLARK CORP
COM
494368103
340
2529
SH
SOLE
NONE
0
0
2529
LEUCADIA NATL CORP
COM
527288104
467
28857
SH
SOLE
NONE
0
0
28857
LIBERTY BROADBAND CORP
COM SER C
530307305
286
4935
SH
SOLE
NONE
0
0
4935
LILLY ELI & CO
COM
532457108
248
3439
SH
SOLE
NONE
0
0
3439
LOEWS CORP
COM
540424108
330
8614
SH
SOLE
NONE
0
0
8614
LUBYS INC
COM
549282101
1218
251100
SH
SOLE
NONE
0
0
251100
MACYS INC
COM
55616P104
265
6020
SH
SOLE
NONE
0
0
6020
MARKEL CORP
COM
570535104
445
499
SH
SOLE
NONE
0
0
499
MCDONALDS CORP
COM
580135101
523
4160
SH
SOLE
NONE
0
0
4160
MERCK & CO INC NEW
COM
58933Y105
236
4463
SH
SOLE
NONE
0
0
4463
MICROSOFT CORP
COM
594918104
290
5248
SH
SOLE
NONE
0
0
5248
MICROCHIP TECHNOLOGY INC
COM
595017104
317
6573
SH
SOLE
NONE
0
0
6573
NORDSTROM INC
COM
655664100
344
6007
SH
SOLE
NONE
0
0
6007
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
78
10000
SH
SOLE
NONE
0
0
10000
NOVARTIS A G
SPONSORED ADR
66987V109
328
4530
SH
SOLE
NONE
0
0
4530
ORACLE CORP
COM
68389X105
1276
31183
SH
SOLE
NONE
0
0
31183
PALO ALTO NETWORKS INC
COM
697435105
236
1448
SH
SOLE
NONE
0
0
1448
PAYCHEX INC
COM
704326107
340
6301
SH
SOLE
NONE
0
0
6301
PEPSICO INC
COM
713448108
591
5764
SH
SOLE
NONE
0
0
5764
PFIZER INC
COM
717081103
236
7946
SH
SOLE
NONE
0
0
7946
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
238
2182
SH
SOLE
NONE
0
0
2182
PREFERRED APT CMNTYS INC
COM
74039L103
303
23920
SH
SOLE
NONE
0
0
23920
PROCTER & GAMBLE CO
COM
742718109
1117
13573
SH
SOLE
NONE
0
0
13573
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
279
5672
SH
SOLE
NONE
0
0
5672
SCHLUMBERGER LTD
COM
806857108
479
6489
SH
SOLE
NONE
0
0
6489
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
279
4510
SH
SOLE
NONE
0
0
4510
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
478
9639
SH
SOLE
NONE
0
0
9639
STEIN MART INC
COM
858375108
241
32922
SH
SOLE
NONE
0
0
32922
STEWART INFORMATION SVCS COR
COM
860372101
208
5731
SH
SOLE
NONE
0
0
5731
TARGET CORP
COM
87612E106
749
9103
SH
SOLE
NONE
0
0
9103
3M CO
COM
88579Y101
408
2448
SH
SOLE
NONE
0
0
2448
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1351
12704
SH
SOLE
NONE
0
0
12704
UNILEVER PLC
SPON ADR NEW
904767704
285
6305
SH
SOLE
NONE
0
0
6305
UNILEVER N V
N Y SHS NEW
904784709
330
7377
SH
SOLE
NONE
0
0
7377
UNITED PARCEL SERVICE INC
CL B
911312106
331
3136
SH
SOLE
NONE
0
0
3136
VANGUARD WORLD FDS
TELCOMM ETF
92204A884
205
2208
SH
SOLE
NONE
0
0
2208
VEREIT INC
COM
92339V100
122
13708
SH
SOLE
NONE
0
0
13708
WAL-MART STORES INC
COM
931142103
251
3671
SH
SOLE
NONE
0
0
3671
WALGREENS BOOTS ALLIANCE INC
COM
931427108
321
3809
SH
SOLE
NONE
0
0
3809
WELLS FARGO & CO NEW
COM
949746101
4900
101327
SH
SOLE
NONE
0
0
101327
WESTERN DIGITAL CORP
COM
958102105
321
6800
SH
SOLE
NONE
0
0
6800
WEYERHAEUSER CO
COM
962166104
614
19834
SH
SOLE
NONE
0
0
19834
YAHOO INC
COM
984332106
3952
107357
SH
SOLE
NONE
0
0
107357
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
282
7521
SH
SOLE
NONE
0
0
7521
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
82
10210
SH
SOLE
NONE
0
0
10210