0001062993-17-001012.txt : 20170215 0001062993-17-001012.hdr.sgml : 20170215 20170215153130 ACCESSION NUMBER: 0001062993-17-001012 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sunbelt Securities, Inc. CENTRAL INDEX KEY: 0001632932 IRS NUMBER: 760472120 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16583 FILM NUMBER: 17614443 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-965-9510 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001632932 XXXXXXXX 09-30-2015 09-30-2015 true 1 RESTATEMENT Sunbelt Securities, Inc.

2700 POST OAK BLVD, SUITE 1700 HOUSTON TX 77056

13F HOLDINGS REPORT 028-16583 N Patrick Smetek 713-965-9510 Patrick Smetek Houston TX 02-15-2017 0 113 73624 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AT&T INC COM 00206R102 291 8935 SH SOLE NONE 0 0 8935 ABBOTT LABS COM 002824100 494 12274 SH SOLE NONE 0 0 12274 ACETO CORP COM 004446100 274 10000 SH SOLE NONE 0 0 10000 AEROPOSTALE COM 007865108 9 14350 SH SOLE NONE 0 0 14350 ALPHA NAT RES INC COM 02076X102 1 39550 SH SOLE NONE 0 0 39550 ANNALY CAP MGMT INC COM 035710409 222 22529 SH SOLE NONE 0 0 22529 APPLE INC COM 037833100 3522 31927 SH SOLE NONE 0 0 31927 ARCHER DANIELS MIDLAND CO COM 039483102 207 5000 SH SOLE NONE 0 0 5000 ARLINGTON ASSET INVT CORP CL A NEW 041356205 385 27373 SH SOLE NONE 0 0 27373 AVON PRODS INC COM 054303102 62 19150 SH SOLE NONE 0 0 19150 BANK AMER CORP COM 060505104 9601 616238 SH SOLE NONE 0 0 616238 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3648 27976 SH SOLE NONE 0 0 27976 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 83 13610 SH SOLE NONE 0 0 13610 BRISTOL MYERS SQUIBB CO COM 110122108 270 4564 SH SOLE NONE 0 0 4564 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 646 20561 SH SOLE NONE 0 0 20561 CVR REFNG LP COMUNIT REP LT 12663P107 241 12596 SH SOLE NONE 0 0 12596 CHENIERE ENERGY INC COM NEW 16411R208 206 4267 SH SOLE NONE 0 0 4267 CHEVRON CORP NEW COM 166764100 577 7310 SH SOLE NONE 0 0 7310 CISCO SYS INC COM 17275R102 563 21434 SH SOLE NONE 0 0 21434 CITIGROUP INC COM NEW 172967424 2972 59916 SH SOLE NONE 0 0 59916 CLIFFS NAT RES INC COM 18683K101 26 10451 SH SOLE NONE 0 0 10451 COCA COLA CO COM 191216100 305 7605 SH SOLE NONE 0 0 7605 CONNS INC COM 208242107 421 17500 SH SOLE NONE 0 0 17500 CONOCOPHILLIPS COM 20825C104 370 7705 SH SOLE NONE 0 0 7705 CREDIT SUISSE ASSET MGMT INC COM 224916106 53 18579 SH SOLE NONE 0 0 18579 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 24 10758 SH SOLE NONE 0 0 10758 DANAHER CORP DEL COM 235851102 396 4648 SH SOLE NONE 0 0 4648 DIAGEO P L C SPON ADR NEW 25243Q205 292 2713 SH SOLE NONE 0 0 2713 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 83 27197 SH SOLE NONE 0 0 27197 EATON VANCE TX MGD DIV EQ IN COM 27828N102 369 35939 SH SOLE NONE 0 0 35939 EATON VANCE TAX MNGD GBL DV COM 27829F108 377 45435 SH SOLE NONE 0 0 45435 EXXON MOBIL CORP COM 30231G102 1328 17865 SH SOLE NONE 0 0 17865 FACEBOOK INC CL A 30303M102 310 3445 SH SOLE NONE 0 0 3445 FIFTH STREET FINANCE CORP COM 31678A103 154 24905 SH SOLE NONE 0 0 24905 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 336 15306 SH SOLE NONE 0 0 15306 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 84 16813 SH SOLE NONE 0 0 16813 GENERAL ELECTRIC CO COM 369604103 4258 168843 SH SOLE NONE 0 0 168843 GILEAD SCIENCES INC COM 375558103 414 4211 SH SOLE NONE 0 0 4211 GRUMA SAB DE CV SPON ADR CL B 400131306 763 14469 SH SOLE NONE 0 0 14469 HSBC HLDGS PLC SPON ADR NEW 404280406 569 15010 SH SOLE NONE 0 0 15010 HOME DEPOT INC COM 437076102 618 5352 SH SOLE NONE 0 0 5352 HONDA MOTOR LTD AMERN SHS 438128308 214 7143 SH SOLE NONE 0 0 7143 HONEYWELL INTL INC COM 438516106 938 9906 SH SOLE NONE 0 0 9906 INTEL CORP COM 458140100 836 27739 SH SOLE NONE 0 0 27739 INTERNATIONAL BUSINESS MACHS COM 459200101 727 5011 SH SOLE NONE 0 0 5011 ISHARES TR CORE S&P500 ETF 464287200 1801 9347 SH SOLE NONE 0 0 9347 ISHARES TR MSCI EMG MKT ETF 464287234 250 7628 SH SOLE NONE 0 0 7628 ISHARES TR S&P 500 GRWT ETF 464287309 2173 20161 SH SOLE NONE 0 0 20161 ISHARES TR MSCI EAFE ETF 464287465 201 3508 SH SOLE NONE 0 0 3508 ISHARES TR S&P MC 400GR ETF 464287606 738 4696 SH SOLE NONE 0 0 4696 ISHARES TR SP SMCP600GR ETF 464287887 570 4744 SH SOLE NONE 0 0 4744 ISHARES TR U.S. PFD STK ETF 464288687 505 13072 SH SOLE NONE 0 0 13072 ISHARES TR MSCI USA QLT FAC 46432F339 512 8467 SH SOLE NONE 0 0 8467 ISHARES INC CORE MSCI EMKT 46434G103 291 7305 SH SOLE NONE 0 0 7305 JPMORGAN CHASE & CO COM 46625H100 492 8073 SH SOLE NONE 0 0 8073 JOHNSON & JOHNSON COM 478160104 585 6269 SH SOLE NONE 0 0 6269 KIMBERLY CLARK CORP COM 494368103 276 2533 SH SOLE NONE 0 0 2533 LEUCADIA NATL CORP COM 527288104 511 25203 SH SOLE NONE 0 0 25203 LIBERTY BROADBAND CORP COM SER C 530307305 218 4252 SH SOLE NONE 0 0 4252 LILLY ELI & CO COM 532457108 329 3927 SH SOLE NONE 0 0 3927 LINN ENERGY LLC UNIT LTD LIAB 536020100 77 28639 SH SOLE NONE 0 0 28639 LOEWS CORP COM 540424108 310 8585 SH SOLE NONE 0 0 8585 LUBYS INC COM 549282101 1243 250100 SH SOLE NONE 0 0 250100 MANAGED HIGH YIELD PLUS FD I COM 561911108 86 53500 SH SOLE NONE 0 0 53500 MARKEL CORP COM 570535104 400 499 SH SOLE NONE 0 0 499 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 182 13268 SH SOLE NONE 0 0 13268 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 221 11302 SH SOLE NONE 0 0 11302 MCDONALDS CORP COM 580135101 408 4138 SH SOLE NONE 0 0 4138 MERCK & CO INC NEW COM 58933Y105 245 4958 SH SOLE NONE 0 0 4958 MICROSOFT CORP COM 594918104 226 5096 SH SOLE NONE 0 0 5096 MICROCHIP TECHNOLOGY INC COM 595017104 283 6562 SH SOLE NONE 0 0 6562 NEWCASTLE INVT CORP NEW COM PAR $0.01 65105M603 63 14414 SH SOLE NONE 0 0 14414 NORTH EUROPEAN OIL RTY TR SH BEN INT 659310106 99 10000 SH SOLE NONE 0 0 10000 NOVARTIS A G SPONSORED ADR 66987V109 416 4530 SH SOLE NONE 0 0 4530 NUVEEN AMT-FREE MUN INCOME F COM 670657105 135 10392 SH SOLE NONE 0 0 10392 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 317 39739 SH SOLE NONE 0 0 39739 ORACLE CORP COM 68389X105 1008 27897 SH SOLE NONE 0 0 27897 PALO ALTO NETWORKS INC COM 697435105 340 1978 SH SOLE NONE 0 0 1978 PAYCHEX INC COM 704326107 300 6290 SH SOLE NONE 0 0 6290 PEPSICO INC COM 713448108 546 5794 SH SOLE NONE 0 0 5794 PFIZER INC COM 717081103 252 8016 SH SOLE NONE 0 0 8016 PRECISION CASTPARTS CORP COM 740189105 1495 6509 SH SOLE NONE 0 0 6509 PROCTER & GAMBLE CO COM 742718109 978 13595 SH SOLE NONE 0 0 13595 PROSPECT CAPITAL CORPORATION COM 74348T102 186 26092 SH SOLE NONE 0 0 26092 RCS CAP CORP COM CL A 74937W102 11 13425 SH SOLE NONE 0 0 13425 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 369 7767 SH SOLE NONE 0 0 7767 SANDRIDGE ENERGY INC COM 80007P307 4 15250 SH SOLE NONE 0 0 15250 SCHLUMBERGER LTD COM 806857108 444 6431 SH SOLE NONE 0 0 6431 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 286 4666 SH SOLE NONE 0 0 4666 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 455 10519 SH SOLE NONE 0 0 10519 STEIN MART INC COM 858375108 157 16225 SH SOLE NONE 0 0 16225 STEWART INFORMATION SVCS COR COM 860372101 231 5634 SH SOLE NONE 0 0 5634 TARGET CORP COM 87612E106 710 9030 SH SOLE NONE 0 0 9030 3M CO COM 88579Y101 415 2930 SH SOLE NONE 0 0 2930 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 997 8503 SH SOLE NONE 0 0 8503 TWITTER INC COM 90184L102 271 10060 SH SOLE NONE 0 0 10060 US BANCORP DEL COM NEW 902973304 289 7043 SH SOLE NONE 0 0 7043 UNILEVER PLC SPON ADR NEW 904767704 253 6210 SH SOLE NONE 0 0 6210 UNILEVER N V N Y SHS NEW 904784709 319 7932 SH SOLE NONE 0 0 7932 UNITED PARCEL SERVICE INC CL B 911312106 312 3161 SH SOLE NONE 0 0 3161 VALEANT PHARMACEUTICALS INTL COM 91911K102 333 1865 SH SOLE NONE 0 0 1865 VEREIT INC COM 92339V100 143 18578 SH SOLE NONE 0 0 18578 WAL-MART STORES INC COM 931142103 412 6352 SH SOLE NONE 0 0 6352 WALGREENS BOOTS ALLIANCE INC COM 931427108 250 3012 SH SOLE NONE 0 0 3012 WALTER ENERGY INC COM 93317Q105 1 13110 SH SOLE NONE 0 0 13110 WELLS FARGO & CO NEW COM 949746101 4918 95782 SH SOLE NONE 0 0 95782 WEYERHAEUSER CO COM 962166104 262 9600 SH SOLE NONE 0 0 9600 YAHOO INC COM 984332106 3118 107857 SH SOLE NONE 0 0 107857 ALLERGAN PLC SHS G0177J108 313 1153 SH SOLE NONE 0 0 1153 FRONTLINE LTD SHS G3682E127 33 12200 SH SOLE NONE 0 0 12200 LIBERTY GLOBAL PLC SHS CL C G5480U120 201 4906 SH SOLE NONE 0 0 4906 SEADRILL LIMITED SHS G7945E105 128 21690 SH SOLE NONE 0 0 21690 TRANSOCEAN LTD REG SHS H8817H100 182 14093 SH SOLE NONE 0 0 14093