0001062993-17-000787.txt : 20170213
0001062993-17-000787.hdr.sgml : 20170213
20170213142732
ACCESSION NUMBER: 0001062993-17-000787
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunbelt Securities, Inc.
CENTRAL INDEX KEY: 0001632932
IRS NUMBER: 760472120
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16583
FILM NUMBER: 17598186
BUSINESS ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-965-9510
MAIL ADDRESS:
STREET 1: 2700 POST OAK BLVD, SUITE 1700
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001632932
XXXXXXXX
12-31-2016
12-31-2016
true
1
RESTATEMENT
Sunbelt Securities, Inc.
2700 POST OAK BLVD, SUITE 1700
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16583
N
Patrick Smetek
CCO
713-965-9510
Patrick Smetek
Houston
TX
02-13-2017
0
90
65846
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ABBOTT LABS
COM
002824100
466
12139
SH
SOLE
NONE
0
0
466254
ABBVIE INC
COM
00287Y109
203
3244
SH
SOLE
NONE
0
0
203139
ALPHABET INC
CAP STK CL A
02079K305
224
283
SH
SOLE
NONE
0
0
224263
AMAZON COM INC
COM
023135106
465
620
SH
SOLE
NONE
0
0
464919
ANALOG DEVICES INC
COM
032654105
261
3591
SH
SOLE
NONE
0
0
260754
APPLE INC
COM
037833100
5439
46958
SH
SOLE
NONE
0
0
5438720
ARCHER DANIELS MIDLAND CO
COM
039483102
228
5000
SH
SOLE
NONE
0
0
228250
AT&T INC
COM
00206R102
212
4994
SH
SOLE
NONE
0
0
212394
BANK AMER CORP
COM
060505104
3047
137861
SH
SOLE
NONE
0
0
3046722
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3351
20559
SH
SOLE
NONE
0
0
3350706
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
158
14621
SH
SOLE
NONE
0
0
158345
BP PLC
SPONSORED ADR
055622104
226
6042
SH
SOLE
NONE
0
0
225843
BRISTOL MYERS SQUIBB CO
COM
110122108
268
4579
SH
SOLE
NONE
0
0
267587
CBS CORP NEW
CL B
124857202
280
4395
SH
SOLE
NONE
0
0
279608
CHEVRON CORP NEW
COM
166764100
605
5139
SH
SOLE
NONE
0
0
604873
CISCO SYS INC
COM
17275R102
432
14284
SH
SOLE
NONE
0
0
431666
CITIGROUP INC
COM NEW
172967424
776
13057
SH
SOLE
NONE
0
0
775951
COCA COLA CO
COM
191216100
238
5734
SH
SOLE
NONE
0
0
237741
COMCAST CORP NEW
CL A
20030N101
311
4499
SH
SOLE
NONE
0
0
310674
CONOCOPHILLIPS
COM
20825C104
399
7961
SH
SOLE
NONE
0
0
399142
CONTRAFECT CORP
*W EXP 01/31/201
212326110
9
200000
SH
SOLE
NONE
0
0
9440
CONTRAFECT CORP
COM
212326102
350
200000
SH
SOLE
NONE
0
0
350000
CORNING INC
COM
219350105
231
9500
SH
SOLE
NONE
0
0
230565
CREE INC
COM
225447101
211
8000
SH
SOLE
NONE
0
0
211120
DANAHER CORP DEL
COM
235851102
303
3898
SH
SOLE
NONE
0
0
303416
DIAGEO P L C
SPON ADR NEW
25243Q205
289
2776
SH
SOLE
NONE
0
0
288587
DISNEY WALT CO
COM DISNEY
254687106
373
3577
SH
SOLE
NONE
0
0
372777
ENTERPRISE PRODS PARTNERS L
COM
293792107
219
8084
SH
SOLE
NONE
0
0
218589
EXXON MOBIL CORP
COM
30231G102
1057
11713
SH
SOLE
NONE
0
0
1057229
FACEBOOK INC
CL A
30303M102
545
4738
SH
SOLE
NONE
0
0
545107
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
567
24487
SH
SOLE
NONE
0
0
566634
GALLAGHER ARTHUR J & CO
COM
363576109
239
4608
SH
SOLE
NONE
0
0
239447
GENERAL ELECTRIC CO
COM
369604103
1694
53615
SH
SOLE
NONE
0
0
1694246
GILEAD SCIENCES INC
COM
375558103
284
3969
SH
SOLE
NONE
0
0
284214
HOME DEPOT INC
COM
437076102
399
2976
SH
SOLE
NONE
0
0
399027
HONEYWELL INTL INC
COM
438516106
857
7399
SH
SOLE
NONE
0
0
857192
HSBC HLDGS PLC
SPON ADR NEW
404280406
802
19955
SH
SOLE
NONE
0
0
801802
INTEL CORP
COM
458140100
840
23160
SH
SOLE
NONE
0
0
840015
ISHARES TR
CORE S&P500 ETF
464287200
2499
11106
SH
SOLE
NONE
0
0
2498763
ISHARES TR
RUS 1000 GRW ETF
464287614
282
2690
SH
SOLE
NONE
0
0
282206
ISHARES TR
RUS 1000 VAL ETF
464287598
240
2145
SH
SOLE
NONE
0
0
240344
ISHARES TR
S&P 500 GRWT ETF
464287309
2983
24494
SH
SOLE
NONE
0
0
2983122
ISHARES TR
S&P MC 400GR ETF
464287606
988
5425
SH
SOLE
NONE
0
0
988500
ISHARES TR
SP SMCP600GR ETF
464287887
893
5951
SH
SOLE
NONE
0
0
892718
ISHARES TR
U.S. PFD STK ETF
464288687
577
15494
SH
SOLE
NONE
0
0
576528
ISHARES TR
USA QUALITY FCTR
46432F339
841
12172
SH
SOLE
NONE
0
0
841098
JOHNSON & JOHNSON
COM
478160104
394
3420
SH
SOLE
NONE
0
0
394041
JPMORGAN CHASE & CO
COM
46625H100
444
5146
SH
SOLE
NONE
0
0
444039
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
214
13455
SH
SOLE
NONE
0
0
213934
KRAFT HEINZ CO
COM
500754106
344
3938
SH
SOLE
NONE
0
0
343859
LEUCADIA NATL CORP
COM
527288104
296
12728
SH
SOLE
NONE
0
0
295922
LILLY ELI & CO
COM
532457108
272
3704
SH
SOLE
NONE
0
0
272415
LOEWS CORP
COM
540424108
262
5592
SH
SOLE
NONE
0
0
261894
LUBYS INC
COM
549282101
4927
1151100
SH
SOLE
NONE
0
0
4926708
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
298
3941
SH
SOLE
NONE
0
0
298058
MCDONALDS CORP
COM
580135101
511
4195
SH
SOLE
NONE
0
0
510573
MICROCHIP TECHNOLOGY INC
COM
595017104
416
6483
SH
SOLE
NONE
0
0
415873
MICROSOFT CORP
COM
594918104
300
4822
SH
SOLE
NONE
0
0
299652
NETFLIX INC
COM
64110L106
377
3042
SH
SOLE
NONE
0
0
376600
NORDSTROM INC
COM
655664100
461
9619
SH
SOLE
NONE
0
0
461018
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
66
10000
SH
SOLE
NONE
0
0
66000
NOVARTIS A G
SPONSORED ADR
66987V109
341
4681
SH
SOLE
NONE
0
0
340979
NOVO-NORDISK A S
ADR
670100205
409
11393
SH
SOLE
NONE
0
0
408548
ORACLE CORP
COM
68389X105
1212
31526
SH
SOLE
NONE
0
0
1212165
PAYCHEX INC
COM
704326107
384
6311
SH
SOLE
NONE
0
0
384225
PEPSICO INC
COM
713448108
481
4594
SH
SOLE
NONE
0
0
480676
PFIZER INC
COM
717081103
256
7880
SH
SOLE
NONE
0
0
255942
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
240
2024
SH
SOLE
NONE
0
0
239804
PREFERRED APT CMNTYS INC
COM
74039L103
448
30076
SH
SOLE
NONE
0
0
448431
PROCTER AND GAMBLE CO
COM
742718109
555
6604
SH
SOLE
NONE
0
0
555259
RALPH LAUREN CORP
CL A
751212101
1186
13130
SH
SOLE
NONE
0
0
1185904
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
335
5784
SH
SOLE
NONE
0
0
335315
SCHLUMBERGER LTD
COM
806857108
507
6040
SH
SOLE
NONE
0
0
507031
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
394
5233
SH
SOLE
NONE
0
0
394186
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
288
12399
SH
SOLE
NONE
0
0
288273
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
290
5971
SH
SOLE
NONE
0
0
290020
SPECTRA ENERGY CORP
COM
847560109
247
6012
SH
SOLE
NONE
0
0
247033
STEIN MART INC
COM
858375108
212
38647
SH
SOLE
NONE
0
0
211785
TARGET CORP
COM
87612E106
681
9434
SH
SOLE
NONE
0
0
681425
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1789
15267
SH
SOLE
NONE
0
0
1789333
TRANSGLOBE ENERGY CORP
COM
893662106
90
53350
SH
SOLE
NONE
0
0
90161
UNILEVER N V
N Y SHS NEW
904784709
308
7512
SH
SOLE
NONE
0
0
308463
UNILEVER PLC
SPON ADR NEW
904767704
263
6457
SH
SOLE
NONE
0
0
262800
UNITED PARCEL SERVICE INC
CL B
911312106
345
3012
SH
SOLE
NONE
0
0
345243
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
219
10479
SH
SOLE
NONE
0
0
219215
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
275
3229
SH
SOLE
NONE
0
0
275076
WELLS FARGO & CO NEW
COM
949746101
3740
67857
SH
SOLE
NONE
0
0
3739574
WEYERHAEUSER CO
COM
962166104
620
20614
SH
SOLE
NONE
0
0
620281
YAHOO INC
COM
984332106
3867
100000
SH
SOLE
NONE
0
0
3867000
ZOGENIX INC
COM NEW
98978L204
122
10000
SH
SOLE
NONE
0
0
121500