0001062993-16-012255.txt : 20161114
0001062993-16-012255.hdr.sgml : 20161111
20161114111214
ACCESSION NUMBER: 0001062993-16-012255
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunbelt Securities, Inc.
CENTRAL INDEX KEY: 0001632932
IRS NUMBER: 760472120
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16583
FILM NUMBER: 161992133
BUSINESS ADDRESS:
STREET 1: 5065 WESTHEIMER RD, SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 713-965-9510
MAIL ADDRESS:
STREET 1: 5065 WESTHEIMER RD, SUITE 600
CITY: HOUSTON
STATE: TX
ZIP: 77056
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001632932
XXXXXXXX
09-30-2016
09-30-2016
Sunbelt Securities, Inc.
5065 WESTHEIMER RD, SUITE 600
HOUSTON
TX
77056
13F HOLDINGS REPORT
028-16583
N
Patrick Smetek
CCO
713-965-9510
Patrick Smetek
Houston
TX
11-11-2016
0
109
82898
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
427
2422
SH
SOLE
NONE
0
0
426897
ABBOTT LABS
COM
002824100
510
12053
SH
SOLE
NONE
0
0
509736
ABBVIE INC
COM
00287Y109
212
3364
SH
SOLE
NONE
0
0
212167
AFLAC INC
COM
001055102
236
3284
SH
SOLE
NONE
0
0
235992
AMAZON COM INC
COM
023135106
472
564
SH
SOLE
NONE
0
0
472243
AMERICAN INTL GROUP INC
COM NEW
026874784
349
5875
SH
SOLE
NONE
0
0
348638
ANALOG DEVICES INC
COM
032654105
231
3581
SH
SOLE
NONE
0
0
230774
APPLE INC
COM
037833100
7729
68371
SH
SOLE
NONE
0
0
7729351
ARCHER DANIELS MIDLAND CO
COM
039483102
211
5000
SH
SOLE
NONE
0
0
210850
AT&T INC
COM
00206R102
202
4979
SH
SOLE
NONE
0
0
202205
BANK AMER CORP
COM
060505104
9629
615291
SH
SOLE
NONE
0
0
9629302
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2970
20559
SH
SOLE
NONE
0
0
2970159
BIOGEN INC
COM
09062X103
203
650
SH
SOLE
NONE
0
0
203470
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
158
14621
SH
SOLE
NONE
0
0
158199
BRISTOL MYERS SQUIBB CO
COM
110122108
247
4575
SH
SOLE
NONE
0
0
246686
CBS CORP NEW
CL B
124857202
242
4428
SH
SOLE
NONE
0
0
242408
CERNER CORP
COM
156782104
222
3600
SH
SOLE
NONE
0
0
222300
CHEVRON CORP NEW
COM
166764100
545
5297
SH
SOLE
NONE
0
0
545200
CISCO SYS INC
COM
17275R102
491
15471
SH
SOLE
NONE
0
0
490728
CITIGROUP INC
COM NEW
172967424
2548
53941
SH
SOLE
NONE
0
0
2547623
COCA COLA CO
COM
191216100
312
7382
SH
SOLE
NONE
0
0
312417
COLGATE PALMOLIVE CO
COM
194162103
213
2869
SH
SOLE
NONE
0
0
212740
COMCAST CORP NEW
CL A
20030N101
295
4446
SH
SOLE
NONE
0
0
294920
COMPUTER PROGRAMS & SYS INC
COM
205306103
386
14809
SH
SOLE
NONE
0
0
385922
CONOCOPHILLIPS
COM
20825C104
316
7274
SH
SOLE
NONE
0
0
316214
CONTRAFECT CORP
*W EXP 01/31/201
212326110
25
200000
SH
SOLE
NONE
0
0
24620
CONTRAFECT CORP
COM
212326102
496
200000
SH
SOLE
NONE
0
0
496000
CORNING INC
COM
219350105
225
9500
SH
SOLE
NONE
0
0
224675
CREDIT SUISSE ASSET MGMT INC
COM
224916106
54
17187
SH
SOLE
NONE
0
0
53969
CREE INC
COM
225447101
206
8000
SH
SOLE
NONE
0
0
205760
DANAHER CORP DEL
COM
235851102
377
4811
SH
SOLE
NONE
0
0
377142
DIAGEO P L C
SPON ADR NEW
25243Q205
317
2728
SH
SOLE
NONE
0
0
316610
DISNEY WALT CO
COM DISNEY
254687106
318
3423
SH
SOLE
NONE
0
0
317844
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
65
18964
SH
SOLE
NONE
0
0
64856
EP ENERGY CORP
CL A
268785102
61
13970
SH
SOLE
NONE
0
0
61189
EXXON MOBIL CORP
COM
30231G102
1019
11675
SH
SOLE
NONE
0
0
1018982
FACEBOOK INC
CL A
30303M102
597
4653
SH
SOLE
NONE
0
0
596840
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
622
27153
SH
SOLE
NONE
0
0
621804
GALLAGHER ARTHUR J & CO
COM
363576109
234
4594
SH
SOLE
NONE
0
0
233687
GENERAL DYNAMICS CORP
COM
369550108
214
1382
SH
SOLE
NONE
0
0
214411
GENERAL ELECTRIC CO
COM
369604103
3169
106998
SH
SOLE
NONE
0
0
3169289
GILEAD SCIENCES INC
COM
375558103
306
3871
SH
SOLE
NONE
0
0
306251
HOME DEPOT INC
COM
437076102
687
5339
SH
SOLE
NONE
0
0
686988
HONDA MOTOR LTD
AMERN SHS
438128308
210
7277
SH
SOLE
NONE
0
0
210458
HONEYWELL INTL INC
COM
438516106
1200
10290
SH
SOLE
NONE
0
0
1199688
HSBC HLDGS PLC
SPON ADR NEW
404280406
749
19915
SH
SOLE
NONE
0
0
749003
INTEL CORP
COM
458140100
1062
28127
SH
SOLE
NONE
0
0
1061808
ISHARES
MSCI MEX CAP ETF
464286822
221
4565
SH
SOLE
NONE
0
0
221306
ISHARES TR
CORE MSCI EAFE
46432F842
220
3984
SH
SOLE
NONE
0
0
219677
ISHARES TR
CORE S&P500 ETF
464287200
2291
10531
SH
SOLE
NONE
0
0
2291189
ISHARES TR
MSCI EMG MKT ETF
464287234
239
6383
SH
SOLE
NONE
0
0
239061
ISHARES TR
RUS 1000 GRW ETF
464287614
245
2355
SH
SOLE
NONE
0
0
245304
ISHARES TR
RUS 1000 VAL ETF
464287598
345
3267
SH
SOLE
NONE
0
0
345096
ISHARES TR
S&P 500 GRWT ETF
464287309
2902
23852
SH
SOLE
NONE
0
0
2901874
ISHARES TR
S&P MC 400GR ETF
464287606
904
5175
SH
SOLE
NONE
0
0
904294
ISHARES TR
SP SMCP600GR ETF
464287887
758
5525
SH
SOLE
NONE
0
0
757533
ISHARES TR
U.S. PFD STK ETF
464288687
639
16177
SH
SOLE
NONE
0
0
638995
ISHARES TR
USA QUALITY FCTR
46432F339
817
12109
SH
SOLE
NONE
0
0
817239
JOHNSON & JOHNSON
COM
478160104
766
6483
SH
SOLE
NONE
0
0
765877
JPMORGAN CHASE & CO
COM
46625H100
545
8178
SH
SOLE
NONE
0
0
544584
KIMBERLY CLARK CORP
COM
494368103
323
2564
SH
SOLE
NONE
0
0
323408
LEUCADIA NATL CORP
COM
527288104
558
29295
SH
SOLE
NONE
0
0
557782
LILLY ELI & CO
COM
532457108
294
3658
SH
SOLE
NONE
0
0
293572
LOEWS CORP
COM
540424108
356
8640
SH
SOLE
NONE
0
0
355536
LUBYS INC
COM
549282101
1077
251100
SH
SOLE
NONE
0
0
1077219
MACYS INC
COM
55616P104
510
13760
SH
SOLE
NONE
0
0
509823
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
254
3584
SH
SOLE
NONE
0
0
253532
MCDONALDS CORP
COM
580135101
483
4183
SH
SOLE
NONE
0
0
482574
MEDGENICS INC
COM NEW
58436Q203
223
40000
SH
SOLE
NONE
0
0
222800
MERCK & CO INC
COM
58933Y105
283
4527
SH
SOLE
NONE
0
0
282510
MICROCHIP TECHNOLOGY INC
COM
595017104
410
6598
SH
SOLE
NONE
0
0
410004
MICROSOFT CORP
COM
594918104
204
3542
SH
SOLE
NONE
0
0
204028
NETFLIX INC
COM
64110L106
300
3046
SH
SOLE
NONE
0
0
300183
NEW YORK REIT INC
COM
64976L109
312
34044
SH
SOLE
NONE
0
0
311502
NORDSTROM INC
COM
655664100
638
12306
SH
SOLE
NONE
0
0
638439
NORTH EUROPEAN OIL RTY TR
SH BEN INT
659310106
77
10000
SH
SOLE
NONE
0
0
76900
NOVARTIS A G
SPONSORED ADR
66987V109
363
4602
SH
SOLE
NONE
0
0
363390
NOVO-NORDISK A S
ADR
670100205
712
17117
SH
SOLE
NONE
0
0
711901
ORACLE CORP
COM
68389X105
1234
31405
SH
SOLE
NONE
0
0
1233596
PAYCHEX INC
COM
704326107
365
6311
SH
SOLE
NONE
0
0
365203
PEPSICO INC
COM
713448108
631
5801
SH
SOLE
NONE
0
0
631024
PFIZER INC
COM
717081103
269
7946
SH
SOLE
NONE
0
0
269131
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
255
2152
SH
SOLE
NONE
0
0
255485
PREFERRED APT CMNTYS INC
COM
74039L103
377
27886
SH
SOLE
NONE
0
0
376737
PROCTER AND GAMBLE CO
COM
742718109
1238
13796
SH
SOLE
NONE
0
0
1238204
RALPH LAUREN CORP
CL A
751212101
1322
13066
SH
SOLE
NONE
0
0
1321516
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
301
5692
SH
SOLE
NONE
0
0
300723
SALESFORCE COM INC
COM
79466L302
287
4029
SH
SOLE
NONE
0
0
287389
SCHLUMBERGER LTD
COM
806857108
509
6474
SH
SOLE
NONE
0
0
509103
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
313
4440
SH
SOLE
NONE
0
0
313493
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
232
12037
SH
SOLE
NONE
0
0
232322
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
482
9843
SH
SOLE
NONE
0
0
482215
SPECTRA ENERGY CORP
COM
847560109
257
6012
SH
SOLE
NONE
0
0
257013
STEIN MART INC
COM
858375108
242
38172
SH
SOLE
NONE
0
0
242393
STEWART INFORMATION SVCS COR
COM
860372101
258
5813
SH
SOLE
NONE
0
0
258395
TARGET CORP
COM
87612E106
636
9256
SH
SOLE
NONE
0
0
635682
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1998
17217
SH
SOLE
NONE
0
0
1998153
TRANSGLOBE ENERGY CORP
COM
893662106
119
60630
SH
SOLE
NONE
0
0
119441
UNILEVER N V
N Y SHS NEW
904784709
341
7404
SH
SOLE
NONE
0
0
341313
UNILEVER PLC
SPON ADR NEW
904767704
303
6401
SH
SOLE
NONE
0
0
303391
UNITED PARCEL SERVICE INC
CL B
911312106
347
3172
SH
SOLE
NONE
0
0
346938
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
276
10450
SH
SOLE
NONE
0
0
276194
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
270
3217
SH
SOLE
NONE
0
0
269995
VANGUARD WORLD FDS
TELCOMM ETF
92204A884
211
2240
SH
SOLE
NONE
0
0
211463
WELLS FARGO & CO NEW
COM
949746101
4658
105191
SH
SOLE
NONE
0
0
4657859
WEYERHAEUSER CO
COM
962166104
652
20404
SH
SOLE
NONE
0
0
651715
YAHOO INC
COM
984332106
4339
100667
SH
SOLE
NONE
0
0
4338748
YUM BRANDS INC
COM
988498101
223
2458
SH
SOLE
NONE
0
0
223190
ZOGENIX INC
COM NEW
98978L204
114
10000
SH
SOLE
NONE
0
0
114300