VP Operations

0001632813-15-000002.txt : 20151116 0001632813-15-000002.hdr.sgml : 20151116 20151116131153 ACCESSION NUMBER: 0001632813-15-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CMT Capital Markets Trading GmbH CENTRAL INDEX KEY: 0001632813 IRS NUMBER: 980647434 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16985 FILM NUMBER: 151233123 BUSINESS ADDRESS: STREET 1: BARCKHAUSSTR.10 CITY: FRANKFURT STATE: 2M ZIP: 60325 BUSINESS PHONE: 3129309050 MAIL ADDRESS: STREET 1: 500 WEST MONROE STREET STREET 2: SUITE 2630 CITY: CHICAGO STATE: IL ZIP: 60661 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632813 XXXXXXXX 09-30-2015 09-30-2015 CMT Capital Markets Trading GmbH

500 WEST MONROE STREET SUITE 2630 CHICAGO IL 60661

13F HOLDINGS REPORT 028-16985 N Timothy Stoner VP Operations 312-930-9050 Timothy Stoner Chicago IL 11-16-2015 2 130 686528 false 1 0001607644 028-16154 CMT Holdings GmbH & Co KG 2 0001607635 028-16153 CMT Global Holdings LLC INFORMATION TABLE 2 gmbh-q3.xml 3-D SYS CORP DEL COM NEW 88554D205 968 83780 SH DFND 1,2 83780 0 0 3-D SYS CORP DEL CALL 88554D905 2151 186200 SH Call DFND 1,2 186200 0 0 3-D SYS CORP DEL PUT 88554D955 2210 191300 SH Put DFND 1,2 191300 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1656 28074 SH DFND 1,2 28074 0 0 ALIBABA GROUP HLDG LTD CALL 01609W902 29379 498200 SH Call DFND 1,2 498200 0 0 ALIBABA GROUP HLDG LTD PUT 01609W952 24142 409400 SH Put DFND 1,2 409400 0 0 AMAZON COM INC COM 023135106 239 467 SH DFND 1,2 467 0 0 AMAZON COM INC CALL 023135906 5682 11100 SH Call DFND 1,2 11100 0 0 AMAZON COM INC PUT 023135956 10801 21100 SH Put DFND 1,2 21100 0 0 AMBARELLA INC CALL G037AX901 4028 69700 SH Call DFND 1,2 69700 0 0 AMBARELLA INC PUT G037AX951 6675 115500 SH Put DFND 1,2 115500 0 0 APPLE INC COM 037833100 257 2327 SH DFND 1,2 2327 0 0 APPLE INC PUT 037833950 1103 10000 SH Put DFND 1,2 10000 0 0 BAIDU INC SPON ADR REP A 056752108 213 1550 SH DFND 1,2 1550 0 0 BAIDU INC CALL 056752908 275 2000 SH Call DFND 1,2 2000 0 0 BAIDU INC PUT 056752958 398 2900 SH Put DFND 1,2 2900 0 0 BANK AMER CORP CALL 060505904 4185 268600 SH Call DFND 1,2 268600 0 0 BANK AMER CORP PUT 060505954 1683 108000 SH Put DFND 1,2 108000 0 0 BARRICK GOLD CORP COM 067901108 379 59641 SH DFND 1,2 59641 0 0 BARRICK GOLD CORP PUT 067901958 421 66200 SH Put DFND 1,2 66200 0 0 BP PLC CALL 055622904 1037 34200 SH Call DFND 1,2 34200 0 0 BP PLC PUT 055622954 273 9000 SH Put DFND 1,2 9000 0 0 BRISTOL MYERS SQUIBB CO CALL 110122908 598 10100 SH Call DFND 1,2 10100 0 0 BRISTOL MYERS SQUIBB CO PUT 110122958 568 9600 SH Put DFND 1,2 9600 0 0 CHEVRON CORP NEW COM 166764100 1518 19247 SH DFND 1,2 19247 0 0 CHEVRON CORP NEW CALL 166764900 7604 96400 SH Call DFND 1,2 96400 0 0 CHEVRON CORP NEW PUT 166764950 12960 164300 SH Put DFND 1,2 164300 0 0 CITIGROUP INC COM NEW 172967424 6463 130271 SH DFND 1,2 130271 0 0 CITIGROUP INC CALL 172967904 10368 209000 SH Call DFND 1,2 209000 0 0 CITIGROUP INC PUT 172967954 9396 189400 SH Put DFND 1,2 189400 0 0 CONOCOPHILLIPS COM 20825C104 672 14019 SH DFND 1,2 14019 0 0 CONOCOPHILLIPS PUT 20825C954 3276 68300 SH Put DFND 1,2 68300 0 0 D R HORTON INC COM 23331A109 913 31086 SH DFND 1,2 31086 0 0 D R HORTON INC CALL 23331A909 3714 126500 SH Call DFND 1,2 126500 0 0 EBAY INC COM 278642103 252 10331 SH DFND 1,2 10331 0 0 EOG RES INC COM 26875P101 1261 17321 SH DFND 1,2 17321 0 0 EOG RES INC CALL 26875P901 925 12700 SH Call DFND 1,2 12700 0 0 EOG RES INC PUT 26875P951 1325 18200 SH Put DFND 1,2 18200 0 0 EXXON MOBIL CORP COM 30231G102 831 11182 SH DFND 1,2 11182 0 0 EXXON MOBIL CORP CALL 30231G902 4364 58700 SH Call DFND 1,2 58700 0 0 EXXON MOBIL CORP PUT 30231G952 9926 133500 SH Put DFND 1,2 133500 0 0 FACEBOOK INC CL A 30303M102 7055 78480 SH DFND 1,2 78480 0 0 FACEBOOK INC CALL 30303M902 13935 155000 SH Call DFND 1,2 155000 0 0 FACEBOOK INC PUT 30303M952 14977 166600 SH Put DFND 1,2 166600 0 0 FIRST SOLAR INC COM 336433107 1434 33547 SH DFND 1,2 33547 0 0 FIRST SOLAR INC CALL 336433907 2394 56000 SH Call DFND 1,2 56000 0 0 FIRST SOLAR INC PUT 336433957 11072 259000 SH Put DFND 1,2 259000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 826 60904 SH DFND 1,2 60904 0 0 FORD MTR CO DEL CALL 345370900 1356 99900 SH Call DFND 1,2 99900 0 0 FORD MTR CO DEL PUT 345370950 1261 92900 SH Put DFND 1,2 92900 0 0 GENERAL ELECTRIC CO CALL 369604903 10701 424300 SH Call DFND 1,2 424300 0 0 GENERAL ELECTRIC CO PUT 369604953 3667 145400 SH Put DFND 1,2 145400 0 0 GENERAL MTRS CO CALL 37045V900 13536 450900 SH Call DFND 1,2 450900 0 0 GENERAL MTRS CO PUT 37045V950 6274 209000 SH Put DFND 1,2 209000 0 0 GOLDMAN SACHS GROUP INC PUT 38141G954 348 2000 SH Put DFND 1,2 2000 0 0 GOPRO INC CL A 38268T103 552 17687 SH DFND 1,2 17687 0 0 GOPRO INC CALL 38268T903 2835 90800 SH Call DFND 1,2 90800 0 0 GOPRO INC PUT 38268T953 4346 139200 SH Put DFND 1,2 139200 0 0 HERBALIFE LTD COM USD SHS G4412G101 1836 33687 SH DFND 1,2 33687 0 0 HERBALIFE LTD CALL G4412G901 20279 372100 SH Call DFND 1,2 372100 0 0 HERBALIFE LTD PUT G4412G951 19298 354100 SH Put DFND 1,2 354100 0 0 INTEL CORP COM 458140100 1870 62038 SH DFND 1,2 62038 0 0 INTEL CORP CALL 458140900 2071 68700 SH Call DFND 1,2 68700 0 0 INTEL CORP PUT 458140950 3159 104800 SH Put DFND 1,2 104800 0 0 JPMORGAN CHASE & CO COM 46625H100 2892 47427 SH DFND 1,2 47427 0 0 JPMORGAN CHASE & CO CALL 46625H900 6115 100300 SH Call DFND 1,2 100300 0 0 JPMORGAN CHASE & CO PUT 46625H950 6859 112500 SH Put DFND 1,2 112500 0 0 KEURIG GREEN MTN INC CALL 49271M900 657 12600 SH Call DFND 1,2 12600 0 0 KEURIG GREEN MTN INC PUT 49271M950 219 4200 SH Put DFND 1,2 4200 0 0 LINKEDIN CORP COM CL A 53578A108 1148 6038 SH DFND 1,2 6038 0 0 LINKEDIN CORP CALL 53578A908 1274 6700 SH Call DFND 1,2 6700 0 0 LINKEDIN CORP PUT 53578A958 5095 26800 SH Put DFND 1,2 26800 0 0 MICRON TECHNOLOGY INC COM 595112103 289 19303 SH DFND 1,2 19303 0 0 MICRON TECHNOLOGY INC CALL 595112903 1138 76000 SH Call DFND 1,2 76000 0 0 MICRON TECHNOLOGY INC PUT 595112953 524 35000 SH Put DFND 1,2 35000 0 0 MICROSOFT CORP CALL 594918904 4811 108700 SH Call DFND 1,2 108700 0 0 MICROSOFT CORP PUT 594918954 2071 46800 SH Put DFND 1,2 46800 0 0 MORGAN STANLEY CALL 617446908 2400 76200 SH Call DFND 1,2 76200 0 0 MORGAN STANLEY PUT 617446958 8228 261200 SH Put DFND 1,2 261200 0 0 NETFLIX INC COM 64110L106 3996 38703 SH DFND 1,2 38703 0 0 NETFLIX INC CALL 64110L906 19785 191600 SH Call DFND 1,2 191600 0 0 NETFLIX INC PUT 64110L956 37359 361800 SH Put DFND 1,2 361800 0 0 NQ MOBILE INC ADR REPSTG CL A 64118U108 256 77313 SH DFND 1,2 77313 0 0 NQ MOBILE INC CALL 64118U908 92 27800 SH Call DFND 1,2 27800 0 0 NQ MOBILE INC PUT 64118U958 273 82500 SH Put DFND 1,2 82500 0 0 ORACLE CORP COM 68389X105 224 6195 SH DFND 1,2 6195 0 0 ORACLE CORP CALL 68389X905 473 13100 SH Call DFND 1,2 13100 0 0 ORACLE CORP PUT 68389X955 831 23000 SH Put DFND 1,2 23000 0 0 PALO ALTO NETWORKS INC CALL 697435905 1204 7000 SH Call DFND 1,2 7000 0 0 PALO ALTO NETWORKS INC PUT 697435955 1995 11600 SH Put DFND 1,2 11600 0 0 PAYPAL HLDGS INC COM 70450Y103 321 10331 SH DFND 1,2 10331 0 0 PENNEY J C INC COM 708160106 693 74619 SH DFND 1,2 74619 0 0 PENNEY J C INC CALL 708160906 933 100400 SH Call DFND 1,2 100400 0 0 PENNEY J C INC PUT 708160956 9923 1068100 SH Put DFND 1,2 1068100 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 188 43698 SH DFND 1,2 43698 0 0 PETROLEO BRASILEIRO SA PETRO CALL 71654V908 358 83200 SH Call DFND 1,2 83200 0 0 PETROLEO BRASILEIRO SA PETRO PUT 71654V958 739 171500 SH Put DFND 1,2 171500 0 0 QUALCOMM INC COM 747525103 664 12367 SH DFND 1,2 12367 0 0 QUALCOMM INC CALL 747525903 1660 30900 SH Call DFND 1,2 30900 0 0 QUALCOMM INC PUT 747525953 1338 24900 SH Put DFND 1,2 24900 0 0 SEADRILL LIMITED PUT G7945E955 133 22500 SH Put DFND 1,2 22500 0 0 SOLARCITY CORP COM 83416T100 2689 62957 SH DFND 1,2 62957 0 0 SOLARCITY CORP CALL 83416T900 7739 181200 SH Call DFND 1,2 181200 0 0 SOLARCITY CORP PUT 83416T950 23341 546500 SH Put DFND 1,2 546500 0 0 SPLUNK INC COM 848637104 410 7401 SH DFND 1,2 7401 0 0 SPLUNK INC CALL 848637904 720 13000 SH Call DFND 1,2 13000 0 0 SPLUNK INC PUT 848637954 1140 20600 SH Put DFND 1,2 20600 0 0 SUNEDISON INC COM 86732Y109 610 84967 SH DFND 1,2 84967 0 0 SUNEDISON INC CALL 86732Y909 1907 265600 SH Call DFND 1,2 265600 0 0 SUNEDISON INC PUT 86732Y959 1744 242900 SH Put DFND 1,2 242900 0 0 TESLA MTRS INC CALL 88160R901 52015 209400 SH Call DFND 1,2 209400 0 0 TESLA MTRS INC PUT 88160R951 64609 260100 SH Put DFND 1,2 260100 0 0 TWITTER INC COM 90184L102 3990 148100 SH DFND 1,2 148100 0 0 TWITTER INC CALL 90184L902 13640 506300 SH Call DFND 1,2 506300 0 0 TWITTER INC PUT 90184L952 26547 985400 SH Put DFND 1,2 985400 0 0 UNITED STATES STL CORP NEW CALL 912909908 419 40200 SH Call DFND 1,2 40200 0 0 UNITED STATES STL CORP NEW PUT 912909958 1100 105600 SH Put DFND 1,2 105600 0 0 WELLS FARGO & CO NEW COM 949746101 482 9380 SH DFND 1,2 9380 0 0 WELLS FARGO & CO NEW CALL 949746901 1628 31700 SH Call DFND 1,2 31700 0 0 WELLS FARGO & CO NEW PUT 949746951 878 17100 SH Put DFND 1,2 17100 0 0 WILLIAMS COS INC DEL COM 969457100 1972 53517 SH DFND 1,2 53517 0 0 WILLIAMS COS INC DEL CALL 969457900 6836 185500 SH Call DFND 1,2 185500 0 0 WILLIAMS COS INC DEL PUT 969457950 3589 97400 SH Put DFND 1,2 97400 0 0 WORKDAY INC PUT 98138H951 269 3900 SH Put DFND 1,2 3900 0 0 YAHOO INC COM 984332106 2567 88809 SH DFND 1,2 88809 0 0 YAHOO INC CALL 984332906 7543 260900 SH Call DFND 1,2 260900 0 0 YAHOO INC PUT 984332956 6568 227200 SH Put DFND 1,2 227200 0 0 YELP INC CL A 985817105 1110 51237 SH DFND 1,2 51237 0 0 YELP INC CALL 985817905 806 37200 SH Call DFND 1,2 37200 0 0 YELP INC PUT 985817955 2331 107600 SH Put DFND 1,2 107600 0 0