Chief Compliance Officer

0001632553-20-000001.txt : 20200124 0001632553-20-000001.hdr.sgml : 20200124 20200124094840 ACCESSION NUMBER: 0001632553-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200124 EFFECTIVENESS DATE: 20200124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eukles Asset Management CENTRAL INDEX KEY: 0001632553 IRS NUMBER: 273932962 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18971 FILM NUMBER: 20543887 BUSINESS ADDRESS: STREET 1: 425 WALNUT STREET STREET 2: SUITE 2260 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-977-4799 MAIL ADDRESS: STREET 1: 425 WALNUT STREET STREET 2: SUITE 2260 CITY: CINCINNATI STATE: OH ZIP: 45202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632553 XXXXXXXX 12-31-2019 12-31-2019 Eukles Asset Management

425 WALNUT STREET SUITE 2260 CINCINNATI OH 45202

13F HOLDINGS REPORT 028-18971 N Brian Lysaght Chief Compliance Officer 513-977-4781 Brian Lysaght Cincinnati OH 01-24-2020 0 167 122749 false INFORMATION TABLE 2 info_table4Q19.xml INFOTABLE Alliance Data Systems Corporation Common 018581108 134 1193 SH SOLE 0 0 1193 Amazon.com, Inc. Common 023135106 9 5 SH SOLE 0 0 5 Apple Inc. Common 037833100 2287 7788 SH SOLE 0 0 7788 BP p.l.c. Sponsored ADR Common 055622104 26 688 SH SOLE 0 0 688 Ball Corporation Common 058498106 2920 45155 SH SOLE 0 0 45155 BancorpSouth Bank Common 05971J102 264 8395 SH SOLE 0 0 8395 Baxter International Inc. Common 071813109 19 228 SH SOLE 0 0 228 BlackRock Credit Allocation Income Trust Common 092508100 23 1661 SH SOLE 0 0 1661 BlackRock Capital Debt 092533AC2 55 55000 PRN SOLE 0 0 55000 BlackRock Enhanced Capital and Income Fund Inc Common 09256A109 10 583 SH SOLE 0 0 583 Boston Beer Company, Inc. Class A Common 100557107 466 1234 SH SOLE 0 0 1234 Broadridge Financial Solutions, Inc. Common 11133T103 324 2620 SH SOLE 0 0 2620 Cboe Global Markets Inc Common 12503M108 3133 26110 SH SOLE 0 0 26110 CBRE Group, Inc. Class A Common 12504L109 1777 28998 SH SOLE 0 0 28998 Cantel Medical Corp. Common 138098108 179 2528 SH SOLE 0 0 2528 Casey's General Stores, Inc. Common 147528103 517 3253 SH SOLE 0 0 3253 Caterpillar Inc. Common 149123101 1807 12239 SH SOLE 0 0 12239 Chemed Corporation Common 16359R103 2763 6291 SH SOLE 0 0 6291 Chevron Corporation Common 166764100 13 112 SH SOLE 0 0 112 Church & Dwight Co., Inc. Common 171340102 202 2865 SH SOLE 0 0 2865 Citigroup Inc. Common 172967424 5 57 SH SOLE 0 0 57 ClearBridge MLP and Midstream Fund Inc Common 184692101 8 678 SH SOLE 0 0 678 Cognizant Technology Solutions Corporation Class A Common 192446102 1406 22670 SH SOLE 0 0 22670 Colgate-Palmolive Company Common 194162103 1197 17387 SH SOLE 0 0 17387 Commerce Bancshares, Inc. Common 200525103 399 5871 SH SOLE 0 0 5871 Cummins Inc. Common 231021106 1637 9145 SH SOLE 0 0 9145 Xtrackers USD High Yield Corporate Bond ETF Common 233051432 2 34 SH SOLE 0 0 34 Deere & Company Common 244199105 32 183 SH SOLE 0 0 183 Delta Air Lines, Inc. Common 247361702 2 41 SH SOLE 0 0 41 Duke Energy Corporation Common 26441C204 24 260 SH SOLE 0 0 260 Eastman Chemical Company Common 277432100 1785 22521 SH SOLE 0 0 22521 Eaton Vance Corp. Common 278265103 549 11757 SH SOLE 0 0 11757 Ekso Bionics Holdings, Inc. Common 282644202 0 188 SH SOLE 0 0 188 Enbridge Inc. Common 29250N105 15 383 SH SOLE 0 0 383 Energy Transfer, L.P. Common 29273V100 2 172 SH SOLE 0 0 172 Exxon Mobil Corporation Common 30231G102 12 172 SH SOLE 0 0 172 FB Financial Corporation Common 30257X104 226 5717 SH SOLE 0 0 5717 FactSet Research Systems Inc. Common 303075105 2204 8213 SH SOLE 0 0 8213 Fastenal Company Common 311900104 335 9065 SH SOLE 0 0 9065 Federated Investors, Inc. Class B Common 314211103 238 7294 SH SOLE 0 0 7294 First Financial Bancorp. Common 320209109 26 1025 SH SOLE 0 0 1025 First Trust NYSE Arca Biotechnology Index Fund Common 33733E203 269 1807 SH SOLE 0 0 1807 First Trust Nasdaq Clean Edge Green Energy Index Fund Common 33733E500 1 55 SH SOLE 0 0 55 First Trust Value Line Dividend Index Fund Common 33734H106 44 1228 SH SOLE 0 0 1228 First Trust Large Cap Core AlphaDEX Fund Common 33734K109 966 14803 SH SOLE 0 0 14803 First Trust Financials AlphaDEX Fund Common 33734X135 2 64 SH SOLE 0 0 64 First Trust Health Care AlphaDEX Fund Common 33734X143 20 240 SH SOLE 0 0 240 First Trust Technology AlphaDEX Fund Common 33734X176 45 614 SH SOLE 0 0 614 First Trust Small Cap Core AlphaDEX Fund Common 33734Y109 32 487 SH SOLE 0 0 487 First Trust Large Cap Value AlphaDEX Fund Common 33735J101 3047 53921 SH SOLE 0 0 53921 FirstCash, Inc. Common 33767D105 233 2885 SH SOLE 0 0 2885 Fiserv, Inc. Common 337738108 502 4338 SH SOLE 0 0 4338 Fox Factory Holding Corp. Common 35138V102 464 6670 SH SOLE 0 0 6670 Gartner, Inc. Common 366651107 503 3265 SH SOLE 0 0 3265 Gilead Sciences, Inc. Common 375558103 863 13283 SH SOLE 0 0 13283 Goldman Sachs Group, Inc. Common 38141G104 22 96 SH SOLE 0 0 96 GoPro, Inc. Class A Common 38268T103 0 9 SH SOLE 0 0 9 Graco Inc. Common 384109104 828 15925 SH SOLE 0 0 15925 HCI Group, Inc. Common 40416E103 150 3294 SH SOLE 0 0 3294 Halliburton Company Common 406216101 12 495 SH SOLE 0 0 495 Hershey Company Common 427866108 1747 11884 SH SOLE 0 0 11884 IPG Photonics Corporation Common 44980X109 935 6452 SH SOLE 0 0 6452 Illumina, Inc. Common 452327109 1443 4349 SH SOLE 0 0 4349 International Business Machines Corporation Common 459200101 1 10 SH SOLE 0 0 10 iShares iBoxx $ Investment Grade Corporate Bond ETF Common 464287242 1224 9564 SH SOLE 0 0 9564 iShares S&P 500 Growth ETF Common 464287309 19 100 SH SOLE 0 0 100 iShares S&P 500 Value ETF Common 464287408 21 159 SH SOLE 0 0 159 iShares MSCI EAFE ETF Common 464287465 2631 37896 SH SOLE 0 0 37896 iShares Russell Mid-Cap Value ETF Common 464287473 1788 18869 SH SOLE 0 0 18869 iShares Russell Mid-Cap Growth ETF Common 464287481 3005 19696 SH SOLE 0 0 19696 iShares Core S&P Mid-Cap ETF Common 464287507 35 168 SH SOLE 0 0 168 iShares Russell 1000 Value ETF Common 464287598 6 47 SH SOLE 0 0 47 iShares Russell 1000 Growth ETF Common 464287614 4875 27712 SH SOLE 0 0 27712 iShares Russell 2000 Value ETF Common 464287630 1138 8850 SH SOLE 0 0 8850 iShares Russell 2000 Growth ETF Common 464287648 1106 5163 SH SOLE 0 0 5163 iShares Morningstar Small Cap Value ETF Common 464288703 6 39 SH SOLE 0 0 39 iShares Core High Dividend ETF Common 46429B663 11 113 SH SOLE 0 0 113 iShares Core 1-5 Year USD Bond ETF Common 46432F859 1197 23754 SH SOLE 0 0 23754 JPMorgan Chase & Co. Common 46625H100 45 323 SH SOLE 0 0 323 John Bean Technologies Corporation Common 477839104 245 2176 SH SOLE 0 0 2176 Johnson & Johnson Common 478160104 1270 8705 SH SOLE 0 0 8705 Kayne Anderson Midstream/Energy Fund Inc. Common 48661E108 3 272 SH SOLE 0 0 272 Kellogg Company Common 487836108 1316 19026 SH SOLE 0 0 19026 Laboratory Corporation of America Holdings Common 50540R409 2459 14536 SH SOLE 0 0 14536 Landstar System, Inc. Common 515098101 873 7667 SH SOLE 0 0 7667 MSCI Inc. Class A Common 55354G100 6 22 SH SOLE 0 0 22 Masimo Corporation Common 574795100 2174 13753 SH SOLE 0 0 13753 Mastercard Incorporated Class A Common 57636Q104 4316 14456 SH SOLE 0 0 14456 Meridian Bancorp Inc Common 58958U103 254 12652 SH SOLE 0 0 12652 Mettler-Toledo International Inc. Common 592688105 654 824 SH SOLE 0 0 824 Microsoft Corporation Common 594918104 4668 29599 SH SOLE 0 0 29599 Middleby Corporation Common 596278101 168 1530 SH SOLE 0 0 1530 National Beverage Corp. Common 635017106 177 3474 SH SOLE 0 0 3474 Neogen Corporation Common 640491106 5 83 SH SOLE 0 0 83 Neuberger Berman MLP and Energy Income Fund Inc. Common 64129H104 3 416 SH SOLE 0 0 416 Novo Nordisk A/S Sponsored ADR Class B Common 670100205 1394 24087 SH SOLE 0 0 24087 NVIDIA Corporation Common 67066G104 485 2061 SH SOLE 0 0 2061 Omnicom Group Inc Common 681919106 32 400 SH SOLE 0 0 400 Omega Healthcare Investors, Inc. Common 681936100 313 7385 SH SOLE 0 0 7385 Oracle Corporation Common 68389X105 1587 29960 SH SOLE 0 0 29960 PayPal Holdings Inc Common 70450Y103 1327 12265 SH SOLE 0 0 12265 Polaris Inc. Common 731068102 838 8241 SH SOLE 0 0 8241 Procter & Gamble Company Common 742718109 88 703 SH SOLE 0 0 703 Progressive Corporation Common 743315103 530 7317 SH SOLE 0 0 7317 Proto Labs, Inc. Common 743713109 222 2185 SH SOLE 0 0 2185 Public Service Enterprise Group Inc Common 744573106 12 200 SH SOLE 0 0 200 RMR Group, Inc. Class A Common 74967R106 0 6 SH SOLE 0 0 6 ResMed Inc. Common 761152107 2787 17987 SH SOLE 0 0 17987 Rockwell Automation, Inc. Common 773903109 2075 10236 SH SOLE 0 0 10236 Rollins, Inc. Common 775711104 386 11655 SH SOLE 0 0 11655 Ross Stores, Inc. Common 778296103 563 4837 SH SOLE 0 0 4837 SPDR Portfolio Short Term Corporate Bond ETF Common 78464A474 2689 87198 SH SOLE 0 0 87198 SPDR Portfolio S&P 500 Value ETF Common 78464A508 2 48 SH SOLE 0 0 48 SPDR Bloomberg Barclays Investment Grade Floating Rate ETF Common 78468R200 2 72 SH SOLE 0 0 72 Sabra Health Care REIT, Inc. Common 78573L106 4 205 SH SOLE 0 0 205 SAP SE Sponsored ADR Common 803054204 1877 14008 SH SOLE 0 0 14008 Schlumberger NV Common 806857108 311 7744 SH SOLE 0 0 7744 Scotts Miracle-Gro Company Class A Common 810186106 352 3319 SH SOLE 0 0 3319 Materials Select Sector SPDR Fund Common 81369Y100 1 18 SH SOLE 0 0 18 Health Care Select Sector SPDR Fund Common 81369Y209 3 34 SH SOLE 0 0 34 Consumer Staples Select Sector SPDR Fund Common 81369Y308 1 13 SH SOLE 0 0 13 Consumer Discretionary Select Sector SPDR Fund Common 81369Y407 1 9 SH SOLE 0 0 9 Financial Select Sector SPDR Fund Common 81369Y605 2 50 SH SOLE 0 0 50 Industrial Select Sector SPDR Fund Common 81369Y704 1 16 SH SOLE 0 0 16 Technology Select Sector SPDR Fund Common 81369Y803 4 47 SH SOLE 0 0 47 Real Estate Select Sector SPDR Fund Common 81369Y860 0 7 SH SOLE 0 0 7 Service Properties Trust Common 81761L102 249 10231 SH SOLE 0 0 10231 ServisFirst Bancshares Inc Common 81768T108 216 5721 SH SOLE 0 0 5721 Sherwin-Williams Company Common 824348106 2068 3543 SH SOLE 0 0 3543 Skyworks Solutions, Inc. Common 83088M102 365 3019 SH SOLE 0 0 3019 A. O. Smith Corporation Common 831865209 1146 24046 SH SOLE 0 0 24046 SunCoke Energy, Inc. Common 86722A103 1 90 SH SOLE 0 0 90 TJX Companies Inc Common 872540109 2084 34126 SH SOLE 0 0 34126 Tapestry, Inc. Common 876030107 523 19381 SH SOLE 0 0 19381 Target Corporation Common 87612E106 64 500 SH SOLE 0 0 500 Texas Instruments Incorporated Common 882508104 1060 8266 SH SOLE 0 0 8266 3M Company Common 88579Y101 14 81 SH SOLE 0 0 81 U.S. Bancorp Common 902973304 1570 26479 SH SOLE 0 0 26479 United Rentals, Inc. Common 911363109 514 3085 SH SOLE 0 0 3085 Universal Insurance Holdings, Inc. Common 91359V107 180 6421 SH SOLE 0 0 6421 Vanguard Dividend Appreciation ETF Common 921908844 14 113 SH SOLE 0 0 113 Vanguard FTSE Developed Markets ETF Common 921943858 76 1735 SH SOLE 0 0 1735 Vanguard High Dividend Yield Index ETF Common 921946406 2123 22656 SH SOLE 0 0 22656 Vanguard Short-Term Inflation-Protected Securities ETF Common 922020805 4 86 SH SOLE 0 0 86 Vanguard Total International Bond ETF Common 92203J407 1 11 SH SOLE 0 0 11 Vanguard FTSE Emerging Markets ETF Common 922042858 1425 32041 SH SOLE 0 0 32041 Vanguard Short-Term Treasury ETF Common 92206C102 2 35 SH SOLE 0 0 35 Vanguard Short-Term Corporate Bond ETF Common 92206C409 3257 40199 SH SOLE 0 0 40199 Vanguard Intermediate-Term Treasury ETF Common 92206C706 1 19 SH SOLE 0 0 19 Vanguard Mortgage-Backed Securities ETF Common 92206C771 3 62 SH SOLE 0 0 62 Varian Medical Systems, Inc. Common 92220P105 2832 19944 SH SOLE 0 0 19944 Ventas, Inc. Common 92276F100 48 826 SH SOLE 0 0 826 Vanguard Real Estate ETF Common 922908553 203 2186 SH SOLE 0 0 2186 Vanguard Value ETF Common 922908744 8 66 SH SOLE 0 0 66 Waters Corporation Common 941848103 7 32 SH SOLE 0 0 32 Wells Fargo & Company Common 949746101 19 355 SH SOLE 0 0 355 Westamerica Bancorporation Common 957090103 243 3587 SH SOLE 0 0 3587 WEX Inc. Common 96208T104 430 2052 SH SOLE 0 0 2052 Williams-Sonoma, Inc. Common 969904101 298 4051 SH SOLE 0 0 4051 WisdomTree U.S. MidCap Dividend Fund Common 97717W505 47 1239 SH SOLE 0 0 1239 WisdomTree U.S. SmallCap Dividend Fund Common 97717W604 7 234 SH SOLE 0 0 234 World Fuel Services Corporation Common 981475106 212 4886 SH SOLE 0 0 4886 Yum! Brands, Inc. Common 988498101 1548 15368 SH SOLE 0 0 15368 Zoetis, Inc. Class A Common 98978V103 1867 14108 SH SOLE 0 0 14108 Accenture Plc Class A Common G1151C101 3069 14575 SH SOLE 0 0 14575 Jazz Pharmaceuticals Plc Common G50871105 126 844 SH SOLE 0 0 844 Medtronic Plc Common G5960L103 2077 18306 SH SOLE 0 0 18306