0001062993-18-004495.txt : 20181109
0001062993-18-004495.hdr.sgml : 20181109
20181109171704
ACCESSION NUMBER: 0001062993-18-004495
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181109
DATE AS OF CHANGE: 20181109
EFFECTIVENESS DATE: 20181109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Peak Asset Management, LLC
CENTRAL INDEX KEY: 0001632512
IRS NUMBER: 841291580
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16621
FILM NUMBER: 181174036
BUSINESS ADDRESS:
STREET 1: 1371 E. HECLA DRIVE
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: 303-926-0100
MAIL ADDRESS:
STREET 1: 1371 E. HECLA DRIVE
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001632512
XXXXXXXX
09-30-2018
09-30-2018
Peak Asset Management, LLC
1371 E. HECLA DRIVE
LOUISVILLE
CO
80027
13F HOLDINGS REPORT
028-16621
N
John McCorvie
Partner
303-926-0100
John McCorvie
Louisville
CO
11-09-2018
0
129
296566
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
2080
19475
SH
SOLE
17235
0
2240
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
12987
127802
SH
SOLE
120354
0
7448
INVESCO ACTIVELY MANAGD ETF
ULTRA SHRT DUR
46090A887
1625
32355
SH
SOLE
30345
0
2010
INVESCO EXCHANGE TRADED FD T
S&P SPIN OFF
46137V159
820
14934
SH
SOLE
14934
0
0
EXXON MOBIL CORP
COM
30231G102
1166
13719
SH
SOLE
12894
0
825
SELECT SECTOR SPDR TR
ENERGY
81369Y506
317
4180
SH
SOLE
4180
0
0
XCEL ENERGY INC
COM
98389B100
201
4256
SH
SOLE
4256
0
0
WEYERHAEUSER CO
COM
962166104
299
9260
SH
SOLE
9260
0
0
WOLVERINE WORLD WIDE INC
COM
978097103
590
15100
SH
SOLE
15100
0
0
WELLS FARGO CO NEW
COM
949746101
5539
105377
SH
SOLE
102748
0
2629
VERIZON COMMUNICATIONS INC
COM
92343V104
325
6080
SH
SOLE
5960
0
120
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2997
73104
SH
SOLE
69708
0
3396
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
463
3468
SH
SOLE
0
0
3468
VANGUARD INDEX FDS
MID CAP ETF
922908629
962
5859
SH
SOLE
4813
0
1046
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
873
14616
SH
SOLE
12453
0
2163
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
602
11564
SH
SOLE
11187
0
377
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
637
14723
SH
SOLE
13852
0
871
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
279
3568
SH
SOLE
3233
0
335
VANGUARD INDEX FDS
SMALL CP ETF
922908751
548
3373
SH
SOLE
3158
0
215
VISA INC
COM CL A
92826C839
10964
73047
SH
SOLE
70042
0
3005
US BANCORP DEL
COM NEW
902973304
350
6628
SH
SOLE
6628
0
0
UNION PAC CORP
COM
907818108
1033
6346
SH
SOLE
6346
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
447
1682
SH
SOLE
805
0
877
TRAVELERS COMPANIES INC
COM
89417E109
411
3167
SH
SOLE
3167
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
983
4027
SH
SOLE
4027
0
0
TRANSMONTAIGNE PARTNERS L P
COM UNIT L P
89376V100
1111
28862
SH
SOLE
21742
0
7120
TELIGENT INC NEW
COM
87960W104
50
12756
SH
SOLE
12756
0
0
TARGET CORP
COM
87612E106
1129
12802
SH
SOLE
12612
0
190
TASEKO MINES LTD
COM
876511106
65
81000
SH
SOLE
81000
0
0
AT&T INC
COM
00206R102
526
15678
SH
SOLE
14881
0
797
SYSCO CORP
COM
871829107
254
3470
SH
SOLE
3470
0
0
STRYKER CORP
COM
863667101
10896
61323
SH
SOLE
59606
0
1717
SWISS HELVETIA FD INC
COM
870875101
283
33313
SH
SOLE
33313
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6480
22288
SH
SOLE
21899
0
389
S&P GLOBAL INC
COM
78409V104
10489
53684
SH
SOLE
50897
0
2787
SCHLUMBERGER LTD
COM
806857108
433
7108
SH
SOLE
7108
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
3654
43972
SH
SOLE
37837
0
6135
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
519
5297
SH
SOLE
5297
0
0
PROSHARES TR
ULTRASHRT S&P500
74347B383
324
9781
SH
SOLE
9781
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
524
10436
SH
SOLE
10436
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1279
18392
SH
SOLE
18392
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
207
4209
SH
SOLE
4209
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
3574
72109
SH
SOLE
71361
0
748
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
1002
17326
SH
SOLE
17326
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
214
2606
SH
SOLE
2606
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
378
14689
SH
SOLE
14424
0
265
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
521
6844
SH
SOLE
6844
0
0
RAYTHEON CO
COM NEW
755111507
8810
42628
SH
SOLE
40773
0
1855
REPUBLIC SVCS INC
COM
760759100
1573
21650
SH
SOLE
21650
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1330
7160
SH
SOLE
6489
0
671
QUALCOMM INC
COM
747525103
784
10881
SH
SOLE
10881
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC PHRMCTLS
46137V662
9388
127711
SH
SOLE
123988
0
3723
PROGRESSIVE CORP OHIO
COM
743315103
406
5716
SH
SOLE
5716
0
0
PROCTER AND GAMBLE CO
COM
742718109
2091
25119
SH
SOLE
25119
0
0
PFIZER INC
COM
717081103
1473
33421
SH
SOLE
33421
0
0
PEPSICO INC
COM
713448108
8237
73678
SH
SOLE
71655
0
2023
PACCAR INC
COM
693718108
6933
101675
SH
SOLE
98684
0
2991
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
362
1042
SH
SOLE
1042
0
0
ORACLE CORP
COM
68389X105
8389
162702
SH
SOLE
158545
0
4157
NOKIA CORP
SPONSORED ADR
654902204
64
11425
SH
SOLE
11425
0
0
NIKE INC
CL B
654106103
434
5127
SH
SOLE
5127
0
0
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
340
6769
SH
SOLE
6769
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
224
2077
SH
SOLE
2077
0
0
ISHARES TR
USA MOMENTUM FCT
46432F396
1545
12985
SH
SOLE
12643
0
342
MICROSOFT CORP
COM
594918104
12991
113588
SH
SOLE
110437
0
3151
MERCK & CO INC
COM
58933Y105
1357
19132
SH
SOLE
19132
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
228
3370
SH
SOLE
3370
0
0
3M CO
COM
88579Y101
820
3893
SH
SOLE
3893
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
6152
16741
SH
SOLE
16423
0
318
MASTERCARD INCORPORATED
CL A
57636Q104
1647
7400
SH
SOLE
7400
0
0
LOWES COS INC
COM
548661107
1094
9531
SH
SOLE
9531
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
278
1600
SH
SOLE
1600
0
0
JPMORGAN CHASE & CO
COM
46625H100
6600
58487
SH
SOLE
57182
0
1305
JOHNSON & JOHNSON
COM
478160104
1701
12309
SH
SOLE
11509
0
800
ISHARES TR
U.S. REAL ES ETF
464287739
276
3446
SH
SOLE
3446
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4895
29040
SH
SOLE
28780
0
260
ISHARES TR
CORE S&P500 ETF
464287200
5278
18030
SH
SOLE
15605
0
2425
INTUIT
COM
461202103
307
1350
SH
SOLE
1350
0
0
INTEL CORP
COM
458140100
481
10169
SH
SOLE
10169
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
284
1700
SH
SOLE
1700
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
659
7556
SH
SOLE
7451
0
105
ISHARES TR
CORE S&P MCP ETF
464287507
305
1513
SH
SOLE
1513
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
242
2034
SH
SOLE
2034
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
260
2573
SH
SOLE
2573
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
469
3102
SH
SOLE
2752
0
350
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189F361
1717
55160
SH
SOLE
51979
0
3181
HONEYWELL INTL INC
COM
438516106
227
1367
SH
SOLE
1367
0
0
HOME DEPOT INC
COM
437076102
263
1272
SH
SOLE
1272
0
0
HCA HEALTHCARE INC
COM
40412C101
212
1523
SH
SOLE
1523
0
0
ALPHABET INC
CAP STK CL A
02079K305
2232
1849
SH
SOLE
1831
0
18
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
596
41610
SH
SOLE
41610
0
0
CORNING INC
COM
219350105
357
10123
SH
SOLE
10123
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1941
69836
SH
SOLE
69836
0
0
GILEAD SCIENCES INC
COM
375558103
6661
86275
SH
SOLE
84647
0
1628
GENERAL ELECTRIC CO
COM
369604103
348
30800
SH
SOLE
30800
0
0
FACEBOOK INC
CL A
30303M102
601
3653
SH
SOLE
3653
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
310
10792
SH
SOLE
10792
0
0
EMERSON ELEC CO
COM
291011104
7960
103942
SH
SOLE
101898
0
2044
ISHARES TR
MSCI EAFE ETF
464287465
205
3016
SH
SOLE
3016
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
727
16930
SH
SOLE
16930
0
0
ECOLAB INC
COM
278865100
264
1682
SH
SOLE
1682
0
0
NOW INC
COM
67011P100
291
17611
SH
SOLE
17611
0
0
DISNEY WALT CO
COM DISNEY
254687106
11306
96682
SH
SOLE
92426
0
4256
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1807
6835
SH
SOLE
6586
0
249
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
250
3471
SH
SOLE
3471
0
0
CHEVRON CORP NEW
COM
166764100
504
4119
SH
SOLE
4119
0
0
CISCO SYS INC
COM
17275R102
8700
178838
SH
SOLE
174587
0
4251
COSTCO WHSL CORP NEW
COM
22160K105
416
1770
SH
SOLE
1770
0
0
CONOCOPHILLIPS
COM
20825C104
7859
101533
SH
SOLE
99799
0
1734
CHURCH & DWIGHT INC
COM
171340102
243
4098
SH
SOLE
4098
0
0
CANON INC
SPONSORED ADR
138006309
3375
106638
SH
SOLE
104876
0
1762
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
280
3590
SH
SOLE
3590
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
8193
38265
SH
SOLE
37813
0
452
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3520
1100
SH
SOLE
900
0
200
PIMCO ETF TR
ACTIVE BD ETF
72201R775
2751
26879
SH
SOLE
23957
0
2922
BRISTOL MYERS SQUIBB CO
COM
110122108
941
15155
SH
SOLE
14790
0
365
BLACKROCK INC
COM
09247X101
268
569
SH
SOLE
569
0
0
BECTON DICKINSON & CO
COM
075887109
10309
39498
SH
SOLE
38000
0
1498
BLACKROCK RES & COMM STRAT T
SHS
09257A108
826
91032
SH
SOLE
91032
0
0
BANK AMER CORP
COM
060505104
201
6815
SH
SOLE
6815
0
0
ATLANTIC PWR CORP
COM NEW
04878Q863
172
78200
SH
SOLE
78200
0
0
AMPHENOL CORP NEW
CL A
032095101
291
3097
SH
SOLE
3097
0
0
ISHARES TR
GRWT ALLOCAT ETF
464289867
552
12233
SH
SOLE
12080
0
153
AMAZON COM INC
COM
023135106
1142
570
SH
SOLE
570
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
1100
40057
SH
SOLE
37426
0
2631
ISHARES TR
CORE US AGGBD ET
464287226
1768
16755
SH
SOLE
15677
0
1078
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
253
1489
SH
SOLE
1489
0
0
ABBOTT LABS
COM
002824100
1301
17734
SH
SOLE
17734
0
0
APPLE INC
COM
037833100
13209
58516
SH
SOLE
56163
0
2353