0001062993-17-000475.txt : 20170201
0001062993-17-000475.hdr.sgml : 20170201
20170201150451
ACCESSION NUMBER: 0001062993-17-000475
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170201
DATE AS OF CHANGE: 20170201
EFFECTIVENESS DATE: 20170201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Peak Asset Management, LLC
CENTRAL INDEX KEY: 0001632512
IRS NUMBER: 841291580
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16621
FILM NUMBER: 17564533
BUSINESS ADDRESS:
STREET 1: 1371 E. HECLA DRIVE
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: 303-926-0100
MAIL ADDRESS:
STREET 1: 1371 E. HECLA DRIVE
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
13F-HR
1
primary_doc.xml
13F-HR
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0001632512
XXXXXXXX
12-31-2016
12-31-2016
Peak Asset Management, LLC
1371 E. HECLA DRIVE
LOUISVILLE
CO
80027
13F HOLDINGS REPORT
028-16621
N
Joe Glasman
Partner
303-926-0100
Joe Glasman
Louisville
CO
01-27-2017
0
147
249979
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M CO
COM
88579Y101
874
4892
SH
SOLE
4892
0
0
ABBOTT LABS
COM
002824100
738
19209
SH
SOLE
19209
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
251
2139
SH
SOLE
2139
0
0
ADVISORSHARES TR
PERITUS HG YLD
00768Y503
1659
46537
SH
SOLE
44418
0
2119
ALPHABET INC
CAP STK CL A
02079K305
1266
1598
SH
SOLE
1595
0
3
AMAZON COM INC
COM
023135106
390
520
SH
SOLE
520
0
0
AMPHENOL CORP NEW
CL A
032095101
223
3322
SH
SOLE
3322
0
0
ANADARKO PETE CORP
COM
032511107
265
3807
SH
SOLE
3807
0
0
APPLE INC
COM
037833100
7397
63867
SH
SOLE
63064
0
803
APTEVO THERAPEUTICS INC
COM
03835L108
24
10000
SH
SOLE
10000
0
0
AT&T INC
COM
00206R102
799
18792
SH
SOLE
17995
0
797
ATLANTIC PWR CORP
COM NEW
04878Q863
144
57400
SH
SOLE
57400
0
0
BANK AMER CORP
COM
060505104
373
16900
SH
SOLE
6900
0
10000
BECTON DICKINSON & CO
COM
075887109
7121
43013
SH
SOLE
41675
0
1338
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
6058
37168
SH
SOLE
36851
0
317
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2685
1100
SH
SOLE
1000
0
100
BLACKROCK RES & COMM STRAT T
SHS
09257A108
387
46848
SH
SOLE
45648
0
1200
BRISTOL MYERS SQUIBB CO
COM
110122108
801
13713
SH
SOLE
13348
0
365
CANON INC
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138006309
2082
73986
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SOLE
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0
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CELGENE CORP
COM
151020104
221
1908
SH
SOLE
1908
0
0
CHEVRON CORP NEW
COM
166764100
455
3862
SH
SOLE
3862
0
0
CISCO SYS INC
COM
17275R102
5003
165543
SH
SOLE
161632
0
3911
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GUGG ENH SHT DUR
18383M654
1351
26957
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SOLE
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0
2260
CLAYMORE EXCHANGE TRD FD TR
GUGG S&P SPINOFF
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665
15301
SH
SOLE
15301
0
0
CONOCOPHILLIPS
COM
20825C104
4396
87674
SH
SOLE
85741
0
1933
COSTCO WHSL CORP NEW
COM
22160K105
255
1590
SH
SOLE
1590
0
0
DISNEY WALT CO
COM DISNEY
254687106
10072
96645
SH
SOLE
92640
0
4005
ECOLAB INC
COM
278865100
202
1722
SH
SOLE
1722
0
0
EMERSON ELEC CO
COM
291011104
5138
92155
SH
SOLE
89862
0
2293
ENTERPRISE PRODS PARTNERS L
COM
293792107
421
15582
SH
SOLE
15582
0
0
EXXON MOBIL CORP
COM
30231G102
1618
17923
SH
SOLE
17048
0
875
FACEBOOK INC
CL A
30303M102
587
5101
SH
SOLE
5101
0
0
FARMLAND PARTNERS INC
COM
31154R109
548
49097
PRN
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49097
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
255
2767
SH
SOLE
2767
0
0
GENERAL ELECTRIC CO
COM
369604103
1629
51538
SH
SOLE
51313
0
225
GILEAD SCIENCES INC
COM
375558103
3835
53558
SH
SOLE
51816
0
1742
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1877
81836
SH
SOLE
81836
0
0
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
1064
44280
SH
SOLE
44280
0
0
GOLDEN STAR RES LTD CDA
COM
38119T104
537
720000
SH
SOLE
720000
0
0
HOME DEPOT INC
COM
437076102
620
4624
SH
SOLE
3853
0
771
HONEYWELL INTL INC
COM
438516106
215
1852
SH
SOLE
1852
0
0
INTEL CORP
COM
458140100
352
9697
SH
SOLE
9697
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
762
4590
SH
SOLE
4215
0
375
ISHARES TR
1-3 YR TR BD ETF
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SH
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1177
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7013
SH
SOLE
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118
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RUSSELL 2000 ETF
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5005
37112
SH
SOLE
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613
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3786
16829
SH
SOLE
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3037
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S&P 500 VAL ETF
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304
2995
SH
SOLE
2082
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913
ISHARES TR
SP SMCP600VL ETF
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238
1700
SH
SOLE
1700
0
0
ISHARES TR
CORE S&P SCP ETF
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SOLE
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0
ISHARES TR
S&P MC 400GR ETF
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3663
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SOLE
3663
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0
ISHARES TR
S&P MC 400VL ETF
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704
4849
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0
ISHARES TR
CORE S&P MCP ETF
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279
1690
SH
SOLE
1690
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
297
2422
SH
SOLE
2422
0
0
ISHARES TR
7-10 Y TR BD ETF
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325
3103
SH
SOLE
3103
0
0
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NASDQ BIOTEC ETF
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219
825
SH
SOLE
825
0
0
ISHARES TR
MSCI EMG MKT ETF
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519
14831
SH
SOLE
14831
0
0
ISHARES TR
CORE US AGGBD ET
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1752
16210
SH
SOLE
14950
0
1260
ITT INC
COM
45073V108
405
10494
SH
SOLE
10494
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
570
10000
SH
SOLE
10000
0
0
JOHNSON & JOHNSON
COM
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1560
13541
SH
SOLE
12741
0
800
JPMORGAN CHASE & CO
COM
46625H100
4940
57249
SH
SOLE
55964
0
1285
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
1568
49617
SH
SOLE
47817
0
1800
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
294
2287
SH
SOLE
2287
0
0
LOWES COS INC
COM
548661107
744
10465
SH
SOLE
10465
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
437
5780
SH
SOLE
5780
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
833
8071
SH
SOLE
8071
0
0
MATTEL INC
COM
577081102
1147
41650
SH
SOLE
41650
0
0
MERCK & CO INC
COM
58933Y105
893
15174
SH
SOLE
15174
0
0
MICROSOFT CORP
COM
594918104
8705
140083
SH
SOLE
137233
0
2850
NIKE INC
CL B
654106103
363
7137
SH
SOLE
5147
0
1990
NOKIA CORP
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654902204
51
10500
SH
SOLE
10500
0
0
NOW INC
COM
67011P100
1113
54358
SH
SOLE
54358
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
274
5505
SH
SOLE
5505
0
0
NUSTAR GP HOLDINGS LLC
UNIT RESTG LLC
67059L102
347
11995
SH
SOLE
11995
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
313
1123
SH
SOLE
1123
0
0
ORACLE CORP
COM
68389X105
5263
136876
SH
SOLE
133659
0
3217
PACCAR INC
COM
693718108
5299
82927
SH
SOLE
80264
0
2663
PEPSICO INC
COM
713448108
6615
63222
SH
SOLE
61472
0
1750
PFIZER INC
COM
717081103
1154
35519
SH
SOLE
35519
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
12626
124598
SH
SOLE
120055
0
4543
PIMCO ETF TR
SHTRM MUN BD ACT
72201R874
844
17078
SH
SOLE
14438
0
2640
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
789
7898
SH
SOLE
7127
0
771
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
3077
29552
SH
SOLE
28039
0
1513
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DYN PHRMA PORT
73935X799
6882
122828
SH
SOLE
119077
0
3751
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
522
4402
SH
SOLE
4131
0
271
PROCTER AND GAMBLE CO
COM
742718109
1703
20257
SH
SOLE
20257
0
0
PROGRESSIVE CORP OHIO
COM
743315103
245
6905
SH
SOLE
6905
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
265
17545
SH
SOLE
11574
0
5971
PROSHARES TR II
ULTRASHRT EURO
74347W882
296
10920
SH
SOLE
10920
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
357
50500
SH
SOLE
50500
0
0
QUALCOMM INC
COM
747525103
787
12073
SH
SOLE
12073
0
0
RAYTHEON CO
COM NEW
755111507
6875
48414
SH
SOLE
46553
0
1861
REPUBLIC SVCS INC
COM
760759100
1315
23043
SH
SOLE
23043
0
0
RIO TINTO PLC
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767204100
615
16000
SH
SOLE
16000
0
0
ROYAL GOLD INC
COM
780287108
1280
20200
SH
SOLE
20200
0
0
RYDEX ETF TRUST
GUG S&P500 EQ WT
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2219
25608
SH
SOLE
25588
0
20
S&P GLOBAL INC
COM
78409V104
6875
63929
SH
SOLE
60967
0
2962
SCHLUMBERGER LTD
COM
806857108
926
11026
SH
SOLE
11026
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
671
13035
SH
SOLE
13035
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
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207
4312
SH
SOLE
4312
0
0
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
1632
30584
SH
SOLE
28664
0
1920
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
1680
33324
SH
SOLE
32861
0
463
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
276
4952
SH
SOLE
4952
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
629
29168
SH
SOLE
28543
0
625
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
203
2488
SH
SOLE
2488
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
207
3000
SH
SOLE
3000
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
207
4000
SH
SOLE
4000
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
242
5000
SH
SOLE
5000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
222
9550
SH
SOLE
9550
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
636
8439
SH
SOLE
8439
0
0
SOUTHERN CO
COM
842587107
233
4734
SH
SOLE
4734
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1426
7220
SH
SOLE
7126
0
94
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6245
27940
SH
SOLE
27680
0
260
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
5735
19006
SH
SOLE
18644
0
362
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
317
3702
SH
SOLE
3702
0
0
SPDR SERIES TRUST
NUV HGHYLD MUN
78464A284
1608
28731
SH
SOLE
28206
0
525
STRYKER CORP
COM
863667101
8151
68033
SH
SOLE
66290
0
1743
SWISS HELVETIA FD INC
COM
870875101
296
28952
SH
SOLE
28952
0
0
SYSCO CORP
COM
871829107
228
4118
SH
SOLE
4118
0
0
TARGET CORP
COM
87612E106
731
10114
SH
SOLE
9924
0
190
TASEKO MINES LTD
COM
876511106
86
101000
SH
SOLE
101000
0
0
TELIGENT INC NEW
COM
87960W104
70
10556
SH
SOLE
10556
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
610
4322
SH
SOLE
4322
0
0
TRAVELERS COMPANIES INC
COM
89417E109
435
3552
SH
SOLE
3552
0
0
UNION PAC CORP
COM
907818108
827
7981
SH
SOLE
7981
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
349
2183
SH
SOLE
1306
0
877
US BANCORP DEL
COM NEW
902973304
384
7473
SH
SOLE
7473
0
0
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189F361
2005
67544
SH
SOLE
64492
0
3052
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
842
10593
SH
SOLE
8946
0
1647
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
662
7974
SH
SOLE
7669
0
305
VANGUARD INDEX FDS
MID CAP ETF
922908629
955
7255
SH
SOLE
6737
0
518
VANGUARD INDEX FDS
SMALL CP ETF
922908751
559
4337
SH
SOLE
4043
0
294
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2711
75771
SH
SOLE
72454
0
3317
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
518
11731
SH
SOLE
11366
0
365
VANGUARD SCOTTSDALE FDS
SHTRM GVT BD ETF
92206C102
1678
27546
SH
SOLE
24914
0
2632
VANGUARD SCOTTSDALE FDS
INT-TERM GOV
92206C706
997
15603
SH
SOLE
13583
0
2020
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
674
8487
SH
SOLE
8327
0
160
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
292
7996
SH
SOLE
7516
0
480
VERIZON COMMUNICATIONS INC
COM
92343V104
591
11067
SH
SOLE
10909
0
158
VERMILION ENERGY INC
COM
923725105
474
11250
SH
SOLE
11250
0
0
VISA INC
COM CL A
92826C839
6591
84474
SH
SOLE
81264
0
3210
WELLS FARGO & CO NEW
COM
949746101
5133
93147
SH
SOLE
90983
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2164
WEYERHAEUSER CO
COM
962166104
301
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SH
SOLE
10000
0
0
WISDOMTREE TR
HIGH DIV FD
97717W208
242
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SH
SOLE
3596
0
0
WOLVERINE WORLD WIDE INC
COM
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466
21250
SH
SOLE
21250
0
0