0001632368-18-000002.txt : 20180214 0001632368-18-000002.hdr.sgml : 20180214 20180214123553 ACCESSION NUMBER: 0001632368-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospect Capital Advisors, LLC CENTRAL INDEX KEY: 0001632368 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17230 FILM NUMBER: 18609868 BUSINESS ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-331-3590 MAIL ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001632368 XXXXXXXX 12-31-2017 12-31-2017 Prospect Capital Advisors, LLC

501 HUMBOLDT AVENUE 2ND FLOOR SAUSALITO CA 94965

13F HOLDINGS REPORT 028-17230 N HOWARD NURTMAN 3108066267 Howard Nurtman Los Angeles CA 02-14-2018 0 24 157376 false INFORMATION TABLE 2 prospect_13f.q4-2017.xml Alliance Data Systems Corp COM 018581108 13061 51525 SH SOLE 50150 0 1375 Atlas Financial Holdings Inc SHS NEW G06207115 3452 168000 SH SOLE 163600 0 4400 American Tower Corp COM NEW 03027X100 7689 53895 SH SOLE 52595 0 1300 CAREDX INC COM 14167L103 367 50000 SH SOLE 50000 0 0 Cooper Std Hldgs Inc COM 21676P103 11319 92400 SH SOLE 90000 0 2400 Cutera Inc COM 232109108 2336 51500 SH SOLE 50000 0 1500 8X8 Inc COM NEW 282914100 10930 775200 SH SOLE 755000 0 20200 FIVE9 Inc COM 338307101 11268 452874 SH SOLE 437324 0 15550 ICU Med Inc COM 44930G107 1477 6840 SH SOLE 6700 0 140 Keryx Biopharmaceuticals Inc COM 492515101 696 149745 SH SOLE 149745 0 0 Grand Canyon Ed Inc COM 38526M106 18163 202875 SH SOLE 180000 0 22875 OSI Systems Inc COM 671044105 4130 64150 SH SOLE 61800 0 2350 PJT Partners Inc COM CL A 69343T107 7745 169850 SH SOLE 165500 0 4350 Pool Corporation COM 73278L105 5983 46150 SH SOLE 45000 0 1150 Quidel Corp COM 74838J101 6221 143500 SH SOLE 140000 0 3500 Regal Entmt Group CL A 758766109 2973 129204 SH SOLE 82304 0 46900 Smart Global Hldgs Inc SHS G8232Y101 10371 307750 SH SOLE 300000 0 7750 Silicon Motion Technology Co SPONSORED ADR 82706C108 12753 240800 SH SOLE 234600 0 6200 Sunopta Inc COM 8676EP108 5299 683700 SH SOLE 665200 0 18500 Telenav Inc COM 879455103 3129 568900 SH SOLE 554500 0 14400 TrueCar Inc COM 89785L107 4255 379950 SH SOLE 371300 0 8650 Vera Bradley Inc COM 92335C106 1029 84500 SH SOLE 82500 0 2000 WageWorks Inc COM 930427109 5450 87900 SH SOLE 85600 0 2300 Weight Watchers Intl Inc COM NEW 948626106 7280 164400 SH SOLE 160100 0 4300