0001632368-17-000001.txt : 20171114 0001632368-17-000001.hdr.sgml : 20171114 20171114163846 ACCESSION NUMBER: 0001632368-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospect Capital Advisors, LLC CENTRAL INDEX KEY: 0001632368 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17230 FILM NUMBER: 171202216 BUSINESS ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-331-3590 MAIL ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632368 XXXXXXXX 09-30-2017 09-30-2017 Prospect Capital Advisors, LLC

501 HUMBOLDT AVENUE 2ND FLOOR SAUSALITO CA 94965

13F HOLDINGS REPORT 028-17230 N DANIEL W. MENDOZA 415-331-3590 Daniel W. Mendoza Los Angeles CA 11-14-2017 0 25 185891 false INFORMATION TABLE 2 prospect_13f.q3-2017.xml ALLIANCE DATA SYSTEMS CORP COM 018581108 11360 51275 SH SOLE 49900 0 1375 ATLAS FINANCIAL HOLDING INC SHS NEW G06207115 3702 195850 SH SOLE 190700 0 5150 AMERICAN TOWER CORP NEW COM 03027X100 7366 53895 SH SOLE 52595 0 1300 COOPER STD HLDGS INC COM 21676P103 10716 92400 SH SOLE 90000 0 2400 CUTERA INC COM 232109108 2130 51500 SH SOLE 50000 0 1500 8X8 INC NEW COM 282914100 11505 852200 SH SOLE 830000 0 22200 ETHAN ALLEN INTERIORS INC COM 297602104 5817 179550 SH SOLE 175000 0 4550 FIVE9 INC COM 338307101 10751 449824 SH SOLE 437324 0 12500 ICU MED INC COM 44930G107 5724 30800 SH SOLE 30000 0 800 KERYX BIOPHARMACEUTICALS INC COM 492515101 1063 149745 SH SOLE 149745 0 0 GRAND CANYON ED INC COM 38526M106 21338 234950 SH SOLE 205000 0 29950 MEET GROUP INC COM 58513U101 4953 1360800 SH SOLE 1150000 0 210800 OSI SYSTEMS INC COM 671044105 5825 63750 SH SOLE 61800 0 1950 PJT PARNTERS INC COM CL A 69343T107 5890 153750 SH SOLE 150000 0 3750 POOL CORPORATION COM 73278L105 6398 59150 SH SOLE 57000 0 2150 REGAL ENTMT GROUP CL A 758766109 11911 744450 SH SOLE 725000 0 19450 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 11592 241350 SH SOLE 234600 0 6750 SUNOPTA INC COM 8676EP108 5948 683700 SH SOLE 665200 0 18500 STAMPS COM INC COM NEW 852857200 1834 9050 SH SOLE 8500 0 550 TELENAV INC COM 879455103 11239 1769950 SH SOLE 1726400 0 43550 TRUECAR INC COM 89785L107 5999 379950 SH SOLE 371300 0 8650 UNIVERSAL ELECTRS INC COM 913483103 7356 116018 SH SOLE 112900 0 3118 VERA BRADLEY INC COM 92335C106 744 84500 SH SOLE 82500 0 2000 WAGEWORKS INC COM 930427109 12280 202300 SH SOLE 197000 0 5300 XCERRA CORP COM 98400J108 2450 248700 SH SOLE 242300 0 6400