0001144204-17-043235.txt : 20170814 0001144204-17-043235.hdr.sgml : 20170814 20170814165943 ACCESSION NUMBER: 0001144204-17-043235 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospect Capital Advisors, LLC CENTRAL INDEX KEY: 0001632368 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17230 FILM NUMBER: 171031291 BUSINESS ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-331-3590 MAIL ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632368 XXXXXXXX 06-30-2017 06-30-2017 false Prospect Capital Advisors, LLC

501 Humboldt Avenue 2nd Floor Sausalito CA 94965

13F HOLDINGS REPORT 028-17230 N Daniel W. Mendoza 415-331-3590 /s/ Daniel W. Mendoza Sausalito CA 08-14-2017 0 22 183059 INFORMATION TABLE 2 infotable.xml ALLIANCE DATA SYSTEMS CORP COM 018581108 11914 46415 SH SOLE 45100 0 1315 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 2958 198500 SH SOLE 192800 0 5700 AMERICAN TOWER CORP NEW COM 03027X100 6883 52020 SH SOLE 50595 0 1425 COOPER STD HLDGS INC COM 21676P103 11484 113850 SH SOLE 110400 0 3450 CUTERA INC COM 232109108 1334 51500 SH SOLE 50000 0 1500 8X8 INC NEW COM 282914100 12205 838800 SH SOLE 814000 0 24800 FIVE9 INC COM 338307101 9680 449824 SH SOLE 437324 0 12500 KERYX BIOPHARMACEUTICALS INC COM 492515101 1083 149745 SH SOLE 149745 0 0 GRAND CANYON ED INC COM 38526M106 20704 264050 SH SOLE 249200 0 14850 MEET GROUP INC COM 58513U101 15326 3034900 SH SOLE 2585000 0 449900 OSI SYSTEMS INC COM 671044105 5775 76850 SH SOLE 74400 0 2450 PJT PARTNERS INC COM CL A 69343T107 5363 133350 SH SOLE 129500 0 3850 POOL CORPORATION COM 73278L105 3622 30803 SH SOLE 29903 0 900 REGAL ENTMT GROUP CL A 758766109 9387 458800 SH SOLE 445600 0 13200 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 10994 227950 SH SOLE 221200 0 6750 SUNOPTA INC COM 8676EP108 6686 655500 SH SOLE 637000 0 18500 STAMPS COM INC COM NEW 852857200 2950 19050 SH SOLE 18500 0 550 TELENAV INC COM 879455103 11485 1417950 SH SOLE 1378700 0 39250 TRUECAR INC COM 89785L107 13340 669350 SH SOLE 650000 0 19350 UNIVERSAL ELECTRS INC COM 913483103 6345 94918 SH SOLE 92000 0 2918 WAGEWORKS INC COM 930427109 11263 167600 SH SOLE 162900 0 4700 XCERRA CORP COM 98400J108 2278 233200 SH SOLE 225000 0 8200