0001144204-17-026984.txt : 20170515 0001144204-17-026984.hdr.sgml : 20170515 20170512185922 ACCESSION NUMBER: 0001144204-17-026984 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospect Capital Advisors, LLC CENTRAL INDEX KEY: 0001632368 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17230 FILM NUMBER: 17840551 BUSINESS ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 BUSINESS PHONE: 415-331-3590 MAIL ADDRESS: STREET 1: 501 HUMBOLDT AVENUE STREET 2: 2ND FLOOR CITY: SAUSALITO STATE: CA ZIP: 94965 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001632368 XXXXXXXX 03-31-2017 03-31-2017 false Prospect Capital Advisors, LLC

501 Humboldt Avenue 2nd Floor Sausalito CA 94965

13F HOLDINGS REPORT 028-17230 N Daniel W. Mendoza 415-331-3590 /s/ Daniel W. Mendoza Sausalito CA 05-11-2017 0 23 143637 INFORMATION TABLE 2 infotable.xml 8X8 INC NEW COM 282914100 8775 575400 SH SOLE 554500 0 20900 ALLIANCE DATA SYSTEMS CORP COM 018581108 6801 27315 SH SOLE 26300 0 1015 AMERICAN TOWER CORP NEW COM 03027X100 5302 43620 SH SOLE 42195 0 1425 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 2735 200400 SH SOLE 192800 0 7600 CARBONITE INC COM 141337105 333 16400 SH SOLE 15800 0 600 CARROLS RESTAURANT GROUP INC COM 14574X104 528 37300 SH SOLE 35700 0 1600 COOPER STD HLDGS INC COM 21676P103 10866 97950 SH SOLE 94500 0 3450 CUTERA INC COM 232109108 4983 240732 SH SOLE 232400 0 8332 FIVE9 INC COM 338307101 9478 575850 SH SOLE 555000 0 20850 GRAND CANYON ED INC COM 38526M106 18021 251650 SH SOLE 230000 0 21650 INVENTURE FOODS INC COM 461212102 1200 271450 SH SOLE 261800 0 9650 KERYX BIOPHARMACEUTICALS INC COM 492515101 616 100000 SH SOLE 100000 0 0 MEETME INC COM 585141104 13464 2285900 SH SOLE 2007500 0 278400 NATIONAL CINEMEDIA INC COM 635309107 2782 220300 SH SOLE 212500 0 7800 OSI SYSTEMS INC COM COM 671044105 5164 70750 SH SOLE 66400 0 4350 POOL CORPORATION COM 73278L105 3079 25803 SH SOLE 24903 0 900 REGAL ENTMT GROUP CL A 758766109 7210 319300 SH SOLE 309000 0 10300 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 6942 148500 SH SOLE 143400 0 5100 STAMPS COM INC COM NEW 852857200 3929 33200 SH SOLE 32000 0 1200 TELENAV INC COM 879455103 9444 1091750 SH SOLE 1052500 0 39250 TRUECAR INC COM 89785L107 9560 617950 SH SOLE 595000 0 22950 WAGEWORKS INC COM 930427109 10310 142600 SH SOLE 138000 0 4600 XCERRA CORP COM 98400J108 2115 237900 SH SOLE 228800 0 9100