0001144204-16-133941.txt : 20161114
0001144204-16-133941.hdr.sgml : 20161111
20161114124434
ACCESSION NUMBER: 0001144204-16-133941
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prospect Capital Advisors, LLC
CENTRAL INDEX KEY: 0001632368
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17230
FILM NUMBER: 161992865
BUSINESS ADDRESS:
STREET 1: 501 HUMBOLDT AVENUE
STREET 2: 2ND FLOOR
CITY: SAUSALITO
STATE: CA
ZIP: 94965
BUSINESS PHONE: 415-331-3590
MAIL ADDRESS:
STREET 1: 501 HUMBOLDT AVENUE
STREET 2: 2ND FLOOR
CITY: SAUSALITO
STATE: CA
ZIP: 94965
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001632368
XXXXXXXX
09-30-2016
09-30-2016
false
Prospect Capital Advisors, LLC
501 Humboldt Avenue
2nd Floor
Sausalito
CA
94965
13F HOLDINGS REPORT
028-17230
N
Daniel W. Mendoza
Managing Member
415-331-3590
/s/ Daniel W. Mendoza
Sausalito
CA
11-10-2016
0
25
137516
INFORMATION TABLE
2
infotable.xml
ALLIANCE DATA SYSTEMS CORP
COM
018581108
5452
25415
SH
SOLE
24500
0
915
ATLAS FINANCIAL HOLDINGS INC
SHS NEW
G06207115
4496
285100
SH
SOLE
275000
0
10100
AMERICAN TOWER CORP NEW
COM
03027X100
5908
52128
SH
SOLE
50328
0
1800
CARBONITE INC
COM
141337105
1389
90400
SH
SOLE
87000
0
3400
COOPER STD HLDGS INC
COM
21676P103
8141
82400
SH
SOLE
79500
0
2900
CUTERA INC
COM
232109108
7740
649350
SH
SOLE
625000
0
24350
8X8 INC NEW
COM
282914100
7460
483500
SH
SOLE
465900
0
17600
FIVE9 INC
COM
338307101
7202
459300
SH
SOLE
441600
0
17700
LIFELOCK INC
COM
53224V100
4924
291000
SH
SOLE
280000
0
11000
GRAND CANYON ED INC
COM
38526M106
12329
305250
SH
SOLE
282500
0
22750
NATIONAL CINEMEDIA INC
COM
635309107
4635
314850
SH
SOLE
303600
0
11250
OSI SYSTEMS INC
COM
671044105
5943
90900
SH
SOLE
87900
0
3000
POOL CORPORATION
COM
73278L105
1862
19703
SH
SOLE
19703
0
0
REGAL ENTMT GROUP
CL A
758766109
4600
211500
SH
SOLE
204000
0
7500
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
2813
54316
SH
SOLE
54316
0
0
INVENTURE FOODS INC
COM
461212102
2631
279900
SH
SOLE
270000
0
9900
CARROLS RESTAURANT GROUP INC
COM
14574X104
3522
266650
SH
SOLE
257100
0
9550
TELENAV INC
COM
879455103
8464
1477100
SH
SOLE
1420100
0
57000
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
5412
409400
SH
SOLE
394400
0
15000
TRUECAR INC
COM
89785L107
5592
592350
SH
SOLE
568400
0
23950
WAGEWORKS INC
COM
930427109
8543
140250
SH
SOLE
135300
0
4950
XCERRA CORP
COM
98400J108
3210
529690
SH
SOLE
509490
0
20200
STAMPS COM INC
COM NEW
852857200
5293
56000
SH
SOLE
54000
0
2000
MEETME INC
COM
585141104
7986
1288000
SH
SOLE
1245000
0
43000
TESLA MTRS INC
COM
88160R101
1969
9650
SH
SOLE
9300
0
350