Compliance Associate

0001085146-18-001784.txt : 20180731 0001085146-18-001784.hdr.sgml : 20180731 20180731164957 ACCESSION NUMBER: 0001085146-18-001784 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180731 DATE AS OF CHANGE: 20180731 EFFECTIVENESS DATE: 20180731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUE FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001632098 IRS NUMBER: 860588464 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16428 FILM NUMBER: 18981750 BUSINESS ADDRESS: STREET 1: 3200 N. CENTRAL AVENUE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85012 BUSINESS PHONE: 602-252-0911 MAIL ADDRESS: STREET 1: 3200 N. CENTRAL AVENUE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85012 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632098 XXXXXXXX 06-30-2018 06-30-2018 false CUE FINANCIAL GROUP, INC.

3200 N. CENTRAL AVENUE SUITE 200 PHOENIX AZ 85012

13F HOLDINGS REPORT 028-16428 N Paul W. Pickenheim Compliance Associate 602-200-5113 /s/ Paul W. Pickenheim Phoenix AZ 07-27-2018 0 151 163794 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 793 4033 SH SOLE 0 0 4033 ABBVIE INC COM 00287Y109 999 10785 SH SOLE 0 0 10785 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2690 16443 SH SOLE 0 0 16443 AGNC INVT CORP COM 00123Q104 448 24095 SH SOLE 0 0 24095 ALPHABET INC CAP STK CL C 02079K107 348 312 SH SOLE 0 0 312 ALPHABET INC CAP STK CL A 02079K305 414 367 SH SOLE 0 0 367 ALPS ETF TR INTL SEC DV DOG 00162Q718 966 35800 SH SOLE 0 0 35800 ALPS ETF TR SECTR DIV DOGS 00162Q858 3556 79900 SH SOLE 0 0 79900 ALTRIA GROUP INC COM 02209S103 876 15413 SH SOLE 0 0 15413 AMAZON COM INC COM 023135106 530 312 SH SOLE 0 0 312 AMERICAN WTR WKS CO INC NEW COM 030420103 1906 22327 SH SOLE 0 0 22327 AMGEN INC COM 031162100 1246 6750 SH SOLE 0 0 6750 ANALOG DEVICES INC COM 032654105 601 6269 SH SOLE 0 0 6269 ANSYS INC COM 03662Q105 2403 13797 SH SOLE 0 0 13797 APPLE INC COM 037833100 2855 15424 SH SOLE 0 0 15424 ARES CAP CORP COM 04010L103 808 49106 SH SOLE 0 0 49106 ARISTA NETWORKS INC COM 040413106 363 1409 SH SOLE 0 0 1409 AT&T INC COM 00206R102 601 18720 SH SOLE 0 0 18720 BANK NEW YORK MELLON CORP COM 064058100 546 10125 SH SOLE 0 0 10125 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 909 4872 SH SOLE 0 0 4872 BHP BILLITON LTD SPONSORED ADR 088606108 229 4572 SH SOLE 0 0 4572 BIOGEN INC COM 09062X103 517 1780 SH SOLE 0 0 1780 BLACKROCK CAPITAL INVESTMENT COM 092533108 434 74500 SH SOLE 0 0 74500 BOEING CO COM 097023105 754 2247 SH SOLE 0 0 2247 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3583 31132 SH SOLE 0 0 31132 CALAMOS GBL DYN INCOME FUND COM 12811L107 113 12600 SH SOLE 0 0 12600 CHEVRON CORP NEW COM 166764100 944 7463 SH SOLE 0 0 7463 CHURCH & DWIGHT INC COM 171340102 1887 35488 SH SOLE 0 0 35488 CIMAREX ENERGY CO COM 171798101 241 2370 SH SOLE 0 0 2370 CISCO SYS INC COM 17275R102 746 17329 SH SOLE 0 0 17329 CLOROX CO DEL COM 189054109 1355 10016 SH SOLE 0 0 10016 COCA COLA CO COM 191216100 405 9223 SH SOLE 0 0 9223 COLGATE PALMOLIVE CO COM 194162103 314 4840 SH SOLE 0 0 4840 COLONY CR REAL ESTATE INC COM CL A 19625T101 639 30844 SH SOLE 0 0 30844 CONCHO RES INC COM 20605P101 1092 7891 SH SOLE 0 0 7891 CORENERGY INFRASTRUCTURE TR DEP SHS REPSTG 21870U304 1085 43053 SH SOLE 0 0 43053 CORPORATE CAP TR INC COM 219880101 249 15960 SH SOLE 0 0 15960 COSTCO WHSL CORP NEW COM 22160K105 1866 8929 SH SOLE 0 0 8929 DANAHER CORP DEL COM 235851102 2565 25991 SH SOLE 0 0 25991 DIGITAL RLTY TR INC COM 253868103 449 4020 SH SOLE 0 0 4020 EATON CORP PLC SHS G29183103 581 7774 SH SOLE 0 0 7774 EATON VANCE TAX MNGD GBL DV COM 27829F108 106 11395 SH SOLE 0 0 11395 EOG RES INC COM 26875P101 1695 13625 SH SOLE 0 0 13625 EXXON MOBIL CORP COM 30231G102 1180 14267 SH SOLE 0 0 14267 FACEBOOK INC CL A 30303M102 439 2257 SH SOLE 0 0 2257 FIDELITY NATL INFORMATION SV COM 31620M106 291 2742 SH SOLE 0 0 2742 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 606 4327 SH SOLE 0 0 4327 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1164 38450 SH SOLE 0 0 38450 FISERV INC COM 337738108 1429 19284 SH SOLE 0 0 19284 FORTIVE CORP COM 34959J108 949 12310 SH SOLE 0 0 12310 GENERAL DYNAMICS CORP COM 369550108 720 3863 SH SOLE 0 0 3863 GILEAD SCIENCES INC COM 375558103 540 7622 SH SOLE 0 0 7622 GLADSTONE CAPITAL CORP COM 376535100 93 10300 SH SOLE 0 0 10300 GLADSTONE INVT CORP COM 376546107 2343 199050 SH SOLE 0 0 199050 HARRIS CORP DEL COM 413875105 1240 8577 SH SOLE 0 0 8577 HENRY JACK & ASSOC INC COM 426281101 1329 10198 SH SOLE 0 0 10198 HOME DEPOT INC COM 437076102 692 3548 SH SOLE 0 0 3548 HONEYWELL INTL INC COM 438516106 1047 7266 SH SOLE 0 0 7266 IDEXX LABS INC COM 45168D104 1442 6615 SH SOLE 0 0 6615 INTEL CORP COM 458140100 742 14935 SH SOLE 0 0 14935 INTERCONTINENTAL EXCHANGE IN COM 45866F104 867 11785 SH SOLE 0 0 11785 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 342 2755 SH SOLE 0 0 2755 INTUIT COM 461202103 1339 6554 SH SOLE 0 0 6554 INVESCO EXCHANGE TRADED FD T S&P 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RUSSELL 2000 ETF 464287655 883 5392 SH SOLE 0 0 5392 ISHARES TR S&P MC 400VL ETF 464287705 374 2310 SH SOLE 0 0 2310 ISHARES TR CORE S&P SCP ETF 464287804 323 3870 SH SOLE 0 0 3870 ISHARES TR S&P SML 600 GWT 464287887 666 3525 SH SOLE 0 0 3525 ISHARES TR S&P US PFD STK 464288687 782 20730 SH SOLE 0 0 20730 ISHARES TR US OIL GS EX ETF 464288851 374 5030 SH SOLE 0 0 5030 ISHARES TR MIN VOL EAFE ETF 46429B689 1466 20605 SH SOLE 0 0 20605 ISHARES TR MIN VOL USA ETF 46429B697 334 6285 SH SOLE 0 0 6285 ISHARES TR USA QUALITY FCTR 46432F339 1876 22480 SH SOLE 0 0 22480 ISHARES TR EDGE MSCI USA VL 46432F388 305 3690 SH SOLE 0 0 3690 JOHNSON & JOHNSON COM 478160104 1743 14365 SH SOLE 0 0 14365 JPMORGAN CHASE & CO COM 46625H100 894 8580 SH SOLE 0 0 8580 KRAFT HEINZ CO COM 500754106 551 8777 SH SOLE 0 0 8777 LMP CAP & INCOME FD INC COM 50208A102 479 37283 SH SOLE 0 0 37283 LOCKHEED MARTIN CORP COM 539830109 843 2853 SH SOLE 0 0 2853 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 531 4830 SH SOLE 0 0 4830 MEDLEY CAP CORP COM 58503F106 645 185750 SH SOLE 0 0 185750 MEDLEY MGMT INC CL A COM 58503T106 63 17700 SH SOLE 0 0 17700 MEDTRONIC PLC SHS G5960L103 316 3688 SH SOLE 0 0 3688 MERCK & CO INC COM 58933Y105 213 3512 SH SOLE 0 0 3512 MICROSOFT CORP COM 594918104 2914 29555 SH SOLE 0 0 29555 MOHAWK INDS INC COM 608190104 645 3012 SH SOLE 0 0 3012 MONOLITHIC PWR SYS INC COM 609839105 765 5720 SH SOLE 0 0 5720 MOODYS CORP COM 615369105 901 5280 SH SOLE 0 0 5280 NASDAQ INC COM 631103108 1239 13570 SH SOLE 0 0 13570 NEOGEN CORP COM 640491106 221 2755 SH SOLE 0 0 2755 OAKTREE SPECIALTY LENDING CO COM 67401P108 48 10000 SH SOLE 0 0 10000 ORGANOVO HLDGS INC COM 68620A104 38 27000 SH SOLE 0 0 27000 PARSLEY ENERGY INC CL A 701877102 658 21720 SH SOLE 0 0 21720 PAYCHEX INC COM 704326107 1228 17967 SH SOLE 0 0 17967 PENNANTPARK FLOATING RATE CA COM 70806A106 2023 148088 SH SOLE 0 0 148088 QUALCOMM INC COM 747525103 247 4406 SH SOLE 0 0 4406 REALTY INCOME CORP COM 756109104 730 13565 SH SOLE 0 0 13565 ROLLINS INC COM 775711104 1206 22940 SH SOLE 0 0 22940 ROPER TECHNOLOGIES INC COM 776696106 2462 8922 SH SOLE 0 0 8922 SALESFORCE COM INC COM 79466L302 321 2351 SH SOLE 0 0 2351 SARATOGA INVT CORP COM NEW 80349A208 1092 39449 SH SOLE 0 0 39449 SEASPAN CORP SHS Y75638109 731 71800 SH SOLE 0 0 71800 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 626 5729 SH SOLE 0 0 5729 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2878 108250 SH SOLE 0 0 108250 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 287 8771 SH SOLE 0 0 8771 SHERWIN WILLIAMS CO COM 824348106 1340 3289 SH SOLE 0 0 3289 SMITH A O COM 831865209 1535 25950 SH SOLE 0 0 25950 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 978 4029 SH SOLE 0 0 4029 SPDR GOLD TRUST GOLD SHS 78463V107 371 3126 SH SOLE 0 0 3126 SPDR S&P 500 ETF TR TR UNIT 78462F103 2840 10469 SH SOLE 0 0 10469 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 959 2700 SH SOLE 0 0 2700 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 2107 33340 SH SOLE 0 0 33340 SPDR SERIES TRUST AEROSPACE DEF 78464A631 2683 30790 SH SOLE 0 0 30790 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 400 31948 SH SOLE 0 0 31948 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 104 10248 SH SOLE 0 0 10248 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 65 11045 SH SOLE 0 0 11045 STRYKER CORP COM 863667101 1283 7596 SH SOLE 0 0 7596 SUN CMNTYS INC COM 866674104 278 2840 SH SOLE 0 0 2840 TE CONNECTIVITY LTD REG SHS H84989104 676 7505 SH SOLE 0 0 7505 TWO HBRS INVT CORP COM NEW 90187B408 609 38550 SH SOLE 0 0 38550 UNDER ARMOUR INC CL C 904311206 626 29700 SH SOLE 0 0 29700 UNILEVER PLC SPON ADR NEW 904767704 577 10436 SH SOLE 0 0 10436 UNION PAC CORP COM 907818108 883 6232 SH SOLE 0 0 6232 UNITED TECHNOLOGIES CORP COM 913017109 871 6966 SH SOLE 0 0 6966 UNITEDHEALTH GROUP INC COM 91324P102 1451 5915 SH SOLE 0 0 5915 US BANCORP DEL COM NEW 902973304 590 11805 SH SOLE 0 0 11805 VANGUARD GROUP DIV APP ETF 921908844 3869 38076 SH SOLE 0 0 38076 VANGUARD INDEX FDS MID CAP ETF 922908629 622 3943 SH SOLE 0 0 3943 VANGUARD INDEX FDS GROWTH ETF 922908736 1460 9745 SH SOLE 0 0 9745 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1452 10342 SH SOLE 0 0 10342 VANGUARD STAR FD VG TL INTL STK F 921909768 356 6582 SH SOLE 0 0 6582 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 5515 66407 SH SOLE 0 0 66407 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1901 11205 SH SOLE 0 0 11205 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 537 3375 SH SOLE 0 0 3375 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1368 11795 SH SOLE 0 0 11795 VERIZON COMMUNICATIONS INC COM 92343V104 629 12509 SH SOLE 0 0 12509 VISA INC COM CL A 92826C839 2535 19136 SH SOLE 0 0 19136 WASTE CONNECTIONS INC COM 94106B101 1068 14185 SH SOLE 0 0 14185