0001085146-17-002109.txt : 20171024 0001085146-17-002109.hdr.sgml : 20171024 20171023213351 ACCESSION NUMBER: 0001085146-17-002109 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171024 DATE AS OF CHANGE: 20171023 EFFECTIVENESS DATE: 20171024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUE FINANCIAL GROUP, INC. CENTRAL INDEX KEY: 0001632098 IRS NUMBER: 860588464 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16428 FILM NUMBER: 171149833 BUSINESS ADDRESS: STREET 1: 3200 N. CENTRAL AVENUE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85012 BUSINESS PHONE: 602-252-0911 MAIL ADDRESS: STREET 1: 3200 N. CENTRAL AVENUE STREET 2: SUITE 200 CITY: PHOENIX STATE: AZ ZIP: 85012 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632098 XXXXXXXX 09-30-2017 09-30-2017 CUE FINANCIAL GROUP, INC.

3200 N. CENTRAL AVENUE SUITE 200 PHOENIX AZ 85012

13F HOLDINGS REPORT 028-16428 N Paul W. Pickenheim 602 200-5113 /s/ Paul W. Pickenheim Phoenix AZ 10-20-2017 0 155 144001 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1018163887SHSOLE 003887ABBVIE INCCOM00287Y1098339370SHSOLE 009370ACCENTURE PLC IRELANDSHS CLASS AG1151C101189414022SHSOLE 0014022ACUITY BRANDS INCCOM00508Y1028595018SHSOLE 005018AGNC INVT CORPCOM00123Q10454425095SHSOLE 0025095ALPHABET INCCAP STK CL C02079K107299312SHSOLE 00312ALPHABET INCCAP STK CL A02079K305362372SHSOLE 00372ALPS ETF TRINTL SEC DV DOG00162Q71868324500SHSOLE 0024500ALPS ETF TRSECTR DIV DOGS00162Q858351079650SHSOLE 0079650ALTRIA GROUP INCCOM02209S103105216586SHSOLE 0016586AMERICAN WTR WKS CO INC NEWCOM030420103175221650SHSOLE 0021650AMGEN INCCOM03116210011506167SHSOLE 006167ANALOG DEVICES INCCOM0326541055606499SHSOLE 006499ANSYS INCCOM03662Q105167113615SHSOLE 0013615APPLE INCCOM037833100230714969SHSOLE 0014969ARES CAP CORPCOM04010L10384851735SHSOLE 0051735ARISTA NETWORKS INCCOM0404131062831490SHSOLE 001490ASHFORD HOSPITALITY TR INCCOM SHS04410310922433608SHSOLE 0033608AT&T INCCOM00206R10273918862SHSOLE 0018862BANK NEW YORK MELLON CORPCOM0640581005289955SHSOLE 009955BERKSHIRE HATHAWAY INC DELCL B NEW0846707025012734SHSOLE 002734BIOGEN INCCOM09062X1034581463SHSOLE 001463BLACKROCK CAPITAL INVESTMENTCOM09253310865487200SHSOLE 0087200BLACKROCK CR ALLCTN INC TRCOM09250810050537244SHSOLE 0037244BLACKROCK INCOME TR INCCOM09247F10023938005SHSOLE 0038005BROADRIDGE FINL SOLUTIONS INCOM11133T103263432591SHSOLE 0032591CALAMOS GBL DYN INCOME FUNDCOM12811L10713715130SHSOLE 0015130CENTRAL FD CDA LTDCL A15350110144034733SHSOLE 0034733CHEVRON CORP NEWCOM1667641007636491SHSOLE 006491CHURCH & DWIGHT INCCOM171340102206342580SHSOLE 0042580CIMAREX ENERGY COCOM1717981012241970SHSOLE 001970CISCO SYS INCCOM17275R10261618328SHSOLE 0018328CLOROX CO DELCOM18905410910077634SHSOLE 007634COCA COLA COCOM1912161003547867SHSOLE 007867COLGATE PALMOLIVE COCOM1941621033544854SHSOLE 004854CONCHO RES INCCOM20605P1014623505SHSOLE 003505CORENERGY INFRASTRUCTURE TRDEP SHS REPSTG21870U30489134253SHSOLE 0034253COSTCO WHSL CORP NEWCOM22160K10514108585SHSOLE 008585CROWN CASTLE INTL CORP NEWCOM22822V101106910696SHSOLE 0010696DANAHER CORP DELCOM235851102213821923SHSOLE 0021923DIGITAL RLTY TR INCCOM2538681033352835SHSOLE 002835EATON CORP PLCSHSG291831035937718SHSOLE 007718EOG RES INCCOM26875P101126713100SHSOLE 0013100EXXON MOBIL CORPCOM30231G102189823147SHSOLE 0023147FACEBOOK INCCL A30303M1022571502SHSOLE 001502FACTSET RESH SYS INCCOM3030751056323507SHSOLE 003507FIFTH STREET FINANCE CORPCOM31678A10345683400SHSOLE 0083400FIRST TR VALUE LINE DIVID INSHS33734H106126642567SHSOLE 0042567FISERV INCCOM3377381085704418SHSOLE 004418FORTIVE CORPCOM34959J10886712252SHSOLE 0012252GENERAL DYNAMICS CORPCOM3695501087893838SHSOLE 003838GENERAL ELECTRIC COCOM3696041032319569SHSOLE 009569GILEAD SCIENCES INCCOM3755581036548071SHSOLE 008071GLADSTONE CAPITAL CORPCOM3765351009810300SHSOLE 0010300GLADSTONE INVT CORPCOM3765461072031214050SHSOLE 00214050GLOBAL X FDSGLBX SUPRINC ETF37950E33341132400SHSOLE 0032400HARRIS CORP DELCOM4138751057625787SHSOLE 005787HELMERICH & PAYNE INCCOM4234521013546801SHSOLE 006801HENRY JACK & ASSOC INCCOM4262811019669398SHSOLE 009398HOME DEPOT INCCOM4370761022491523SHSOLE 001523HONEYWELL INTL INCCOM43851610611037782SHSOLE 007782IDEXX LABS INCCOM45168D1048625545SHSOLE 005545INSPERITY INCCOM45778Q1073453920SHSOLE 003920INTEL CORPCOM45814010058715407SHSOLE 0015407INTERNATIONAL FLAVORS&FRAGRACOM4595061014012805SHSOLE 002805INTUITCOM4612021039896959SHSOLE 006959IRIDIUM COMMUNICATIONS INCCOM46269C10215214800SHSOLE 0014800ISHARES INCMIN VOL GBL ETF4642865256397850SHSOLE 007850ISHARES TRTRANS AVG ETF4642871926253505SHSOLE 003505ISHARES TRMSCI EAFE ETF4642874652894229SHSOLE 004229ISHARES TRS&P MC 400GR ETF4642876069484684SHSOLE 004684ISHARES TRRUSSELL 2000 ETF4642876556284241SHSOLE 004241ISHARES TRS&P MC 400VL ETF4642877052751800SHSOLE 001800ISHARES TRCORE S&P SCP ETF4642878042853846SHSOLE 003846ISHARES TRS&P SML 600 GWT4642878875083090SHSOLE 003090ISHARES TRNATIONAL MUN ETF4642884142742475SHSOLE 002475ISHARES TRS&P US PFD STK464288687169543672SHSOLE 0043672ISHARES TRUS OIL GS EX ETF4642888514267255SHSOLE 007255ISHARES TRMIN VOL USA ETF46429B6973156265SHSOLE 006265JOHNSON & JOHNSONCOM478160104170613125SHSOLE 0013125JPMORGAN CHASE & COCOM46625H1006977298SHSOLE 007298KCAP FINL INCCOM48668E101537147200SHSOLE 00147200KRAFT HEINZ COCOM5007541066668505SHSOLE 008505LMP CAP & INCOME FD INCCOM50208A10254637536SHSOLE 0037536LOCKHEED MARTIN CORPCOM5398301098392703SHSOLE 002703LYONDELLBASELL INDUSTRIES NSHS - A -N537451009049130SHSOLE 009130MEDLEY CAP CORPCOM58503F1061205201900SHSOLE 00201900MEDTRONIC PLCSHSG5960L1034385634SHSOLE 005634MERCK & CO INCCOM58933Y1052173388SHSOLE 003388MGE ENERGY INCCOM55277P1043235000SHSOLE 005000MICROSOFT CORPCOM594918104178023903SHSOLE 0023903MOHAWK INDS INCCOM6081901046832758SHSOLE 002758MOODYS CORPCOM6153691058215900SHSOLE 005900NASDAQ INCCOM631103108105213565SHSOLE 0013565NIKE INCCL B6541061034518707SHSOLE 008707ORBITAL ATK INCCOM68557N1032942210SHSOLE 002210ORGANOVO HLDGS INCCOM68620A1047735000SHSOLE 0034000PARSLEY ENERGY INCCL A70187710261523355SHSOLE 0023355PAYCHEX INCCOM704326107115619272SHSOLE 0019272PENNANTPARK FLOATING RATE CACOM70806A1062203152151SHSOLE 00152151PIEDMONT OFFICE REALTY TR INCOM CL A72019020630715250SHSOLE 0015250POWERSHARES ETF TR IIS&P500 LOW VOL73937B779164635955SHSOLE 0035955POWERSHARES ETF TR IIS&P SMCP HC PO73937B886174018740SHSOLE 0018740POWERSHARES ETF TRUSTNASD INTNT ETF73935X146237021531SHSOLE 0021531POWERSHARES ETF TRUSTDYN BIOT & GEN73935X856186237292SHSOLE 0037292POWERSHARES QQQ TRUSTUNIT SER 173935A104342123519SHSOLE 0023419QUALCOMM INCCOM7475251032244329SHSOLE 004329REALTY INCOME CORPCOM756109104107218739SHSOLE 0018739ROPER TECHNOLOGIES INCCOM77669610621508833SHSOLE 008833RYDEX ETF TRUSTGUG S&P500 EQ WT78355W106138114450SHSOLE 0014450RYDEX ETF TRUSTGUG S&P500 PU GR78355W403127212720SHSOLE 0012720SABRA HEALTH CARE REIT INCCOM78573L10674734050SHSOLE 0034050SARATOGA INVT CORPCOM NEW80349A20884439223SHSOLE 0039223SEASPAN CORPSHSY7563810912317400SHSOLE 0017400SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052666103112SHSOLE 00103112SELECT SECTOR SPDR TRRL EST SEL SEC81369Y86053016433SHSOLE 0016433SENIOR HSG PPTYS TRSH BEN INT81721M10985143525SHSOLE 0043525SHERWIN WILLIAMS COCOM82434810611993350SHSOLE 003350SMITH A OCOM831865209136722995SHSOLE 0022995SMUCKER J M COCOM NEW8326964055325070SHSOLE 005070SPDR DOW JONES INDL AVRG ETFUT SER 178467X1097233229SHSOLE 003229SPDR GOLD TRUSTGOLD SHS78463V1072572114SHSOLE 002114SPDR S&P 500 ETF TRTR UNIT78462F10323509353SHSOLE 009253SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10713114014SHSOLE 003814SPDR SERIES TRUSTHLTH CARE SVCS78464A5732063385SHSOLE 003385SPDR SERIES TRUSTAEROSPACE DEF78464A631246230850SHSOLE 0030850SPROTT PHYSICAL GOLD TRUSTUNIT85207H10411911428SHSOLE 0011428SPROTT PHYSICAL SILVER TRTR UNIT85207K1077912645SHSOLE 0012645STRYKER CORPCOM86366710111317964SHSOLE 007964SUN CMNTYS INCCOM8666741042302687SHSOLE 002687TE CONNECTIVITY LTDREG SHSH849891046417713SHSOLE 007713TWO HBRS INVT CORPCOM90187B10185384700SHSOLE 0084700TYLER TECHNOLOGIES INCCOM9022521054522595SHSOLE 002595UBS AG JERSEY BRHETRAC WELLS BDCI90264158865829950SHSOLE 0029950UNILEVER PLCSPON ADR NEW90476770465011212SHSOLE 0011212UNION PAC CORPCOM9078181086475579SHSOLE 005579UNITED TECHNOLOGIES CORPCOM9130171098147016SHSOLE 007016UNITEDHEALTH GROUP INCCOM91324P10212836550SHSOLE 006550US BANCORP DELCOM NEW90297330466012317SHSOLE 0012317VANECK VECTORS ETF TRBDC INCOME ETF92189F41188349450SHSOLE 0049450VANGUARD INDEX FDSREIT ETF9229085532853435SHSOLE 003435VANGUARD INDEX FDSMID CAP ETF9229086299896728SHSOLE 006728VANGUARD INDEX FDSGROWTH ETF92290873610617995SHSOLE 007995VANGUARD INDEX FDSTOTAL STK MKT922908769132910261SHSOLE 0010261VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844377439815SHSOLE 0039815VANGUARD STAR FDVG TL INTL STK F9219097683826985SHSOLE 006985VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406541466779SHSOLE 0066779VANGUARD WORLD FDSCONSUM DIS ETF92204A108145810175SHSOLE 0010175VANGUARD WORLD FDSHEALTH CAR ETF92204A5044572998SHSOLE 002998VANGUARD WORLD FDSUTILITIES ETF92204A8767986835SHSOLE 006835VENTAS INCCOM92276F10091614065SHSOLE 0014065VERIZON COMMUNICATIONS INCCOM92343V10475515262SHSOLE 0015262VISA INCCOM CL A92826C839202419228SHSOLE 0019228WELLS FARGO MULTI SECTOR INCCOM94987D10129221788SHSOLE 0021788WESTERN ASSET EMRG MKT DEBTCOM95766A10127917705SHSOLE 0017705