0001085146-18-002038.txt : 20180814 0001085146-18-002038.hdr.sgml : 20180814 20180813190246 ACCESSION NUMBER: 0001085146-18-002038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180813 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthRock Partners, LLC CENTRAL INDEX KEY: 0001632097 IRS NUMBER: 274761668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16755 FILM NUMBER: 181013804 BUSINESS ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-367-8800 MAIL ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632097 XXXXXXXX 06-30-2018 06-30-2018 false NorthRock Partners, LLC

650 THIRD AVENUE SOUTH SUITE 1500 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-16755 N James Lund 612-367-8803 /s/ James Lund Minneapolis MN 08-13-2018 0 60 293201 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 594 3026 SH SOLE 3026 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 636 25331 SH SOLE 25331 0 0 ALPHABET INC CAP STK CL C 02079K107 224 200 SH SOLE 200 0 0 ALPHABET INC CAP STK CL A 02079K305 309 273 SH SOLE 273 0 0 AMAZON COM INC COM 023135106 639 377 SH SOLE 377 0 0 AMERIPRISE FINL INC COM 03076C106 7835 56013 SH SOLE 56013 0 0 APPLE INC COM 037833100 1788 9656 SH SOLE 9656 0 0 AT&T INC COM 00206R102 316 9861 SH SOLE 9861 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 231 1718 SH SOLE 1718 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 282 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1819 9747 SH SOLE 9747 0 0 BEST BUY INC COM 086516101 312 4171 SH SOLE 4171 0 0 BOEING CO COM 097023105 1408 4193 SH SOLE 4193 0 0 CELGENE CORP COM 151020104 660 8291 SH SOLE 8291 0 0 CHRISTOPHER & BANKS CORP COM 171046105 38 40900 SH SOLE 40900 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 21225 1501713 SH SOLE 1501713 0 0 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 294 15400 SH SOLE 15400 0 0 CORPORATE CAP TR INC COM 219880101 7922 494423 SH SOLE 494423 0 0 DISNEY WALT CO COM DISNEY 254687106 308 2965 SH SOLE 2965 0 0 FACEBOOK INC CL A 30303M102 217 1120 SH SOLE 1120 0 0 GENERAL ELECTRIC CO COM 369604103 186 13545 SH SOLE 13545 0 0 HAWKINS INC COM 420261109 839 23741 SH SOLE 23741 0 0 ISHARES TR CORE S&P500 ETF 464287200 252 919 SH SOLE 919 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 277 1691 SH SOLE 1691 0 0 ISHARES TR MSCI EAFE ETF 464287465 201 3012 SH SOLE 3012 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 17344 195856 SH SOLE 195856 0 0 ISHARES TR RUS MD CP GR ETF 464287481 17141 135222 SH SOLE 135222 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 38297 315668 SH SOLE 315668 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 39279 273165 SH SOLE 273165 0 0 ISHARES TR CORE S&P SCP ETF 464287804 913 10892 SH SOLE 10892 0 0 ISHARES TR SP SMCP600VL ETF 464287879 15149 92627 SH SOLE 92627 0 0 ISHARES TR S&P SML 600 GWT 464287887 15373 81207 SH SOLE 81207 0 0 ISHARES TR MSCI USA ESG SLC 464288802 519 4585 SH SOLE 4585 0 0 JPMORGAN CHASE & CO COM 46625H100 202 1945 SH SOLE 1945 0 0 MCDONALDS CORP COM 580135101 263 1679 SH SOLE 1679 0 0 MEDTRONIC PLC SHS G5960L103 352 4083 SH SOLE 4083 0 0 MICROSOFT CORP COM 594918104 1061 10757 SH SOLE 10757 0 0 NETFLIX INC COM 64110L106 479 1225 SH SOLE 1225 0 0 NEW RELIC INC COM 64829B100 920 9141 SH SOLE 9141 0 0 NEXTERA ENERGY INC COM 65339F101 238 1427 SH SOLE 1427 0 0 OTTER TAIL CORP COM 689648103 465 9765 SH SOLE 9765 0 0 PENTAIR PLC SHS G7S00T104 204 4877 SH SOLE 4877 0 0 PROCTER AND GAMBLE CO COM 742718109 432 5525 SH SOLE 5525 0 0 PROVIDENCE SVC CORP COM 743815102 759 9653 SH SOLE 9653 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 81876 270409 SH SOLE 270409 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 645 1814 SH SOLE 1814 0 0 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 423 12461 SH SOLE 12461 0 0 STARBUCKS CORP COM 855244109 425 8672 SH SOLE 8672 0 0 TARGET CORP COM 87612E106 7439 97717 SH SOLE 97717 0 0 TILE SHOP HLDGS INC COM 88677Q109 342 44416 SH SOLE 44416 0 0 UNITEDHEALTH GROUP INC COM 91324P102 682 2779 SH SOLE 2779 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 337 3050 SH SOLE 3050 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 358 2665 SH SOLE 2665 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 287 3514 SH SOLE 3514 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 309 1760 SH SOLE 1760 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 287 2110 SH SOLE 2110 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 578 5450 SH SOLE 5450 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 253 5903 SH SOLE 5903 0 0 WEB COM GROUP INC COM 94733A104 520 20125 SH SOLE 20125 0 0 XCEL ENERGY INC COM 98389B100 238 5168 SH SOLE 5168 0 0