0001085146-17-001772.txt : 20170811 0001085146-17-001772.hdr.sgml : 20170811 20170811143159 ACCESSION NUMBER: 0001085146-17-001772 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthRock Partners, LLC CENTRAL INDEX KEY: 0001632097 IRS NUMBER: 274761668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16755 FILM NUMBER: 171024411 BUSINESS ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-367-8800 MAIL ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632097 XXXXXXXX 06-30-2017 06-30-2017 NorthRock Partners, LLC

650 THIRD AVENUE SOUTH SUITE 1500 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-16755 N James Lund 612 367-8803 /s/ James Lund Minneapolis MN 08-10-2017 0 52 238871 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1015572668SHSOLE 55700ALLEGHENY TECHNOLOGIES INCCOM01741R10218710981SHSOLE 18700ALPHABET INCCAP STK CL A02079K305279299SHSOLE 27900AMAZON COM INCCOM023135106282291SHSOLE 28200AMERIPRISE FINL INCCOM03076C1061083684867SHSOLE 1083600ANNALY CAP MGMT INCCOM03571040919015384SHSOLE 19000APPLE INCCOM03783310010907566SHSOLE 109000AT&T INCCOM00206R1022967838SHSOLE 29600BERKSHIRE HATHAWAY INC DELCL A0846701082551SHSOLE 25500BERKSHIRE HATHAWAY INC DELCL B NEW084670702276616324SHSOLE 276600CELGENE CORPCOM15102010411188610SHSOLE 111800CHRISTOPHER & BANKS CORPCOM1710461054634500SHSOLE 4600CLEARBRIDGE ENERGY MLP FD INCOM184692101198551300143SHSOLE 1985500DISNEY WALT COCOM DISNEY2546871063523283SHSOLE 35200FACEBOOK INCCL A30303M1022581716SHSOLE 25800GENERAL ELECTRIC COCOM3696041032418842SHSOLE 24100HAWKINS INCCOM420261109111724096SHSOLE 111700HONEYWELL INTL INCCOM4385161062101688SHSOLE 21000ISHARES TRCORE S&P500 ETF4642872004091679SHSOLE 40900ISHARES TRMSCI EAFE ETF4642874656079264SHSOLE 60700ISHARES TRRUS MDCP VAL ETF46428747314329170369SHSOLE 1432900ISHARES TRRUS MD CP GR ETF46428748113763127420SHSOLE 1376300ISHARES TRRUS MID CAP ETF4642874993181655SHSOLE 31800ISHARES TRRUS 1000 VAL ETF46428759832751281388SHSOLE 3275100ISHARES TRRUS 1000 GRW ETF46428761433529281750SHSOLE 3352900ISHARES TRCORE S&P SCP ETF464287804141520172SHSOLE 141500ISHARES TRSP SMCP600VL ETF4642878791196585667SHSOLE 1196500ISHARES TRSP SMCP600GR ETF4642878871233179060SHSOLE 1233100ISHARES TRUSA ESG SLCT ETF4642888023022945SHSOLE 30200ISHARES TRMIN VOL USA ETF46429B6972525118SHSOLE 25200MCDONALDS CORPCOM5801351012551665SHSOLE 25500MICROSOFT CORPCOM5949181046219019SHSOLE 62100MOSAIC CO NEWCOM61945C10340317658SHSOLE 40300PROCTER AND GAMBLE COCOM7427181094364996SHSOLE 43600PROVIDENCE SVC CORPCOM7438151024599064SHSOLE 45900SCHWAB STRATEGIC TRUS MID-CAP ETF808524508100320893SHSOLE 100300SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2093594563SHSOLE 35900SPDR S&P 500 ETF TRTR UNIT78462F10362410256859SHSOLE 6241000SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1075991881SHSOLE 59900SPDR SERIES TRUSTRUSSELL 3000 ETF78464A80511026101SHSOLE 110200TARGET CORPCOM87612E106508386144SHSOLE 508300TILE SHOP HLDGS INCCOM88677Q10995246071SHSOLE 95200UNITED PARCEL SERVICE INCCL B9113121062572327SHSOLE 25700UNITEDHEALTH GROUP INCCOM91324P1022881544SHSOLE 28800VANGUARD INDEX FDSMCAP VL IDXVIP9229085123603495SHSOLE 36000VANGUARD INDEX FDSMCAP GR IDXVIP9229085383593050SHSOLE 35900VANGUARD INDEX FDSREIT ETF9229085532863442SHSOLE 28600VANGUARD INDEX FDSSML CP GRW ETF9229085953012065SHSOLE 30100VANGUARD INDEX FDSSM CP VAL ETF9229086113142545SHSOLE 31400VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7146476360SHSOLE 64700VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438582285525SHSOLE 22800XCEL ENERGY INCCOM98389B1002435230SHSOLE 24300