0001085146-17-001227.txt : 20170512 0001085146-17-001227.hdr.sgml : 20170512 20170512125030 ACCESSION NUMBER: 0001085146-17-001227 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthRock Partners, LLC CENTRAL INDEX KEY: 0001632097 IRS NUMBER: 274761668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16755 FILM NUMBER: 17837510 BUSINESS ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-367-8800 MAIL ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632097 XXXXXXXX 03-31-2017 03-31-2017 NorthRock Partners, LLC

650 THIRD AVENUE SOUTH SUITE 1500 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-16755 N James Lund 612 367-8803 /s/ James Lund Minneapolis MN 05-11-2017 0 44 232154 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1014752482SHSOLE 248200ALLEGHENY TECHNOLOGIES INCCOM01741R10274641538SHSOLE 4153800AMERIPRISE FINL INCCOM03076C106954274488SHSOLE 7448800ANNALY CAP MGMT INCCOM03571040916815083SHSOLE 1508300APPLE INCCOM0378331008836140SHSOLE 614000AT&T INCCOM00206R1023378137SHSOLE 813700BERKSHIRE HATHAWAY INC DELCL A0846701082501SHSOLE 100BERKSHIRE HATHAWAY INC DELCL B NEW084670702384322989SHSOLE 2298900BEST BUY INCCOM0865161012024082SHSOLE 408200CELGENE CORPCOM15102010410078085SHSOLE 808500CHRISTOPHER & BANKS CORPCOM1710461055134500SHSOLE 3450000CLEARBRIDGE ENERGY MLP FD INCOM184692101206591225265SHSOLE 122526500COMCAST CORP NEWCL A20030N1012336198SHSOLE 619800DISNEY WALT COCOM DISNEY2546871063513103SHSOLE 310300GENERAL ELECTRIC COCOM3696041032628762SHSOLE 876200HAWKINS INCCOM420261109122427488SHSOLE 2748800HONEYWELL INTL INCCOM4385161062271820SHSOLE 182000ISHARES TRCORE S&P500 ETF4642872003381428SHSOLE 142800ISHARES TRMSCI EAFE ETF464287465150224042SHSOLE 2404200ISHARES TRRUS MDCP VAL ETF46428747313892167832SHSOLE 16783200ISHARES TRRUS MD CP GR ETF46428748113195127201SHSOLE 12720100ISHARES TRRUS MID CAP ETF4642874992171163SHSOLE 116300ISHARES TRRUS 1000 VAL ETF46428759831547274441SHSOLE 27444100ISHARES TRRUS 1000 GRW ETF46428761431895280262SHSOLE 28026200ISHARES TRCORE S&P SCP ETF464287804254837282SHSOLE 3728200ISHARES TRSP SMCP600VL ETF4642878791211187651SHSOLE 8765100ISHARES TRSP SMCP600GR ETF4642878871236480753SHSOLE 8075300ISHARES TRUSA ESG SLCT ETF4642888022892945SHSOLE 294500MCDONALDS CORPCOM5801351012501931SHSOLE 193100MICROSOFT CORPCOM59491810428234442SHSOLE 3444200PROCTER AND GAMBLE COCOM7427181094745270SHSOLE 527000SCHWAB STRATEGIC TRUS MID-CAP ETF808524508242351179SHSOLE 5117900SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209108514585SHSOLE 1458500SPDR S&P 500 ETF TRTR UNIT78462F10361379260366SHSOLE 26036600SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1075251681SHSOLE 168100SPDR SERIES TRUSTRUSSELL 3000 ETF78464A805269515263SHSOLE 1526300TARGET CORPCOM87612E1062774928SHSOLE 492800VANGUARD INDEX FDSMCAP VL IDXVIP9229085123563495SHSOLE 349500VANGUARD INDEX FDSMCAP GR IDXVIP9229085383443050SHSOLE 305000VANGUARD INDEX FDSREIT ETF9229085532493011SHSOLE 301100VANGUARD INDEX FDSSML CP GRW ETF9229085952902065SHSOLE 206500VANGUARD INDEX FDSSM CP VAL ETF9229086112942390SHSOLE 239000VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7146396360SHSOLE 636000XCEL ENERGY INCCOM98389B1002345232SHSOLE 523200