0001085146-16-002945.txt : 20160211 0001085146-16-002945.hdr.sgml : 20160211 20160210201708 ACCESSION NUMBER: 0001085146-16-002945 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160210 EFFECTIVENESS DATE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthRock Partners, LLC CENTRAL INDEX KEY: 0001632097 IRS NUMBER: 274761668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16755 FILM NUMBER: 161407587 BUSINESS ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-367-8800 MAIL ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632097 XXXXXXXX 12-31-2015 12-31-2015 NorthRock Partners, LLC

650 THIRD AVENUE SOUTH SUITE 1500 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-16755 N Todd Witcraft 612 367-8839 /s/ Todd Witcraft Minneapolis MN 02-08-2016 0 40 170749 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101155210299SHSOLE 1029900AMERIPRISE FINL INCCOM03076C106569153466SHSOLE 5346600APPLE INCCOM0378331008387947SHSOLE 794700AT&T INCCOM00206R1023309600SHSOLE 960000AUTOMATIC DATA PROCESSING INCOM0530151032072432SHSOLE 243200BEST BUY INCCOM0865161012036675SHSOLE 667500CELGENE CORPCOM1510201049948393SHSOLE 839300CHRISTOPHER & BANKS CORPCOM1710461055332000SHSOLE 3200000CLEARBRIDGE ENERGY MLP FD INCOM18469210114317942012SHSOLE 94201200DAKOTA PLAINS HLDGS INCCOM234255107111444600SHSOLE 44460000DISNEY WALT COCOM DISNEY2546871063283086SHSOLE 308600EATON VANCE FLTING RATE INCCOM27827910473562007SHSOLE 6200700EXXON MOBIL CORPCOM30231G1024866247SHSOLE 624700FIRST TR HIGH INCOME L/S FDCOM33738E10919213666SHSOLE 1366600GENERAL ELECTRIC COCOM3696041033089858SHSOLE 985800GENERAL MLS INCCOM3703341042103654SHSOLE 365400GRAMERCY PPTY TRCOM3850021003447445233SHSOLE 44523300HAWKINS INCCOM42026110992825922SHSOLE 2592200ISHARES TRRUS MDCP VAL ETF46428747315139220568SHSOLE 22056800ISHARES TRRUS MD CP GR ETF46428748114555158302SHSOLE 15830200ISHARES TRRUS 1000 VAL ETF46428759817624180117SHSOLE 18011700ISHARES TRRUS 1000 GRW ETF46428761418226183384SHSOLE 18338400ISHARES TRSP SMCP600VL ETF46428787912972119988SHSOLE 11998800ISHARES TRSP SMCP600GR ETF46428788713429108063SHSOLE 10806300MEDTRONIC PLCSHSG5960L1032743549SHSOLE 354900MERCK & CO INC NEWCOM58933Y1052043817SHSOLE 381700MICROSOFT CORPCOM5949181042584699SHSOLE 469900NEURALSTEM INCCOM64127R3023736000SHSOLE 3600000PROCTER & GAMBLE COCOM742718109101712803SHSOLE 1280300PROSHARES TRPSHS ULTSH 20YRS74347B2012646000SHSOLE 600000PROVIDENCE SVC CORPCOM74381510292919793SHSOLE 1979300QUMU CORPCOM74906310310940300SHSOLE 4030000SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5065088420SHSOLE 842000SPDR S&P 500 ETF TRTR UNIT78462F10339722193723SHSOLE 19372300SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1072801100SHSOLE 110000TARGET CORPCOM87612E106304434697SHSOLE 3469700VANGUARD INDEX FDSREIT ETF9229085532483117SHSOLE 311700VANGUARD INDEX FDSGROWTH ETF92290873650739118SHSOLE 3911800VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428582016151SHSOLE 615100WELLS FARGO & CO NEWCOM9497461012725029SHSOLE 502900