0001085146-15-001220.txt : 20150514 0001085146-15-001220.hdr.sgml : 20150514 20150514170114 ACCESSION NUMBER: 0001085146-15-001220 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthRock Partners, LLC CENTRAL INDEX KEY: 0001632097 IRS NUMBER: 274761668 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16755 FILM NUMBER: 15863809 BUSINESS ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-367-8800 MAIL ADDRESS: STREET 1: 650 THIRD AVENUE SOUTH STREET 2: SUITE 1500 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001632097 XXXXXXXX 03-31-2015 03-31-2015 NorthRock Partners, LLC

650 THIRD AVENUE SOUTH SUITE 1500 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-16755 N Ward Armstrong 612-367-8805 /s/ Ward Armstrong Minneapolis MN 05-13-2015 0 42 168155 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101256115528SHSOLE 1552800AMERICAN EXPRESS COCOM02581610996812397SHSOLE 1239700AMERIPRISE FINL INCCOM03076C10642213324101SHSOLE 32410100APPLE INCCOM03783310010078094SHSOLE 809400AT&T INCCOM00206R1022898845SHSOLE 884500BERKSHIRE HATHAWAY INC DELCL A0846701082181SHSOLE 100BEST BUY INCCOM08651610187423007SHSOLE 2300700BOSTON SCIENTIFIC CORPCOM10113710745925868SHSOLE 2586800CELGENE CORPCOM151020104157213638SHSOLE 1363800CEPHEIDCOM15670R1072494380SHSOLE 438000CHAMBERS STR PPTYSCOM1578421053555448693SHSOLE 44869300CLEARBRIDGE ENERGY MLP FD INCOM18469210112362495280SHSOLE 49528000COCA COLA COCOM19121610064916010SHSOLE 1601000COLGATE PALMOLIVE COCOM1941621032002888SHSOLE 288800DELUXE CORPCOM2480191013024353SHSOLE 435300DISNEY WALT COCOM DISNEY2546871062982839SHSOLE 283900ENDO INTL PLCSHSG304011067087889SHSOLE 788900EXXON MOBIL CORPCOM30231G1024525323SHSOLE 532300FORESTAR GROUP INCCOM346233109134885458SHSOLE 8545800GENERAL ELECTRIC COCOM36960410325710276SHSOLE 1027600GENERAL MLS INCCOM37033410470812579SHSOLE 1257900HAWKINS INCCOM420261109108128182SHSOLE 2818200INTERNATIONAL BUSINESS MACHSCOM4592001012652980SHSOLE 298000ISHARES TRTIPS BD ETF4642871762522215SHSOLE 221500ISHARES TRIBOXX INV CP ETF4642872424874000SHSOLE 400000ISHARES TRRUS 1000 VAL ETF46428759816447159558SHSOLE 15955800ISHARES TRRUS 1000 GRW ETF46428761417576177681SHSOLE 17768100LPL FINL HLDGS INCCOM50212V10043710034SHSOLE 1003400MAXIMUS INCCOM5779331042123181SHSOLE 318100MEDTRONIC PLCSHSG5960L1035276749SHSOLE 674900MICROSOFT CORPCOM594918104185845704SHSOLE 4570400MOSAIC CO NEWCOM61945C103123526804SHSOLE 2680400PIPER JAFFRAY COSCOM7240781004187965SHSOLE 796500POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10536221235SHSOLE 2123500PROCTER & GAMBLE COCOM74271810991011105SHSOLE 1110500PROSHARES TRPSHS ULTSH 20YRS74347B2012516000SHSOLE 600000SPDR S&P 500 ETF TRTR UNIT78462F10340871197244SHSOLE 19724400SYSCO CORPCOM8718291072556755SHSOLE 675500TARGET CORPCOM87612E10612354143429SHSOLE 14342900ULTIMATE SOFTWARE GROUP INCCOM90385D1072461445SHSOLE 144500UNITED PARCEL SERVICE INCCL B9113121062272345SHSOLE 234500UNITEDHEALTH GROUP INCCOM91324P1026355371SHSOLE 537100