0001631507-18-000004.txt : 20181109
0001631507-18-000004.hdr.sgml : 20181109
20181109155418
ACCESSION NUMBER: 0001631507-18-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181109
DATE AS OF CHANGE: 20181109
EFFECTIVENESS DATE: 20181109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Leisure Capital Management
CENTRAL INDEX KEY: 0001631507
IRS NUMBER: 900019370
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16364
FILM NUMBER: 181172985
BUSINESS ADDRESS:
STREET 1: 650 TOWN CENTER DRIVE
STREET 2: SUITE 670
CITY: COSTA MESA
STATE: CA
ZIP: 92626
BUSINESS PHONE: 7143844050
MAIL ADDRESS:
STREET 1: 650 TOWN CENTER DRIVE
STREET 2: SUITE 670
CITY: COSTA MESA
STATE: CA
ZIP: 92626
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001631507
XXXXXXXX
09-30-2018
09-30-2018
Leisure Capital Management
650 TOWN CENTER DRIVE
SUITE 670
COSTA MESA
CA
92626
13F HOLDINGS REPORT
028-16364
N
Patrick Maxwell
Senior Analyst
7143844050
Patrick Maxwell
Costa Mesa
CA
11-09-2018
0
129
123288
false
INFORMATION TABLE
2
lcm-3q18.xml
ABBOTT LABS
COM
002824100
867
11822
SH
SOLE
537
0
11285
ABBVIE INC
COM
00287Y109
665
7036
SH
SOLE
355
0
6681
ACACIA RESH CORP
ACACIA TCH COM
003881307
104
32608
SH
SOLE
30499
0
2109
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
423
120940
SH
SOLE
113096
0
7844
ADOBE SYS INC
COM
00724F101
634
2348
SH
SOLE
137
0
2211
AERIE PHARMACEUTICALS INC
COM
00771V108
550
8941
SH
SOLE
8363
0
578
AEROCENTURY CORP
COM
007737109
713
45995
SH
SOLE
43026
0
2969
AK STL HLDG CORP
COM
001547108
232
47266
SH
SOLE
44197
0
3069
ALLSTATE CORP
COM
020002101
1623
16446
SH
SOLE
982
0
15464
ALPHABET INC
CAP STK CL A
02079K305
1481
1227
SH
SOLE
51
0
1176
ALPHABET INC
CAP STK CL C
02079K107
775
649
SH
SOLE
16
0
633
ALTRIA GROUP INC
COM
02209S103
562
9320
SH
SOLE
583
0
8737
AMAZON COM INC
COM
023135106
591
295
SH
SOLE
0
0
295
AMERCO
COM
023586100
609
1707
SH
SOLE
1594
0
113
AMERICAN EXPRESS CO
COM
025816109
1074
10083
SH
SOLE
750
0
9333
AMERIPRISE FINL INC
COM
03076C106
1110
7518
SH
SOLE
499
0
7019
ANDEAVOR
COM
03349M105
768
5000
SH
SOLE
0
0
5000
APPLE INC
COM
037833100
4338
19216
SH
SOLE
474
0
18742
AQUA METALS INC
COM
03837J101
446
172790
SH
SOLE
161613
0
11177
AT&T INC
COM
00206R102
744
22152
SH
SOLE
1352
0
20800
AUTONATION INC
COM
05329W102
549
13215
SH
SOLE
729
0
12486
BANK NEW YORK MELLON CORP
COM
064058100
513
10060
SH
SOLE
642
0
9418
BB&T CORP
COM
054937107
510
10510
SH
SOLE
647
0
9863
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
617
2880
SH
SOLE
0
0
2880
BLACKROCK INC
COM
09247X101
512
1086
SH
SOLE
66
0
1020
BOEING CO
COM
097023105
389
1047
SH
SOLE
0
0
1047
BRISTOL MYERS SQUIBB CO
COM
110122108
222
3575
SH
SOLE
355
0
3220
CAPITAL ONE FINL CORP
COM
14040H105
530
5586
SH
SOLE
350
0
5236
CARNIVAL CORP
UNIT 99/99/9999
143658300
746
11706
SH
SOLE
544
0
11162
CELGENE CORP
COM
151020104
860
9615
SH
SOLE
535
0
9080
CENTRUS ENERGY CORP
CL A
15643U104
112
41548
SH
SOLE
38853
0
2695
CHEVRON CORP NEW
COM
166764100
1185
9694
SH
SOLE
346
0
9348
CHIMERIX INC
COM
16934W106
108
27847
SH
SOLE
26000
0
1847
CISCO SYS INC
COM
17275R102
844
17342
SH
SOLE
777
0
16565
COLGATE PALMOLIVE CO
COM
194162103
424
6336
SH
SOLE
0
0
6336
COMMUNITY BK SYS INC
COM
203607106
580
9500
SH
SOLE
0
0
9500
CONOCOPHILLIPS
COM
20825C104
1529
19757
SH
SOLE
1126
0
18631
CONSUMER PORTFOLIO SVCS INC
COM
210502100
206
55689
SH
SOLE
51989
0
3700
CORELOGIC INC
COM
21871D103
611
12367
SH
SOLE
0
0
12367
COSTAR GROUP INC
COM
22160N109
659
1566
SH
SOLE
84
0
1482
COSTCO WHSL CORP NEW
COM
22160K105
1793
7634
SH
SOLE
321
0
7313
CVS HEALTH CORP
COM
126650100
851
10808
SH
SOLE
477
0
10331
CYNERGISTEK INC
COM
23258P105
71
18503
SH
SOLE
17282
0
1221
DARDEN RESTAURANTS INC
COM
237194105
727
6535
SH
SOLE
338
0
6197
DEERE & CO
COM
244199105
529
3521
SH
SOLE
234
0
3287
DISNEY WALT CO
COM DISNEY
254687106
593
5074
SH
SOLE
0
0
5074
DOMINION ENERGY INC
COM
25746U109
799
11374
SH
SOLE
497
0
10877
EDWARDS LIFESCIENCES CORP
COM
28176E108
699
4013
SH
SOLE
189
0
3824
ENDOCYTE INC
COM
29269A102
486
27391
SH
SOLE
25572
0
1819
ENERGOUS CORP
COM
29272C103
314
31035
SH
SOLE
28932
0
2103
EXXON MOBIL CORP
COM
30231G102
1429
16811
SH
SOLE
333
0
16478
FACEBOOK INC
CL A
30303M102
576
3501
SH
SOLE
195
0
3306
FEDEX CORP
COM
31428X106
560
2324
SH
SOLE
141
0
2183
FIRST AMERN FINL CORP
COM
31847R102
624
12100
SH
SOLE
0
0
12100
FORD MTR CO DEL
COM PAR $0.01
345370860
152
16446
SH
SOLE
4510
0
11936
FRIEDMAN INDS INC
COM
358435105
221
23481
SH
SOLE
21956
0
1525
GENERAL DYNAMICS CORP
COM
369550108
1433
6999
SH
SOLE
419
0
6580
GOLDMAN SACHS GROUP INC
COM
38141G104
680
3034
SH
SOLE
0
0
3034
GROUPON INC
COM
399473107
271
71989
SH
SOLE
67319
0
4670
HOME DEPOT INC
COM
437076102
2561
12362
SH
SOLE
556
0
11806
HONEYWELL INTL INC
COM
438516106
232
1393
SH
SOLE
0
0
1393
HORMEL FOODS CORP
COM
440452100
603
15296
SH
SOLE
927
0
14369
ILLINOIS TOOL WKS INC
COM
452308109
693
4909
SH
SOLE
252
0
4657
INTEL CORP
COM
458140100
826
17473
SH
SOLE
444
0
17029
INTERNATIONAL BUSINESS MACHS
COM
459200101
807
5334
SH
SOLE
227
0
5107
INTL PAPER CO
COM
460146103
562
11439
SH
SOLE
633
0
10806
INVESCO EXCH TRD SLF IDX FD
BULSHS 2019 CB
46138J304
847
40202
SH
SOLE
3402
0
36800
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
1017
48266
SH
SOLE
3655
0
44611
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
971
46826
SH
SOLE
4317
0
42509
INVESCO QQQ TR
UNIT SER 1
46090E103
316
1700
SH
SOLE
0
0
1700
ISHARES INC
MIN VOL GBL ETF
464286525
264
3000
SH
SOLE
0
0
3000
JOHNSON & JOHNSON
COM
478160104
2161
15638
SH
SOLE
571
0
15067
JPMORGAN CHASE & CO
COM
46625H100
2393
21205
SH
SOLE
1017
0
20188
JUNIPER NETWORKS INC
COM
48203R104
212
7073
SH
SOLE
599
0
6474
KIMBERLY CLARK CORP
COM
494368103
725
6384
SH
SOLE
282
0
6102
KINDER MORGAN INC DEL
COM
49456B101
610
34384
SH
SOLE
2010
0
32374
LOWES COS INC
COM
548661107
1101
9590
SH
SOLE
234
0
9356
MASCO CORP
COM
574599106
479
13092
SH
SOLE
868
0
12224
MERCK & CO INC
COM
58933Y105
1012
14267
SH
SOLE
534
0
13733
MICROSOFT CORP
COM
594918104
2384
20844
SH
SOLE
765
0
20079
MORGAN STANLEY
COM NEW
617446448
408
8762
SH
SOLE
512
0
8250
MOTOROLA SOLUTIONS INC
COM NEW
620076307
639
4909
SH
SOLE
289
0
4620
NEKTAR THERAPEUTICS
COM
640268108
283
4645
SH
SOLE
4344
0
301
NIKE INC
CL B
654106103
546
6439
SH
SOLE
0
0
6439
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
151
11693
PRN
SOLE
0
0
11693
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
2511
195138
PRN
SOLE
16656
0
178482
OCCIDENTAL PETE CORP DEL
COM
674599105
615
7484
SH
SOLE
456
0
7028
OHR PHARMACEUTICAL INC
COM NEW
67778H200
12
63360
SH
SOLE
59162
0
4198
ORACLE CORP
COM
68389X105
599
11614
SH
SOLE
624
0
10990
OVERSEAS SHIPHOLDING GROUP I
CL A NEW
69036R863
89
28211
SH
SOLE
25763
0
2448
PAYCHEX INC
COM
704326107
674
9150
SH
SOLE
489
0
8661
PEPSICO INC
COM
713448108
1460
13055
SH
SOLE
581
0
12474
PFIZER INC
COM
717081103
1270
28827
SH
SOLE
913
0
27914
PHILLIPS 66
COM
718546104
964
8550
SH
SOLE
323
0
8227
PIMCO ETF TR
INTER MUN BD ACT
72201R866
452
8600
SH
SOLE
0
0
8600
PPG INDS INC
COM
693506107
1054
9658
SH
SOLE
394
0
9264
PROCTER AND GAMBLE CO
COM
742718109
1554
18665
SH
SOLE
835
0
17830
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
618
11714
SH
SOLE
660
0
11054
PVH CORP
COM
693656100
605
4190
SH
SOLE
223
0
3967
QUALCOMM INC
COM
747525103
1960
27213
SH
SOLE
1117
0
26096
REPUBLIC SVCS INC
COM
760759100
665
9158
SH
SOLE
482
0
8676
RESONANT INC
COM
76118L102
207
51022
SH
SOLE
47721
0
3301
RITE AID CORP
COM
767754104
228
178152
SH
SOLE
166601
0
11551
ROYAL BK CDA MONTREAL QUE
COM
780087102
611
7625
SH
SOLE
432
0
7193
SABRA HEALTH CARE REIT INC
COM
78573L106
5486
237267
SH
SOLE
0
0
237267
SANGAMO THERAPEUTICS INC
COM
800677106
668
39410
SH
SOLE
36807
0
2603
SCHWAB CHARLES CORP NEW
COM
808513105
1728
35156
SH
SOLE
1416
0
33740
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2244
66929
SH
SOLE
3013
0
63916
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
2778
77912
SH
SOLE
7045
0
70867
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
4282
61555
SH
SOLE
3897
0
57658
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
7382
127632
SH
SOLE
8457
0
119175
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
1549
20340
SH
SOLE
787
0
19553
SOUTHWEST AIRLS CO
COM
844741108
657
10525
SH
SOLE
625
0
9900
SPDR S&P 500 ETF TR
TR UNIT
78462F103
881
3032
SH
SOLE
0
0
3032
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
3661
76771
SH
SOLE
2526
0
74245
SPDR SERIES TRUST
S&P REGL BKG
78464A698
525
8828
SH
SOLE
500
0
8328
STARBUCKS CORP
COM
855244109
724
12743
SH
SOLE
625
0
12118
SYSCO CORP
COM
871829107
663
9049
SH
SOLE
496
0
8553
UNITED CONTL HLDGS INC
COM
910047109
1203
13512
SH
SOLE
1263
0
12249
UNITED PARCEL SERVICE INC
CL B
911312106
1890
16189
SH
SOLE
728
0
15461
UNITED TECHNOLOGIES CORP
COM
913017109
1139
8147
SH
SOLE
396
0
7751
UNITEDHEALTH GROUP INC
COM
91324P102
704
2646
SH
SOLE
136
0
2510
US BANCORP DEL
COM NEW
902973304
205
3888
SH
SOLE
0
0
3888
VANGUARD MUN BD FD INC
TAX EXEMPT BD
922907746
451
8925
SH
SOLE
0
0
8925
VISA INC
COM CL A
92826C839
741
4937
SH
SOLE
250
0
4687
VOLITIONRX LTD
COM
928661107
188
72479
SH
SOLE
67767
0
4712
WELLS FARGO CO NEW
COM
949746101
697
13261
SH
SOLE
0
0
13261
WEYERHAEUSER CO
COM
962166104
645
20003
SH
SOLE
1693
0
18310
WYNN RESORTS LTD
COM
983134107
423
3328
SH
SOLE
3114
0
214