SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
de Chabert Ralph E

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2015
3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Chief Diversity Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units 05/01/2015 (1) Class B Common 348 (2) D
Restricted Stock Units 05/01/2016 (3) Class B Common 284 (2) D
Restricted Stock Units 05/01/2017 (4) Class B Common 119 (2) D
Restricted Stock Units 05/01/2018 (5) Class B Common 143 (2) D
Stock Appreciation Right 05/01/2012 04/30/2019 Class B Common 1,180 $27.05 D
Stock Appreciation Right 05/01/2011 04/30/2018 Class B Common 2,878 $35.51 D
Stock Appreciation Right 05/01/2014 04/30/2021 Class B Common 1,717 $46.4 D
Stock Appreciation Right 05/01/2016 04/30/2023 Class B Common 577 $72.42 D
Stock Appreciation Right 05/01/2017 04/30/2024 Class B Common 667 $91.97 D
Explanation of Responses:
1. The restricted stock units vest May 1, 2015.
2. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
3. The restricted stock units vest May 1, 2016.
4. The restricted stock units vest May 1, 2017.
5. The restricted stock units vest May1, 2018.
Remarks:
Exhibit 24 - Ralph de Chabert Power of Attorney.
Kelly A. Bowen, Attorney in Fact for Ralph E. de Chabert 02/10/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.