SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hinrichs Thomas

(Last) (First) (Middle)
850 DIXIE HIGHWAY

(Street)
LOUISVILLE KY 40210

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2015
3. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BF'B ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres. Eur.N.Asia/ANZSEA
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common 27 D
Class B Common 1,006 D
Class A Common 2.0008 I DRIP
Class B Common 0.4365 I DRIP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right 05/01/2012 04/30/2019 Class B Common 3,378 $27.05 D
Stock Appreciation Right 05/01/2010 04/30/2017 Class B Common 2,887 $33.76 D
Stock Appreciation Right 05/01/2009 04/30/2016 Class B Common 2,256 $34.95 D
Stock Appreciation Right 05/01/2011 04/30/2018 Class B Common 3,032 $35.51 D
Stock Appreciation Right 05/01/2013 04/30/2020 Class B Common 2,553 $38.43 D
Stock Appreciation Right 05/01/2014 04/30/2021 Class B Common 4,830 $46.4 D
Stock Appreciation Right 05/01/2015 04/30/2022 Class B Common 5,676 $58.7 D
Stock Appreciation Right 05/01/2016 04/30/2023 Class B Common 4,371 $72.42 D
Stock Appreciation Right 05/01/2017 04/30/2024 Class B Common 3,458 $91.97 D
Explanation of Responses:
Remarks:
Exhibit 24 - Thomas Hinrichs Power of Attorney.
Kelly A. Bowen, Attorney in Fact for Thomas Hinrichs 02/10/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.