0001104659-20-020437.txt : 20200214
0001104659-20-020437.hdr.sgml : 20200214
20200213204925
ACCESSION NUMBER: 0001104659-20-020437
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sofinnova Investments, Inc.
CENTRAL INDEX KEY: 0001631134
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18774
FILM NUMBER: 20613178
BUSINESS ADDRESS:
STREET 1: 3000 Sand Hill Road
STREET 2: BUILDING 4-SUITE 250
CITY: Menlo Park
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650.681.8428
MAIL ADDRESS:
STREET 1: 3000 Sand Hill Road
STREET 2: BUILDING 4-SUITE 250
CITY: Menlo Park
STATE: CA
ZIP: 94025
FORMER COMPANY:
FORMER CONFORMED NAME: Sofinnova Ventures Inc
DATE OF NAME CHANGE: 20150120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001631134
XXXXXXXX
12-31-2019
12-31-2019
false
Sofinnova Investments, Inc.
3000 Sand Hill Road
Building 4-Suite 250
Menlo Park
CA
94025
13F HOLDINGS REPORT
028-18774
Y
Sofinnova Investments, Inc. is filing this Form 13F on behalf of itself and the general partner entities of the investment funds for which it serves as the investment adviser, Sofinnova Management VII, L.L.C., Sofinnova Management VIII, L.L.C., Sofinnova Management IX, L.L.C., Sofinnova Management X, L.L.C., and Sofinnova BioEquities GP LLC.
Nathalie Auber
Attorney-in-Fact
650-681-8428
/s/ Nathalie Auber
Menlo Park
CA
02-13-2020
2
135
1387368
1
0001536054
028-14917
Crestline Management, LP
2
0001753711
Blackstone Alternative Asset Management L.P.
INFORMATION TABLE
2
infotable.xml
Aclaris Therapeutics
COMM
00461U105
3613
1911573
SH
SOLE
1911573
0
0
Amarin
ADR
023111206
111666
5208305
SH
SOLE
5208305
0
0
Apellis Pharmaceuticals, Inc
COMM
03753U106
1518
49580
SH
SOLE
49580
0
0
Ascendis Pharma A/S
ADR
04351P101
154406
1109874
SH
SOLE
1109874
0
0
Chiasma
COMM
16706W102
8086
1630221
SH
SOLE
1630221
0
0
Coherus BioSciences
COMM
19249H103
34808
1933221
SH
SOLE
1933221
0
0
Entasis Therapeutics Holdings Inc.
COMM
293614103
5865
1180178
SH
SOLE
1180178
0
0
Galera Therapeutics, Inc
COMM
36338D108
40582
3083712
SH
SOLE
3083712
0
0
Iterum Therapeutics
COMM
G6333L101
7769
1726514
SH
SOLE
1726514
0
0
Karuna Therapeutics, Inc.
COMM
48576A100
142061
1885602
SH
SOLE
1885602
0
0
Kiniksa Pharmaceuticals, Ltd
COMM CL A
G5269C101
10205
922700
SH
SOLE
922700
0
0
Merus N.V.
COMM
N5749R100
27611
1961039
SH
SOLE
1961039
0
0
Natera
COMM
632307104
104458
3100560
SH
SOLE
3100560
0
0
Nextcure, Inc
COMM
65343E108
150506
2671856
SH
SOLE
2671856
0
0
Nucana Biomed Ltd
ADR
67022C106
13827
2266666
SH
SOLE
2266666
0
0
Nucana Biomed Ltd
Ordinary Shares
GB00BYWYV
14640
2400000
SH
SOLE
2400000
0
0
ObsEva SA
COMM
H5861P103
18144
4749623
SH
SOLE
4749623
0
0
PDS Biotechnology Corporation
COMM
70465T107
378
142635
SH
SOLE
142635
0
0
Principia Biopharma
COMM
74257L108
77637
1417258
SH
SOLE
1417258
0
0
Synlogic Inc.
COMM
87166L100
1483
574972
SH
SOLE
574972
0
0
Y-mAbs Therapeutics, Inc
COMM
984241109
68571
2194278
SH
SOLE
2194278
0
0
Acceleron Pharma Inc
COMM
00434H108
2261
42653
SH
SOLE
42653
0
0
Alexion Pharmaceuticals Inc
COMM
015351909
2358
21800
SH
Call
SOLE
21800
0
0
Alnylam Pharmaceuticals Inc
COMM
02043Q907
3351
29100
SH
Call
SOLE
29100
0
0
Amicus Therapeutics Inc
COMM
03152W109
1755
180187
SH
SOLE
180187
0
0
Applied Therapeutics Inc
COMM
03828A101
1069
39197
SH
SOLE
39197
0
0
ArQule Inc
COMM
04269E107
2243
112392
SH
SOLE
112392
0
0
BioCryst Pharmaceuticals Inc
COMM
09058V103
2644
766366
SH
SOLE
766366
0
0
Biogen Inc
COMM
09062X103
5482
18476
SH
SOLE
18476
0
0
Biomarin Pharmaceutical Inc
COMM
09061G101
10877
128647
SH
SOLE
128647
0
0
Calithera Biosciences Inc
COMM
13089P101
2422
424119
SH
SOLE
424119
0
0
ChemoCentryx Inc
COMM
16383L106
4327
109417
SH
SOLE
109417
0
0
Dermira Inc
COMM
24983L104
2397
158082
SH
SOLE
158082
0
0
Dicerna Pharmaceuticals Inc
COMM
253031108
1018
46230
SH
SOLE
46230
0
0
Fate Therapeutics Inc
COMM
31189P102
3614
184653
SH
SOLE
184653
0
0
Foamix Pharmaceuticals Ltd
COMM
M46135105
1132
339996
SH
SOLE
339996
0
0
Forty Seven Inc
COMM
34983P104
1587
40315
SH
SOLE
40315
0
0
Halozyme Therapeutics Inc
COMM
40637H109
373
21030
SH
SOLE
21030
0
0
Heron Therapeutics Inc
COMM
427746102
345
14678
SH
SOLE
14678
0
0
Homology Medicines Inc
COMM
438083107
389
18813
SH
SOLE
18813
0
0
Kadmon Holdings Inc
COMM
48283N106
3125
689783
SH
SOLE
689783
0
0
Kala Pharmaceuticals Inc
COMM
483119103
713
193230
SH
SOLE
193230
0
0
MacroGenics Inc
COMM
556099109
3713
341279
SH
SOLE
341279
0
0
Medicines Co
COMM
584688955
2718
32000
SH
Put
SOLE
32000
0
0
Merck & Co Inc
COMM
58933Y105
6351
69834
SH
SOLE
69834
0
0
Mirati Therapeutics Inc
COMM
60468T105
4047
31408
SH
SOLE
31408
0
0
MyoKardia Inc
COMM
62857M105
4149
56927
SH
SOLE
56927
0
0
Orchard Therapeutics PLC
ADR
68570P101
1182
85987
SH
SOLE
85987
0
0
Otonomy Inc
COMM
68906L105
1792
467940
SH
SOLE
467940
0
0
PTC Therapeutics Inc
COMM
69366J200
7220
150333
SH
SOLE
150333
0
0
Regeneron Pharmaceuticals Inc
COMM
75886F107
5454
14526
SH
SOLE
14526
0
0
Rhythm Pharmaceuticals Inc
COMM
76243J105
143
6232
SH
SOLE
6232
0
0
Sarepta Therapeutics Inc
COMM
803607100
3287
25473
SH
SOLE
25473
0
0
Seattle Genetics Inc
COMM
812578102
1662
14550
SH
SOLE
14550
0
0
TG Therapeutics Inc
COMM
88322Q108
2603
234474
SH
SOLE
234474
0
0
United Therapeutics Corp
COMM
91307C102
4831
54844
SH
SOLE
54844
0
0
Vertex Pharmaceuticals Inc
COMM
92532F100
8839
40370
SH
SOLE
40370
0
0
XBiotech Inc
COMM
98400H102
1307
70030
SH
SOLE
70030
0
0
Zymeworks Inc
COMM
98985W102
1420
31245
SH
SOLE
31245
0
0
Acceleron Pharma Inc
COMM
00434H108
1366
25756
SH
OTR
1
25756
0
0
Alexion Pharmaceuticals Inc
COMM
015351909
1428
13200
SH
Call
OTR
1
13200
0
0
Alnylam Pharmaceuticals Inc
COMM
02043Q907
2027
17600
SH
Call
OTR
1
17600
0
0
Amicus Therapeutics Inc
COMM
03152W109
1062
109001
SH
OTR
1
109001
0
0
Applied Therapeutics Inc
COMM
03828A101
646
23688
SH
OTR
1
23688
0
0
ArQule Inc
COMM
04269E107
1355
67867
SH
OTR
1
67867
0
0
BioCryst Pharmaceuticals Inc
COMM
09058V103
1600
463893
SH
OTR
1
463893
0
0
Biogen Inc
COMM
09062X103
3322
11197
SH
OTR
1
11197
0
0
Biomarin Pharmaceutical Inc
COMM
09061G101
6573
77746
SH
OTR
1
77746
0
0
Calithera Biosciences Inc
COMM
13089P101
1464
256310
SH
OTR
1
256310
0
0
ChemoCentryx Inc
COMM
16383L106
2632
66558
SH
OTR
1
66558
0
0
Dermira Inc
COMM
24983L104
1453
95819
SH
OTR
1
95819
0
0
Dicerna Pharmaceuticals Inc
COMM
253031108
618
28051
SH
OTR
1
28051
0
0
Fate Therapeutics Inc
COMM
31189P102
2184
111592
SH
OTR
1
111592
0
0
Foamix Pharmaceuticals Ltd
COMM
M46135105
690
207250
SH
OTR
1
207250
0
0
Forty Seven Inc
COMM
34983P104
958
24345
SH
OTR
1
24345
0
0
Halozyme Therapeutics Inc
COMM
40637H109
226
12766
SH
OTR
1
12766
0
0
Heron Therapeutics Inc
COMM
427746102
209
8891
SH
OTR
1
8891
0
0
Homology Medicines Inc
COMM
438083107
237
11473
SH
OTR
1
11473
0
0
Kadmon Holdings Inc
COMM
48283N106
1888
416800
SH
OTR
1
416800
0
0
Kala Pharmaceuticals Inc
COMM
483119103
431
116775
SH
OTR
1
116775
0
0
MacroGenics Inc
COMM
556099109
2244
206247
SH
OTR
1
206247
0
0
Medicines Co
COMM
584688955
1648
19400
SH
Put
OTR
1
19400
0
0
Merck & Co Inc
COMM
58933Y105
3839
42212
SH
OTR
1
42212
0
0
Mirati Therapeutics Inc
COMM
60468T105
2453
19037
SH
OTR
1
19037
0
0
MyoKardia Inc
COMM
62857M105
2512
34463
SH
OTR
1
34463
0
0
Orchard Therapeutics PLC
ADR
68570P101
689
50089
SH
OTR
1
50089
0
0
Otonomy Inc
COMM
68906L105
1087
283853
SH
OTR
1
283853
0
0
PTC Therapeutics Inc
COMM
69366J200
4364
90851
SH
OTR
1
90851
0
0
Regeneron Pharmaceuticals Inc
COMM
75886F107
3294
8774
SH
OTR
1
8774
0
0
Rhythm Pharmaceuticals Inc
COMM
76243J105
87
3802
SH
OTR
1
3802
0
0
Sarepta Therapeutics Inc
COMM
803607100
1985
15382
SH
OTR
1
15382
0
0
Seattle Genetics Inc
COMM
812578102
1005
8800
SH
OTR
1
8800
0
0
TG Therapeutics Inc
COMM
88322Q108
1577
142084
SH
OTR
1
142084
0
0
United Therapeutics Corp
COMM
91307C102
2919
33144
SH
OTR
1
33144
0
0
Vertex Pharmaceuticals Inc
COMM
92532F100
5338
24378
SH
OTR
1
24378
0
0
XBiotech Inc
COMM
98400H102
791
42376
SH
OTR
1
42376
0
0
Zymeworks Inc
COMM
98985W102
861
18939
SH
OTR
1
18939
0
0
Acceleron Pharma Inc
COMM
00434H108
4169
78623
SH
OTR
2
78623
0
0
Alexion Pharmaceuticals Inc
COMM
015351909
4326
40000
SH
Call
OTR
2
40000
0
0
Alnylam Pharmaceuticals Inc
COMM
02043Q907
6139
53300
SH
Call
OTR
2
53300
0
0
Amicus Therapeutics Inc
COMM
03152W109
1813
186142
SH
OTR
2
186142
0
0
Applied Therapeutics Inc
COMM
03828A101
1963
71940
SH
OTR
2
71940
0
0
ArQule Inc
COMM
04269E107
4136
207210
SH
OTR
2
207210
0
0
BioCryst Pharmaceuticals Inc
COMM
09058V103
3177
920905
SH
OTR
2
920905
0
0
Biogen Inc
COMM
09062X103
10100
34038
SH
OTR
2
34038
0
0
Biomarin Pharmaceutical Inc
COMM
09061G101
19910
235479
SH
OTR
2
235479
0
0
Calithera Biosciences Inc
COMM
13089P101
4445
778392
SH
OTR
2
778392
0
0
ChemoCentryx Inc
COMM
16383L106
7948
200969
SH
OTR
2
200969
0
0
Dermira Inc
COMM
24983L104
4420
291565
SH
OTR
2
291565
0
0
Dicerna Pharmaceuticals Inc
COMM
253031108
1878
85231
SH
OTR
2
85231
0
0
Fate Therapeutics Inc
COMM
31189P102
6632
338898
SH
OTR
2
338898
0
0
Foamix Pharmaceuticals Ltd
COMM
M46135105
2048
614930
SH
OTR
2
614930
0
0
Forty Seven Inc
COMM
34983P104
2913
73983
SH
OTR
2
73983
0
0
Halozyme Therapeutics Inc
COMM
40637H109
686
38685
SH
OTR
2
38685
0
0
Heron Therapeutics Inc
COMM
427746102
633
26931
SH
OTR
2
26931
0
0
Homology Medicines Inc
COMM
438083107
706
34111
SH
OTR
2
34111
0
0
Kadmon Holdings Inc
COMM
48283N106
5719
1262375
SH
OTR
2
1262375
0
0
Kala Pharmaceuticals Inc
COMM
483119103
1309
354636
SH
OTR
2
354636
0
0
MacroGenics Inc
COMM
556099109
6815
626356
SH
OTR
2
626356
0
0
Medicines Co
COMM
584688955
4977
58600
SH
Put
OTR
2
58600
0
0
Merck & Co Inc
COMM
58933Y105
11711
128760
SH
OTR
2
128760
0
0
Mirati Therapeutics Inc
COMM
60468T105
7466
57938
SH
OTR
2
57938
0
0
MyoKardia Inc
COMM
62857M105
7615
104481
SH
OTR
2
104481
0
0
Orchard Therapeutics PLC
ADR
68570P101
2026
147330
SH
OTR
2
147330
0
0
Otonomy Inc
COMM
68906L105
2925
763836
SH
OTR
2
763836
0
0
PTC Therapeutics Inc
COMM
69366J200
13252
275908
SH
OTR
2
275908
0
0
Regeneron Pharmaceuticals Inc
COMM
75886F107
10058
26786
SH
OTR
2
26786
0
0
Rhythm Pharmaceuticals Inc
COMM
76243J105
259
11285
SH
OTR
2
11285
0
0
Sarepta Therapeutics Inc
COMM
803607100
6060
46963
SH
OTR
2
46963
0
0
Seattle Genetics Inc
COMM
812578102
3045
26650
SH
OTR
2
26650
0
0
TG Therapeutics Inc
COMM
88322Q108
4826
434734
SH
OTR
2
434734
0
0
United Therapeutics Corp
COMM
91307C102
8866
100657
SH
OTR
2
100657
0
0
Vertex Pharmaceuticals Inc
COMM
92532F100
16293
74416
SH
OTR
2
74416
0
0
XBiotech Inc
COMM
98400H102
2400
128589
SH
OTR
2
128589
0
0
Zymeworks Inc
COMM
98985W102
2608
57368
SH
OTR
2
57368
0
0