0001213900-20-032229.txt : 20201020 0001213900-20-032229.hdr.sgml : 20201020 20201020100523 ACCESSION NUMBER: 0001213900-20-032229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201020 DATE AS OF CHANGE: 20201020 EFFECTIVENESS DATE: 20201020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Newfound Research LLC CENTRAL INDEX KEY: 0001630806 IRS NUMBER: 263296223 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17093 FILM NUMBER: 201247557 BUSINESS ADDRESS: STREET 1: 380 WASHINGTON STREET, 2ND FLOOR CITY: WELLESLEY HILLS STATE: MA ZIP: 02481 BUSINESS PHONE: 617-531-9773 MAIL ADDRESS: STREET 1: 380 WASHINGTON STREET, 2ND FLOOR CITY: WELLESLEY HILLS STATE: MA ZIP: 02481 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001630806 XXXXXXXX 09-30-2020 09-30-2020 false Newfound Research LLC

380 Washington Street, 2nd Floor Wellesley Hills MA 02481

13F HOLDINGS REPORT 028-17093 N Thomas B. Rosedale 617-531-9773 /s/ Thomas B. Rosedale Wellesley MA 10-19-2020 4 110 34997 1 0001256731 028-17094 Rosedale Thomas B. 2 0001630803 028-17095 Hoffstein Corey 3 0001664645 028-17097 Sand Hill Cove Management LLC 4 0001630807 028-17098 Newfound Holdings, LLC INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC COM 00507V109 32 392 SH OTR 1, 2, 3, 4 392 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 38 78 SH OTR 1, 2, 3, 4 78 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 32 320 SH OTR 1, 2, 3, 4 320 0 0 AIR PRODS & CHEMS INC COM 009158106 36 121 SH OTR 1, 2, 3, 4 121 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 29 261 SH OTR 1, 2, 3, 4 261 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 31 210 SH OTR 1, 2, 3, 4 210 0 0 ALPHABET INC CAP STK CL A 02079K305 32 22 SH OTR 1, 2, 3, 4 22 0 0 AMAZON COM INC COM 023135106 41 13 SH OTR 1, 2, 3, 4 13 0 0 ANSYS INC COM 03662Q105 38 117 SH OTR 1, 2, 3, 4 117 0 0 ARISTA NETWORKS INC COM 040413106 27 131 SH OTR 1, 2, 3, 4 131 0 0 BAXTER INTL INC COM 071813109 26 328 SH OTR 1, 2, 3, 4 328 0 0 BIO RAD LABS INC CL A 090572207 34 65 SH OTR 1, 2, 3, 4 65 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 21 277 SH OTR 1, 2, 3, 4 277 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 33 252 SH OTR 1, 2, 3, 4 252 0 0 BROWN FORMAN CORP CL B 115637209 30 398 SH OTR 1, 2, 3, 4 398 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 38 356 SH OTR 1, 2, 3, 4 356 0 0 CERNER CORP COM 156782104 27 380 SH OTR 1, 2, 3, 4 380 0 0 CHURCH & DWIGHT INC COM 171340102 35 374 SH OTR 1, 2, 3, 4 374 0 0 CITRIX SYS INC COM 177376100 23 170 SH OTR 1, 2, 3, 4 170 0 0 CLOROX CO DEL COM 189054109 29 140 SH OTR 1, 2, 3, 4 140 0 0 COLGATE PALMOLIVE CO COM 194162103 28 361 SH OTR 1, 2, 3, 4 361 0 0 COPART INC COM 217204106 34 324 SH OTR 1, 2, 3, 4 324 0 0 COSTCO WHSL CORP NEW COM 22160K105 28 78 SH OTR 1, 2, 3, 4 78 0 0 COSTAR GROUP INC COM 22160N109 36 43 SH OTR 1, 2, 3, 4 43 0 0 DANAHER CORPORATION COM 235851102 37 173 SH OTR 1, 2, 3, 4 173 0 0 DATADOG INC CL A COM 23804L103 55 539 SH OTR 1, 2, 3, 4 539 0 0 DEXCOM INC COM 252131107 34 83 SH OTR 1, 2, 3, 4 83 0 0 DOCUSIGN INC COM 256163106 53 244 SH OTR 1, 2, 3, 4 244 0 0 DOLLAR GEN CORP NEW COM 256677105 30 143 SH OTR 1, 2, 3, 4 143 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 34 430 SH OTR 1, 2, 3, 4 430 0 0 ELECTRONIC ARTS INC COM 285512109 31 239 SH OTR 1, 2, 3, 4 239 0 0 EPAM SYS INC COM 29414B104 40 125 SH OTR 1, 2, 3, 4 125 0 0 EXPEDITORS INTL WASH INC COM 302130109 29 325 SH OTR 1, 2, 3, 4 325 0 0 FACEBOOKC INC CL A 30303M102 40 153 SH OTR 1, 2, 3, 4 153 0 0 FASTENAL CO COM 311900104 35 776 SH OTR 1, 2, 3, 4 776 0 0 HENRY JACK & ASSOC INC COM 426281101 24 149 SH OTR 1, 2, 3, 4 149 0 0 HORMEL FOODS CORP COM 440452100 26 528 SH OTR 1, 2, 3, 4 528 0 0 IDEX CORP COM 45167R104 31 172 SH OTR 1, 2, 3, 4 172 0 0 IDEXX LABS INC COM 45168D104 38 96 SH OTR 1, 2, 3, 4 96 0 0 ILLUMINA INC COM 452327109 31 101 SH OTR 1, 2, 3, 4 101 0 0 INCYTE CORP COM 45337C102 29 320 SH OTR 1, 2, 3, 4 320 0 0 INSULET CORP COM 45784P101 32 134 SH OTR 1, 2, 3, 4 134 0 0 INTUIT COM 461202103 35 106 SH OTR 1, 2, 3, 4 106 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 35 49 SH OTR 1, 2, 3, 4 49 0 0 JOHNSON & JOHNSON COM 478160104 28 186 SH OTR 1, 2, 3, 4 186 0 0 KIMBERLY CLARK CORP COM 494368103 28 190 SH OTR 1, 2, 3, 4 190 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 28 198 SH OTR 1, 2, 3, 4 198 0 0 LULULEMON ATHLETICA INC COM 550021109 47 144 SH OTR 1, 2, 3, 4 144 0 0 MASTERCARD INCORPORATED CL A 57636Q104 34 100 SH OTR 1, 2, 3, 4 100 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 34 509 SH OTR 1, 2, 3, 4 509 0 0 MAERCK & CO. INC COM 58933Y105 26 313 SH OTR 1, 2, 3, 4 313 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 33 34 SH OTR 1, 2, 3, 4 34 0 0 MICROSOFT CORP COM 594918104 32 151 SH OTR 1, 2, 3, 4 151 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 36 443 SH OTR 1, 2, 3, 4 443 0 0 NETFLIX INC COM 64110L106 31 62 SH OTR 1, 2, 3, 4 62 0 0 NIKE INC CL B 654106103 32 256 SH OTR 1, 2, 3, 4 256 0 0 NVIDIA CORPORATION COM 67066G104 49 91 SH OTR 1, 2, 3, 4 91 0 0 OKTA INC CL A 679295105 38 180 SH OTR 1, 2, 3, 4 180 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 37 206 SH OTR 1, 2, 3, 4 206 0 0 PROCTER AND GAMBLE CO COM 742718109 29 210 SH OTR 1, 2, 3, 4 210 0 0 REGENERON PHARMACEUTICALS COM 75886F107 28 50 SH OTR 1, 2, 3, 4 50 0 0 RESMED INC COM 761152107 29 169 SH OTR 1, 2, 3, 4 169 0 0 ROLLINS INC COM 775711104 35 638 SH OTR 1, 2, 3, 4 638 0 0 SALESFORCE COM INC COM 79466L302 43 171 SH OTR 1, 2, 3, 4, 171 0 0 SEATTLE GENETICS INC COM 812578102 34 174 SH OTR 1, 2, 3, 4 174 0 0 SERVICENOW INC COM 81762P102 38 79 SH OTR 1, 2, 3, 4 79 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 41 283 SH OTR 1, 2, 3, 4 283 0 0 SYNOPSYS INC COM 871607107 39 183 SH OTR 1, 2, 3, 4 183 0 0 TEXAS INSTRS INC COM 882508104 34 237 SH OTR 1, 2, 3, 4 237 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 36 82 SH OTR 1, 2, 3, 4 82 0 0 TIFFANY & CO NEW COM 886547108 21 185 SH OTR 1, 2, 3, 4 185 0 0 TWILIO INC CL A 90138F102 52 209 SH OTR 1, 2, 3, 4 209 0 0 TYLER TECHNOLOGIES INC COM 902252105 26 75 SH OTR 1, 2, 3, 4 75 0 0 VEEVA SYS INC CL A COM 922475108 41 147 SH OTR 1, 2, 3, 4 147 0 0 VERISIGN INC COM 92343E102 28 135 SH OTR 1, 2, 3, 4 135 0 0 VERISK ANALYTICS INC COM 92345Y106 30 160 SH OTR 1, 2, 3, 4 160 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 29 105 SH OTR 1, 2, 3, 4 105 0 0 VISA INC COM CL A 92826C839 31 153 SH OTR 1, 2, 3, 4 153 0 0 WASTE CONNECTIONS INC COM 94106B101 29 279 SH OTR 1, 2, 3, 4 279 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 43 157 SH OTR 1, 2, 3, 4 157 0 0 XILINX INC COM 983919101 34 322 SH OTR 1, 2, 3, 4 322 0 0 YUM BRANDS INC COM 98850P109 33 625 SH OTR 1, 2, 3, 4 625 0 0 ZOETIS INC CL A 98978V103 34 204 SH OTR 1, 2, 3, 4 204 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 47 101 SH OTR 1, 2, 3, 4 101 0 0 ACCENTURE PLC IRELANCE SHS CLASS A g1151C101 35 154 SH OTR 1, 2, 3, 4 154 0 0 STERIS PLC SHS USD G8473T100 26 148 SH OTR 1, 2, 3, 4 148 0 0 GARMIN LTD SHS H2906T109 33 347 SH OTR 1, 2, 3, 4 347 0 0 FIDELITY COVINGTON TRUST MSCI CONSM DIS 316092204 1125 18138 SH OTR 1, 2, 3, 4 18138 0 0 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 1087 28480 SH OTR 1, 2, 3, 4 28480 0 0 FIDELITY COVINGTON TRUST MSCI ENERGY IDX 316092402 289 36585 SH OTR 1, 2, 3, 4 36585 0 0 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 1123 33205 SH OTR 1, 2, 3, 4 33205 0 0 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 1129 21463 SH OTR 1, 2, 3, 4 21463 0 0 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 1106 27551 SH OTR 1, 2, 3, 4 27551 0 0 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 1126 12236 SH OTR 1, 2, 3, 4 12236 0 0 FIDELITY COVINGTON TRUST MOMENTUM FACTR 316092816 734 18202 SH OTR 1, 2, 3, 4 18202 0 0 FIDELITY COVINGTON TRUST MSCI COMMTN SVC 316092873 1089 28218 SH OTR 1, 2, 3, 4 28218 0 0 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 1104 32129 SH OTR 1, 2, 3, 4 32129 0 0 INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM 46138E339 735 14709 SH OTR 1, 2, 3, 4 14709 0 0 ISHARES TR MSCI USA MMENTM 46432F396 734 4979 SH OTR 1, 2, 3, 4 4979 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2915 8703 SH OTR 1, 2, 3, 4 8703 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 2049 32189 SH OTR 1, 2, 3, 4 32189 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2098 19886 SH OTR 1, 2, 3, 4 19886 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2020 31511 SH OTR 1, 2, 3, 4 31511 0 0 SELECT SECTOR SPDR TR SBI CONS DISC 81369Y407 2089 14213 SH OTR 1, 2, 3, 4 14213 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 538 17970 SH OTR 1, 2, 3, 4 17970 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2087 86719 SH OTR 1, 2, 3, 4 86719 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2044 26553 SH OTR 1, 2, 3, 4 26553 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2092 17923 SH OTR 1, 2, 3, 4 17923 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2020 34015 SH OTR 1, 2, 3, 4 34015 0 0 VANGUARD WELLINGTON FD US MOMENTUM 921935508 735 7735 SH OTR 1, 2, 3, 4 7735 0 0