SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Brophy Thomas E

(Last) (First) (Middle)
C/O CUR MEDIA, INC.
2217 NEW LONDON TURNPIKE

(Street)
SOUTH GLASTONBURY CT 06073

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/31/2014
3. Issuer Name and Ticker or Trading Symbol
CUR MEDIA, INC. [ CURM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
President, CEO, interim CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,662,273 D
Common Stock 1,601,376 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Statutory Stock Options 01/28/2014 04/01/2022 Common Stock 127,389(2) $0.04 D
Non-Statutory Stock Options 01/28/2014 10/01/2022 Common Stock 191,083(2) $0.04 D
Non-Statutory Stock Options 01/28/2014 12/31/2022 Common Stock 50,956(2) $0.04 D
Non-Statutory Stock Options 01/28/2014 02/02/2019 Common Stock 50,149(3) $0.08 I See footnote(3)
Restricted Stock Awards 01/28/2014 10/17/2021 Common Stock 127,389(4) $0 I See footnote(4)
Non-Statutory Stock Options 03/11/2018 03/11/2024 Common Stock 400,000(5) $1 D
Explanation of Responses:
1. These shares of Common Stock are held by The Thomas E. Brophy 2004 Grantor Retained Annuity Trust Dated 3/2/2004 (the "Brophy Trust"). Karen P. Brophy, the Reporting Peron's spouse, is Trustee of the Brophy Trust and has sole voting and investment power over the shares owned thereby.
2. These Non-Statutory Stock Options were granted to the Reporting Person on January 28, 2014, under the Issuer's 2014 Equity Incentive Plan (the "Plan"). All of these options are currently vested.
3. These Non-Statutory Stock Options were granted to the Brophy Trust on January 28, 2014, under the Plan. All 50,149 options are currently vested.
4. These Restricted Stock Awards were issued to the Brophy Trust on January 28, 2014, under the Plan. All 127,389 shares of restricted stock are currently vested.
5. These Non-Statutory Stock Options were granted to the Reporting Person on March 11, 2014, under the Plan. These options will vest (a) as to 100,000 of the underlying shares, on March 11, 2015, and (b) as to 300,000 of the underlying shares, ratably on a monthly basis over a 3.2-year period.
/s/ Thomas Brophy 01/12/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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