0001628896-21-000002.txt : 20210217
0001628896-21-000002.hdr.sgml : 20210217
20210216173523
ACCESSION NUMBER: 0001628896-21-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Advantage, Inc.
CENTRAL INDEX KEY: 0001628896
IRS NUMBER: 943307876
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16928
FILM NUMBER: 21641263
BUSINESS ADDRESS:
STREET 1: 3470 MT. DIABLO BLVD., SUITE A215
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
BUSINESS PHONE: 9252991500
MAIL ADDRESS:
STREET 1: 3470 MT. DIABLO BLVD., SUITE A215
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001628896
XXXXXXXX
12-31-2020
12-31-2020
Capital Advantage, Inc.
3470 MT. DIABLO BLVD., SUITE A215
LAFAYETTE
CA
94549
13F HOLDINGS REPORT
028-16928
N
Dawnalizabeth Henke
Chief Compliance & Operating Officer
925-299-1500
Dawnalizabeth Henke
Lafayette
CA
02-16-2021
0
106
335538
false
INFORMATION TABLE
2
capadvantage4q20.xml
3M Co
COM
88579Y101
367
2137
SH
SOLE
0
0
2137
Abbott Laboratories
COM
002824100
481
4353
SH
SOLE
0
0
4353
Alexion Pharma Inc
COM
015351109
372
2362
SH
SOLE
0
0
2362
Alibaba Group Hldg Adr
SPONSORED ADS
01609W102
266
1106
SH
SOLE
0
0
1106
Alphabet Inc A
CAP STK CL A
02079K305
604
347
SH
SOLE
0
0
347
Alphabet Inc C
CAP STK CL C
02079K107
435
250
SH
SOLE
0
0
250
Amazon. com Inc
COM
023135106
1957
608
SH
SOLE
0
0
608
Amgen
COM
031162100
611
2681
SH
SOLE
0
0
2681
Antares Pharma Inc
COM
036642106
61
16000
SH
SOLE
0
0
16000
Apple Inc
COM
037833100
10507
80203
SH
SOLE
0
0
80203
AT&T Inc
COM
00206R102
766
26165
SH
SOLE
0
0
26165
Auto Data Processing
COM
053015103
580
3441
SH
SOLE
0
0
3441
Autoliv Inc
COM
052800109
771
8298
SH
SOLE
0
0
8298
Bank of America Corp
COM
060505104
266
8775
SH
SOLE
0
0
8775
Bank of Marin
COM
063425102
225
6380
SH
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0
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Berkshire Hathaway Inc B
CL B NEW
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2260
9935
SH
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BlackRock Ultra Short Term Bond ETF
BLACKROCK ULTRA
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15803
312804
SH
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Boeing Co
COM
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284
1342
SH
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Calavo Growers Inc
COM
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451
6250
SH
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Caterpillar Inc
COM
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265
1441
SH
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Charles Schwab Corp
COM
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360
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SH
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Chevron Corp
COM
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12801
SH
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0
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Cisco Systems Inc
COM
17275R102
797
18122
SH
SOLE
0
0
18122
Coca Cola Company
COM
191216100
259
4959
SH
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0
0
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Comcast Corp Class A
CL A
20030N101
437
8749
SH
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0
0
8749
Consumer Staples SPDR ETF
SBI CONS STPLS
81369Y308
17337
259852
SH
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259852
CrowdStrike Holdings Inc
CL A
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2981
14110
SH
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0
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14110
Eaton Corp PLC
SHS
G29183103
367
3062
SH
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0
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3062
Extreme Networks Inc
COM
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137638
SH
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0
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Exxon Mobil Corp
COM
30231G102
537
12353
SH
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0
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12353
Facebook Inc Class A
CL A
30303M102
479
1766
SH
SOLE
0
0
1766
General Electric Co
COM
369604103
167
15463
SH
SOLE
0
0
15463
Intel Corp
COM
458140100
1082
21376
SH
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0
0
21376
International Business Machines
COM
459200101
206
1637
SH
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0
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1637
Invesco QQQ Trust
UNIT SER 1
46090E103
540
1731
SH
SOLE
0
0
1731
iShares Agency Bond ETF
AGENCY BOND ETF
464288166
430
3595
SH
SOLE
0
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3595
iShares Barclays MBS Bond
MBS ETF
464288588
432
3920
SH
SOLE
0
0
3920
iShares Core MSCI EAFE ETF
CORE MSCI EAFE
46432F842
12995
184930
SH
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184930
iShares Core MSCI Emerging Market
CORE MSCI EMKT
46434G103
241
3769
SH
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3769
iShares Core MSCI Pacific ETF
CORE MSCI PAC
46434V696
1222
18869
SH
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18869
iShares Core S&P Small Cap ETF
CORE S&P SCP ETF
464287804
14338
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SH
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iShares Russell 2000 ETF
RUSSELL 2000 ETF
464287655
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14942
SH
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14942
iShares S&P 500 Index
CORE S&P500 ETF
464287200
2488
6675
SH
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6675
Ishares Select Dividend ETF
SELECT DIVID ETF
464287168
210
2191
SH
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iShares US Aggregate Bond ETF
CORE US AGGBD ET
464287226
262
2226
SH
SOLE
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2226
Johnson & Johnson
COM
478160104
947
5984
SH
SOLE
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5984
JP Morgan Chase & Co
COM
46625H100
239
1905
SH
SOLE
0
0
1905
L3Harris Technologies Inc
COM
502431109
204
1120
SH
SOLE
0
0
1120
Lockheed Martin Corp
CALL
539830109
459
1316
SH
SOLE
0
0
1316
McDonalds Corp
COM
580135101
479
2264
SH
SOLE
0
0
2264
McKesson Corp
COM
58155Q103
536
3050
SH
SOLE
0
0
3050
Medtronic PLC
SHS
G5960L103
318
2720
SH
SOLE
0
0
2720
Merck & Co Inc
COM
58933Y105
988
12186
SH
SOLE
0
0
12186
Microsoft Corp
COM
594918104
3422
15704
SH
SOLE
0
0
15704
Northrop Grumman Corp
COM
666807102
1513
5100
SH
SOLE
0
0
5100
Oracle Corp
COM
68389X105
510
8094
SH
SOLE
0
0
8094
PepsiCo Inc
COM
713448108
531
3669
SH
SOLE
0
0
3669
Pfizer Inc
COM
717081103
735
19765
SH
SOLE
0
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19765
PIMCO Enhanced Short Maturity Active ESG ETF
ENHANCD SHORT
72201R643
435
4313
SH
SOLE
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4313
PIMCO Enhanced Short Maturity ETF
ENHAN SHRT MA AC
72201R833
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145561
SH
SOLE
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145561
PowerShares S&P 500 Equal Weight
S&P500 EQL WGT
46137V357
290
2287
SH
SOLE
0
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2287
Procter & Gamble Co
COM
742718109
457
3294
SH
SOLE
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3294
Qualcomm Inc
COM
747525103
277
1814
SH
SOLE
0
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1814
Raytheon Technologies Co
COM
75513E101
363
5225
SH
SOLE
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5225
S&P 500 Index SPDR Trust ETF
TR UNIT
78462F103
562
1513
SH
SOLE
0
0
1513
Salesforce Com
COM
79466L302
317
1432
SH
SOLE
0
0
1432
Savara Inc
COM
805111101
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14658
SH
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14658
Schwab International Equity ETF
INTL EQTY ETF
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Schwab US Dividend Equity ETF
US DIVIDEND EQ
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308398
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Schwab US Large Cap ETF
US LRG CAP ETF
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Schwab US Mid Cap ETF
US MID-CAP ETF
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Schwab US Small Cap ETF
US SML CAP ETF
808524607
573
6426
SH
SOLE
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SPDR Gold Shares
GOLD SHS
78463V107
334
1825
SH
SOLE
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1825
SPDR S&P Kensho New Economies ETF
S&P KENSHO NEW
78468R648
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4207
SH
SOLE
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4207
SPDR S&P MidCap 400 ETF
UTSER1 S&PDCRP
78467Y107
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10212
SH
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10212
TE Connectivity Ltd.
REG SHS
H84989104
222
1811
SH
SOLE
0
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1811
The Home Depot Inc
COM
437076102
854
3211
SH
SOLE
0
0
3211
Unilever PLC ADR
SPON ADR NEW
904767704
353
5822
SH
SOLE
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5822
Union Pacific Corp
COM
907818108
212
1031
SH
SOLE
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1031
United Parcel Service Inc B
CL B
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553
3424
SH
SOLE
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Vanguard Dividend Appreciation ETF
DIV APP ETF
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SOLE
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Vanguard FTSE Developed Markets ETF
FTSE DEV MKT ETF
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6022
SH
SOLE
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Vanguard FTSE Emerging Markets ETF
FTSE EMR MKT ETF
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229
4436
SH
SOLE
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4436
Vanguard Growth
GROWTH ETF
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254
1009
SH
SOLE
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1009
Vanguard Health Care ETF
HEALTH CAR ETF
92204A504
22735
101517
SH
SOLE
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101517
Vanguard High Dividend Yield ETF
HIGH DIV YLD
921946406
873
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SH
SOLE
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9573
Vanguard Intermediate Term Corporate ETF
INT-TERM CORP
92206C870
232
2395
SH
SOLE
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2395
Vanguard International Dividend ETF
INTL DVD ETF
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449142
SH
SOLE
0
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449142
Vanguard Mega Cap Blend ETF
MEGA CAP INDEX
921910873
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SH
SOLE
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81961
Vanguard Mega Cap Value ETF
MEGA CAP VAL ETF
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15942
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SH
SOLE
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184707
Vanguard Mid Cap Value ETF
MCAP VL IDXVIP
922908512
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125125
SH
SOLE
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125125
Vanguard Mortgage Backed ETF
MORTG-BACK SEC
92206C771
427
7878
SH
SOLE
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7878
Vanguard Pacific Index ETF
FTSE PACIFIC ETF
922042866
17771
221314
SH
SOLE
0
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221314
Vanguard S&P 500 ETF
S&P 500 ETF SHS
922908363
816
2391
SH
SOLE
0
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2391
Vanguard Short Term Corp Bond ETF
SHRT TRM CORP BD
92206C409
495
5945
SH
SOLE
0
0
5945
Vanguard Short-Term Treasury ETF
SHORT TERM TREAS
92206C102
424
6880
SH
SOLE
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6880
Vanguard Small Cap ETF
SMALL CAP ETF
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1071
5515
SH
SOLE
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Vanguard Small Cap Value Index ETF
SM CP VAL ETF
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4470
31419
SH
SOLE
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31419
Vanguard Total Bond Market ETF
TOTAL BND MRKT
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388
4413
SH
SOLE
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4413
Vanguard Total International Stock ETF
VG TL INTL STK F
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11579
188586
SH
SOLE
0
0
188586
Vanguard Total Stock Market ETF
TOTAL STK MKT
922908769
489
2527
SH
SOLE
0
0
2527
Verizon Communications Inc
COM
92343V104
689
11767
SH
SOLE
0
0
11767
Walmart Inc.
COM
931142103
293
2010
SH
SOLE
0
0
2010
Walt Disney Co
COM
254687106
389
2182
SH
SOLE
0
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2182
Workday Inc
CL A
98138H101
1900
8432
SH
SOLE
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8432
Xilinx Inc
COM
983919101
1312
9100
SH
SOLE
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9100