0001628896-20-000002.txt : 20200214 0001628896-20-000002.hdr.sgml : 20200214 20200213180559 ACCESSION NUMBER: 0001628896-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Advantage, Inc. CENTRAL INDEX KEY: 0001628896 IRS NUMBER: 943307876 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16928 FILM NUMBER: 20612577 BUSINESS ADDRESS: STREET 1: 3470 MT. DIABLO BLVD., SUITE A215 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252991500 MAIL ADDRESS: STREET 1: 3470 MT. DIABLO BLVD., SUITE A215 CITY: LAFAYETTE STATE: CA ZIP: 94549 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001628896 XXXXXXXX 12-31-2019 12-31-2019 Capital Advantage, Inc.

3470 MT. DIABLO BLVD., SUITE A215 LAFAYETTE CA 94549

13F HOLDINGS REPORT 028-16928 N Dawnalizabeth Henke 925-299-1500 Dawnalizabeth Henke Lafayette CA 02-13-2020 0 96 316228 false INFORMATION TABLE 2 capitalad4q19.xml Invesco QQQ Trust UNIT SER 1 46090E103 309 1389 SH SOLE 0 0 1389 Total SA ADR SPONSORED ADS 89151E109 2517 4816 SH SOLE 0 0 4816 Alphabet Inc Class C CAP STK CL C 02079K107 436 297 SH SOLE 0 0 297 Alphabet Inc Class A CAP STK CL C 02079K305 553 377 SH SOLE 0 0 377 ServiceNow Inc COM 81762P102 278 900 SH SOLE 0 0 900 S&P 500 Index SPDR Trust ETF TR UNIT 78462F103 307 933 SH SOLE 0 0 933 Boeing Co COM 097023105 317 981 SH SOLE 0 0 981 L3Harris Technologies Inc COM 502431109 250 1120 SH SOLE 0 0 1120 3M Company COM 88579Y101 236 1323 SH SOLE 0 0 1323 Salesforce Com COM 79466L302 261 1432 SH SOLE 0 0 1432 American Express Co COM 025816109 220 1630 SH SOLE 0 0 1630 Facebook Inc Class A CL A 30303M102 376 1727 SH SOLE 0 0 1727 International Business Machines COM 459200101 266 1892 SH SOLE 0 0 1892 Medtronic PLC SHS G5960L103 234 1961 SH SOLE 0 0 1961 Phillips 66 COM 718546104 214 2138 SH SOLE 0 0 2138 Ishares Select Dividend ETF SELECT DIVID ETF 464287168 233 2191 SH SOLE 0 0 2191 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 366 2193 SH SOLE 0 0 2193 J P Morgan Chase & Co COM 46625H100 294 2207 SH SOLE 0 0 2207 Duke Energy COM NEW 26441C204 213 2212 SH SOLE 0 0 2212 Home Depot COM 437076102 546 2355 SH SOLE 0 0 2355 McDonalds Corp COM 580135101 508 2403 SH SOLE 0 0 2403 Amgen COM 031162100 543 2409 SH SOLE 0 0 2409 Walt Disney Co COM DISNEY 254687106 348 2481 SH SOLE 0 0 2481 Dominion Energy Inc. COM 25746U109 224 2668 SH SOLE 0 0 2668 Eaton Corp PLC SHS G29183103 290 2999 SH SOLE 0 0 2999 McKesson Inc. COM 58155Q103 465 3050 SH SOLE 0 0 3050 Vanguard S&P 500 Index ETF S&P ETF SHS 922908363 966 3197 SH SOLE 0 0 3197 Auto Data Processing COM 053015103 600 3388 SH SOLE 0 0 3388 iShares Agency Bond ETF AGENCY BOND ETF 464288166 420 3595 SH SOLE 0 0 3595 Procter & Gamble Co COM 742718109 466 3726 SH SOLE 0 0 3726 United Parcel Service B CL B 911312106 455 3898 SH SOLE 0 0 3898 iShares Barclays MBS Bond MBS ETF 464288588 426 3920 SH SOLE 0 0 3920 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 333 3927 SH SOLE 0 0 3927 Pepsico Incorporated COM 713448108 565 3957 SH SOLE 0 0 3957 PowerShares S&P 500 Equal Weight S&P 500 EQL WGT 46137V357 464 3976 SH SOLE 0 0 3976 Coca Cola Company COM 191216100 237 4109 SH SOLE 0 0 4109 Walgreens Boots Alliance Inc COM 931427108 219 4214 SH SOLE 0 0 4214 Abbott Laboratories COM 002824100 391 4330 SH SOLE 0 0 4330 Vanguard Div Appreciation DIV APP ETF 921908844 560 4379 SH SOLE 0 0 4379 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 207 4700 SH SOLE 0 0 4700 Northrop Grumman Corp COM 666807102 1946 5099 SH SOLE 0 0 5099 United Technologies Corp. COM 913017109 788 5145 SH SOLE 0 0 5145 iShares Short Maturity Bond ETF SHT MAT BD ETF 46431W507 300 5963 SH SOLE 0 0 5963 Johnson & Johnson COM 478160104 915 6167 SH SOLE 0 0 6167 Calavo Growers Inc COM 128246105 505 6250 SH SOLE 0 0 6250 Vanguard Small Cap ETF SMALL CP ETF 922908751 1048 6291 SH SOLE 0 0 6291 Bank of Marin COM 063425102 282 6380 SH SOLE 0 0 6380 Vanguard Short-Term Treasury ETF SHORT TERM TREAS 92206C102 420 6880 SH SOLE 0 0 6880 Charles Schwab Corp COM 808513105 330 6991 SH SOLE 0 0 6991 Cisco Systems COM 17275R102 348 7124 SH SOLE 0 0 7124 SPDR Floating Rate Inv. Grade ETF BLOMBERG BRC INV 78468R200 225 7301 SH SOLE 0 0 7301 iShares S&P 500 Index CORE S&P500 ETF 464287200 2441 7390 SH SOLE 0 0 7390 Vanguard Mortgage Backed MORTG-BACK SEC 92206C771 421 7881 SH SOLE 0 0 7881 Schwab International Equity ETF INTL EQTY ETF 808524805 273 8089 SH SOLE 0 0 8089 Autoliv Inc COM 052800109 648 8377 SH SOLE 0 0 8377 Comcast Corp Class A CL A 20030N101 388 8703 SH SOLE 0 0 8703 Schwab US Small Cap ETF US SML CAP ETF 808524607 661 8754 SH SOLE 0 0 8754 Xilinx Inc COM 983919101 897 8900 SH SOLE 0 0 8900 Five9 Inc COM 338307101 651 9180 SH SOLE 0 0 9180 Berkshire Hathaway Cl B CL B NEW 084670702 2225 9808 SH SOLE 0 0 9808 Workday Inc CL A 98138H101 1863 10012 SH SOLE 0 0 10012 SPDR S&P MidCap 400 ETF UTSER1 S&PCRD 78467Y107 4134 10998 SH SOLE 0 0 10998 Verizon Communications COM 92343V104 675 11203 SH SOLE 0 0 11203 Merck & Co Inc COM 58933Y105 998 11606 SH SOLE 0 0 11606 General Electric COM 369604103 157 13369 SH SOLE 0 0 13369 Exxon Mobil Corporation COM 30231G102 912 13755 SH SOLE 0 0 13755 CrowdStrike Holdings Inc CL A 22788C105 836 14110 SH SOLE 0 0 14110 Chevron Corp COM 166764100 1635 14616 SH SOLE 0 0 14616 Savara Inc COM 805111101 46 14658 SH SOLE 0 0 14658 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 2460 14872 SH SOLE 0 0 14872 Microsoft Corp COM 594918104 2522 15282 SH SOLE 0 0 15282 Vanguard Short Term Corp Bond Index SHRT TRM CORP BD 92206C409 1393 17105 SH SOLE 0 0 17105 Southwestern Energy Co COM 845467109 31 18000 SH SOLE 0 0 18000 Pfizer Incorporated COM 717081103 718 18022 SH SOLE 0 0 18022 Schwab US Large Cap ETF US LRG CAP ETF 808524201 1449 18445 SH SOLE 0 0 18445 Intel Corp COM 458140100 131 19102 SH SOLE 0 0 19102 iShares Core MSCI Pacific ETF CORE MSCI PAC 46434V696 1229 20890 SH SOLE 0 0 20890 Antares Pharma Inc COM 036642106 96 24000 SH SOLE 0 0 24000 AT&T COM 00206R102 964 25035 SH SOLE 0 0 25035 Vanguard Small Cap Value Index ETF SM CP VAL ETF 922908611 3441 25252 SH SOLE 0 0 25252 Apple, Inc. COM 037833100 8065 25338 SH SOLE 0 0 25338 Schwab US Mid Cap ETF US MID-CAP ETF 808524508 3687 60576 SH SOLE 0 0 60576 Vanguard Mega Cap Blend ETF MEGA CAP INDEX 921910873 9882 86390 SH SOLE 0 0 86390 Vanguard Health Care Index ETF HEALTH CAR ETF 92204A504 19511 101287 SH SOLE 0 0 101287 Extreme Networks Inc COM 30226D106 840 109280 SH SOLE 0 0 109280 Vanguard Mid Cap Value ETF MCAP VL IDXVIP 922908512 14790 123059 SH SOLE 0 0 123059 iShares Core S&P Small Cap ETF CORE S&P SCP ETF 464287804 13237 158665 SH SOLE 0 0 158665 iShares Core MSCI EAFE ETF CORE MSCI EAFE 46432F842 12228 187346 SH SOLE 0 0 187346 Vanguard Pacific Index ETF FTSE PACIFIC ETF 922042866 13182 188026 SH SOLE 0 0 188026 Vanguard Mega Cap Value ETF MEGA CAP VAL ETF 921910840 16869 193835 SH SOLE 0 0 193835 Vanguard Total International Stock ETF VG TL INTL STK F 921909768 10986 197299 SH SOLE 0 0 197299 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 13102 222671 SH SOLE 0 0 222671 Consumer Staples SPDR ETF SBI CONS STPLS 81369Y308 16385 257667 SH SOLE 0 0 257667 Vanguard International Dividend ETF INTL DVD ETF 921946810 21870 299421 SH SOLE 0 0 299421 PIMCO Enhanced Short Maturity ETF ENHAN SHRT MA AC 72201R833 45975 451306 SH SOLE 0 0 451306 iShares Ultra Short Term Bond ETF ULTR SH TRM BD 46434V878 37104 735895 SH SOLE 0 0 735895