0001628896-18-000006.txt : 20181101 0001628896-18-000006.hdr.sgml : 20181101 20181101145947 ACCESSION NUMBER: 0001628896-18-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 EFFECTIVENESS DATE: 20181101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Advantage, Inc. CENTRAL INDEX KEY: 0001628896 IRS NUMBER: 943307876 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16928 FILM NUMBER: 181153353 BUSINESS ADDRESS: STREET 1: 3470 MT. DIABLO BLVD., SUITE A215 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252991500 MAIL ADDRESS: STREET 1: 3470 MT. DIABLO BLVD., SUITE A215 CITY: LAFAYETTE STATE: CA ZIP: 94549 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001628896 XXXXXXXX 09-30-2018 09-30-2018 Capital Advantage, Inc.
3470 MT. DIABLO BLVD., SUITE A215 LAFAYETTE CA 94549
13F HOLDINGS REPORT 028-16928 N
Dawnalizabeth Henke Chief Compliance & Operating Officer 925-299-1500 Dawnalizabeth Henke Lafayette CA 11-01-2018 0 82 435210 false
INFORMATION TABLE 2 capitaladv3q18.xml 1/100 Berkshire Htwy Cla COM 084990175 3840 1200 SH SOLE 0 0 1200 3M Company COM 88579Y101 391 1857 SH SOLE 0 0 1857 Abbott Laboratories COM 002824100 230 3138 SH SOLE 0 0 3138 Amazon.com Inc. COM 023135106 1524 761 SH SOLE 0 0 761 Amgen COM 031162100 413 1992 SH SOLE 0 0 1992 Antares Pharma Inc COM 036642106 114 34000 SH SOLE 0 0 34000 Apple, Inc. COM 037833100 5148 22805 SH SOLE 0 0 22805 AT&T COM 00206R102 1470 43780 SH SOLE 0 0 43780 Autoliv Inc COM 052800109 726 8377 SH SOLE 0 0 8377 Bank of America Corporation COM 060505104 388 13154 SH SOLE 0 0 13154 Bank of Marin COM 063425102 268 3190 SH SOLE 0 0 3190 Bank of NY Mellon Corp COM 064058100 393 7706 SH SOLE 0 0 7706 Berkshire Hathaway Cl B COM 084670702 2500 11678 SH SOLE 0 0 11678 Boeing Co COM 097023105 422 1134 SH SOLE 0 0 1134 Calavo Growers Inc COM 128246105 266 2750 SH SOLE 0 0 2750 Charles Schwab Corp COM 808513105 347 7069 SH SOLE 0 0 7069 Chevron Corp COM 166764100 2094 17126 SH SOLE 0 0 17126 Cisco Systems COM 17275R102 421 8656 SH SOLE 0 0 8656 Clorox Company COM 189054109 214 1420 SH SOLE 0 0 1420 ConocoPhillips COM 20825C104 296 3820 SH SOLE 0 0 3820 DowDuPont Inc COM 26078J100 206 3196 SH SOLE 0 0 3196 Eaton Corp PLC COM G29183103 344 3966 SH SOLE 0 0 3966 Extreme Networks Inc COM 30226D106 378 68920 SH SOLE 0 0 68920 Exxon Mobil Corporation COM 30231G102 1618 19034 SH SOLE 0 0 19034 Facebook Inc Class A COM 30303M102 333 2027 SH SOLE 0 0 2027 First Foundation Inc COM 32026V104 158 10089 SH SOLE 0 0 10089 General Electric COM 369604103 385 34076 SH SOLE 0 0 34076 Home Depot COM 437076102 319 1540 SH SOLE 0 0 1540 Intel Corp COM 458140100 889 18799 SH SOLE 0 0 18799 International Business Machine COM 459200101 417 2755 SH SOLE 0 0 2755 iShares Core MSCI EAFE COM 46432F842 32235 503042 SH SOLE 0 0 503042 iShares Russell 2000 COM 464287655 2729 16191 SH SOLE 0 0 16191 iShares S&P 500 Index COM 464287200 2400 8199 SH SOLE 0 0 8199 iShares S&P 600 Index COM 78464A813 14167 162391 SH SOLE 0 0 162391 J P Morgan Chase & Co COM 46625H100 241 2131 SH SOLE 0 0 2131 Johnson & Johnson COM 478160104 1093 7912 SH SOLE 0 0 7912 Kinder Morgan Inc COM 49456B101 142 8036 SH SOLE 0 0 8036 McDonalds Corp COM 580135101 492 2940 SH SOLE 0 0 2940 McKesson Inc. COM 58155Q103 406 3057 SH SOLE 0 0 3057 Merck & Co Inc COM 58933Y105 810 11419 SH SOLE 0 0 11419 Microsoft Corp COM 594918104 2198 19220 SH SOLE 0 0 19220 Northrop Grumman Corp COM 666807102 1625 5119 SH SOLE 0 0 5119 Pepsico Incorporated COM 713448108 493 4411 SH SOLE 0 0 4411 Pfizer Incorporated COM 717081103 653 14811 SH SOLE 0 0 14811 Phillips 66 COM 718546104 260 2307 SH SOLE 0 0 2307 PIMCO Enhanced Short Maturity COM 72201R833 68095 670091 SH SOLE 0 0 670091 Procter & Gamble Co COM 742718109 462 5551 SH SOLE 0 0 5551 PwrShrs Corp. Bullet 2019 COM 18383M522 53365 2531531 SH SOLE 0 0 2531531 PwrShrs Corp. Bullet 2020 COM 18383M514 177 8374 SH SOLE 0 0 8374 PwrShrs HY Bullet 2018 COM 18383M381 47244 1880139 SH SOLE 0 0 1880139 PwrShrs HY Bullet 2019 COM 18383M373 48574 2001394 SH SOLE 0 0 2001394 PwrShrs HY Bullet 2020 COM 18383M365 241 9897 SH SOLE 0 0 9897 Salesforce Com COM 79466L302 228 1432 SH SOLE 0 0 1432 Schwab International Equity ET COM 808524805 706 21066 SH SOLE 0 0 21066 Schwab US Dividend Equity ETF COM 808524797 11096 209356 SH SOLE 0 0 209356 Schwab US Large-Cap ETF COM 808524201 1604 23062 SH SOLE 0 0 23062 Schwab US Mid-Cap ETF COM 808524508 2316 40038 SH SOLE 0 0 40038 Siemens AG ADR COM 826197501 325 5087 SH SOLE 0 0 5087 Southwestern Energy Co COM 845467109 51 10000 SH SOLE 0 0 10000 SPDR Floating Rate Inv. Grade COM 78468R200 32671 1061083 SH SOLE 0 0 1061083 SPDR S&P MidCap 400 ETF COM 78467Y107 4448 12104 SH SOLE 0 0 12104 Total SA ADR COM 89151E109 482 7485 SH SOLE 0 0 7485 Union Pacific Corp COM 907818108 205 1262 SH SOLE 0 0 1262 United Parcel Service B COM 911312106 571 4887 SH SOLE 0 0 4887 United Technologies Corp. COM 913017109 752 5376 SH SOLE 0 0 5376 Vanguard Div Appreciation COM 921908844 394 3563 SH SOLE 0 0 3563 Vanguard Financials ETF COM 92204A405 396 5708 SH SOLE 0 0 5708 Vanguard FTSE Developed Market COM 921943858 228 5266 SH SOLE 0 0 5266 Vanguard Mega Cap Blend ETF COM 921910873 7300 72644 SH SOLE 0 0 72644 Vanguard Mega Cap Value ETF COM 921910840 14657 183122 SH SOLE 0 0 183122 Vanguard Mid Cap Value ETF COM 922908512 13195 116699 SH SOLE 0 0 116699 Vanguard Pacific Stock ETF COM 922042866 14724 207087 SH SOLE 0 0 207087 Vanguard S&P 500 Index ETF COM 922908363 615 2304 SH SOLE 0 0 2304 Vanguard Short Term Corp Bond COM 92206C409 2368 30292 SH SOLE 0 0 30292 Vanguard Total International S COM 921909768 8836 163629 SH SOLE 0 0 163629 Vanguard Total Stock Market ET COM 922908769 304 2031 SH SOLE 0 0 2031 Veoneer Inc COM 92336X109 461 8377 SH SOLE 0 0 8377 Verizon Communications COM 92343V104 548 10268 SH SOLE 0 0 10268 Walt Disney Co COM 254687106 335 2863 SH SOLE 0 0 2863 Workday Inc COM 98138H101 1462 10012 SH SOLE 0 0 10012 WT Intl. Small Cap Dividend ET COM 97717W760 8691 122164 SH SOLE 0 0 122164 Xilinx Inc COM 983919101 627 7827 SH SOLE 0 0 7827