0001628896-18-000006.txt : 20181101
0001628896-18-000006.hdr.sgml : 20181101
20181101145947
ACCESSION NUMBER: 0001628896-18-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181101
DATE AS OF CHANGE: 20181101
EFFECTIVENESS DATE: 20181101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Advantage, Inc.
CENTRAL INDEX KEY: 0001628896
IRS NUMBER: 943307876
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16928
FILM NUMBER: 181153353
BUSINESS ADDRESS:
STREET 1: 3470 MT. DIABLO BLVD., SUITE A215
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
BUSINESS PHONE: 9252991500
MAIL ADDRESS:
STREET 1: 3470 MT. DIABLO BLVD., SUITE A215
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001628896
XXXXXXXX
09-30-2018
09-30-2018
Capital Advantage, Inc.
3470 MT. DIABLO BLVD., SUITE A215
LAFAYETTE
CA
94549
13F HOLDINGS REPORT
028-16928
N
Dawnalizabeth Henke
Chief Compliance & Operating Officer
925-299-1500
Dawnalizabeth Henke
Lafayette
CA
11-01-2018
0
82
435210
false
INFORMATION TABLE
2
capitaladv3q18.xml
1/100 Berkshire Htwy Cla
COM
084990175
3840
1200
SH
SOLE
0
0
1200
3M Company
COM
88579Y101
391
1857
SH
SOLE
0
0
1857
Abbott Laboratories
COM
002824100
230
3138
SH
SOLE
0
0
3138
Amazon.com Inc.
COM
023135106
1524
761
SH
SOLE
0
0
761
Amgen
COM
031162100
413
1992
SH
SOLE
0
0
1992
Antares Pharma Inc
COM
036642106
114
34000
SH
SOLE
0
0
34000
Apple, Inc.
COM
037833100
5148
22805
SH
SOLE
0
0
22805
AT&T
COM
00206R102
1470
43780
SH
SOLE
0
0
43780
Autoliv Inc
COM
052800109
726
8377
SH
SOLE
0
0
8377
Bank of America Corporation
COM
060505104
388
13154
SH
SOLE
0
0
13154
Bank of Marin
COM
063425102
268
3190
SH
SOLE
0
0
3190
Bank of NY Mellon Corp
COM
064058100
393
7706
SH
SOLE
0
0
7706
Berkshire Hathaway Cl B
COM
084670702
2500
11678
SH
SOLE
0
0
11678
Boeing Co
COM
097023105
422
1134
SH
SOLE
0
0
1134
Calavo Growers Inc
COM
128246105
266
2750
SH
SOLE
0
0
2750
Charles Schwab Corp
COM
808513105
347
7069
SH
SOLE
0
0
7069
Chevron Corp
COM
166764100
2094
17126
SH
SOLE
0
0
17126
Cisco Systems
COM
17275R102
421
8656
SH
SOLE
0
0
8656
Clorox Company
COM
189054109
214
1420
SH
SOLE
0
0
1420
ConocoPhillips
COM
20825C104
296
3820
SH
SOLE
0
0
3820
DowDuPont Inc
COM
26078J100
206
3196
SH
SOLE
0
0
3196
Eaton Corp PLC
COM
G29183103
344
3966
SH
SOLE
0
0
3966
Extreme Networks Inc
COM
30226D106
378
68920
SH
SOLE
0
0
68920
Exxon Mobil Corporation
COM
30231G102
1618
19034
SH
SOLE
0
0
19034
Facebook Inc Class A
COM
30303M102
333
2027
SH
SOLE
0
0
2027
First Foundation Inc
COM
32026V104
158
10089
SH
SOLE
0
0
10089
General Electric
COM
369604103
385
34076
SH
SOLE
0
0
34076
Home Depot
COM
437076102
319
1540
SH
SOLE
0
0
1540
Intel Corp
COM
458140100
889
18799
SH
SOLE
0
0
18799
International Business Machine
COM
459200101
417
2755
SH
SOLE
0
0
2755
iShares Core MSCI EAFE
COM
46432F842
32235
503042
SH
SOLE
0
0
503042
iShares Russell 2000
COM
464287655
2729
16191
SH
SOLE
0
0
16191
iShares S&P 500 Index
COM
464287200
2400
8199
SH
SOLE
0
0
8199
iShares S&P 600 Index
COM
78464A813
14167
162391
SH
SOLE
0
0
162391
J P Morgan Chase & Co
COM
46625H100
241
2131
SH
SOLE
0
0
2131
Johnson & Johnson
COM
478160104
1093
7912
SH
SOLE
0
0
7912
Kinder Morgan Inc
COM
49456B101
142
8036
SH
SOLE
0
0
8036
McDonalds Corp
COM
580135101
492
2940
SH
SOLE
0
0
2940
McKesson Inc.
COM
58155Q103
406
3057
SH
SOLE
0
0
3057
Merck & Co Inc
COM
58933Y105
810
11419
SH
SOLE
0
0
11419
Microsoft Corp
COM
594918104
2198
19220
SH
SOLE
0
0
19220
Northrop Grumman Corp
COM
666807102
1625
5119
SH
SOLE
0
0
5119
Pepsico Incorporated
COM
713448108
493
4411
SH
SOLE
0
0
4411
Pfizer Incorporated
COM
717081103
653
14811
SH
SOLE
0
0
14811
Phillips 66
COM
718546104
260
2307
SH
SOLE
0
0
2307
PIMCO Enhanced Short Maturity
COM
72201R833
68095
670091
SH
SOLE
0
0
670091
Procter & Gamble Co
COM
742718109
462
5551
SH
SOLE
0
0
5551
PwrShrs Corp. Bullet 2019
COM
18383M522
53365
2531531
SH
SOLE
0
0
2531531
PwrShrs Corp. Bullet 2020
COM
18383M514
177
8374
SH
SOLE
0
0
8374
PwrShrs HY Bullet 2018
COM
18383M381
47244
1880139
SH
SOLE
0
0
1880139
PwrShrs HY Bullet 2019
COM
18383M373
48574
2001394
SH
SOLE
0
0
2001394
PwrShrs HY Bullet 2020
COM
18383M365
241
9897
SH
SOLE
0
0
9897
Salesforce Com
COM
79466L302
228
1432
SH
SOLE
0
0
1432
Schwab International Equity ET
COM
808524805
706
21066
SH
SOLE
0
0
21066
Schwab US Dividend Equity ETF
COM
808524797
11096
209356
SH
SOLE
0
0
209356
Schwab US Large-Cap ETF
COM
808524201
1604
23062
SH
SOLE
0
0
23062
Schwab US Mid-Cap ETF
COM
808524508
2316
40038
SH
SOLE
0
0
40038
Siemens AG ADR
COM
826197501
325
5087
SH
SOLE
0
0
5087
Southwestern Energy Co
COM
845467109
51
10000
SH
SOLE
0
0
10000
SPDR Floating Rate Inv. Grade
COM
78468R200
32671
1061083
SH
SOLE
0
0
1061083
SPDR S&P MidCap 400 ETF
COM
78467Y107
4448
12104
SH
SOLE
0
0
12104
Total SA ADR
COM
89151E109
482
7485
SH
SOLE
0
0
7485
Union Pacific Corp
COM
907818108
205
1262
SH
SOLE
0
0
1262
United Parcel Service B
COM
911312106
571
4887
SH
SOLE
0
0
4887
United Technologies Corp.
COM
913017109
752
5376
SH
SOLE
0
0
5376
Vanguard Div Appreciation
COM
921908844
394
3563
SH
SOLE
0
0
3563
Vanguard Financials ETF
COM
92204A405
396
5708
SH
SOLE
0
0
5708
Vanguard FTSE Developed Market
COM
921943858
228
5266
SH
SOLE
0
0
5266
Vanguard Mega Cap Blend ETF
COM
921910873
7300
72644
SH
SOLE
0
0
72644
Vanguard Mega Cap Value ETF
COM
921910840
14657
183122
SH
SOLE
0
0
183122
Vanguard Mid Cap Value ETF
COM
922908512
13195
116699
SH
SOLE
0
0
116699
Vanguard Pacific Stock ETF
COM
922042866
14724
207087
SH
SOLE
0
0
207087
Vanguard S&P 500 Index ETF
COM
922908363
615
2304
SH
SOLE
0
0
2304
Vanguard Short Term Corp Bond
COM
92206C409
2368
30292
SH
SOLE
0
0
30292
Vanguard Total International S
COM
921909768
8836
163629
SH
SOLE
0
0
163629
Vanguard Total Stock Market ET
COM
922908769
304
2031
SH
SOLE
0
0
2031
Veoneer Inc
COM
92336X109
461
8377
SH
SOLE
0
0
8377
Verizon Communications
COM
92343V104
548
10268
SH
SOLE
0
0
10268
Walt Disney Co
COM
254687106
335
2863
SH
SOLE
0
0
2863
Workday Inc
COM
98138H101
1462
10012
SH
SOLE
0
0
10012
WT Intl. Small Cap Dividend ET
COM
97717W760
8691
122164
SH
SOLE
0
0
122164
Xilinx Inc
COM
983919101
627
7827
SH
SOLE
0
0
7827