0001628896-17-000003.txt : 20170503 0001628896-17-000003.hdr.sgml : 20170503 20170503172346 ACCESSION NUMBER: 0001628896-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170503 DATE AS OF CHANGE: 20170503 EFFECTIVENESS DATE: 20170503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Advantage, Inc. CENTRAL INDEX KEY: 0001628896 IRS NUMBER: 943307876 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16928 FILM NUMBER: 17810543 BUSINESS ADDRESS: STREET 1: 3708 MT. DIABLO BLVD., SUITE 200 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252991500 MAIL ADDRESS: STREET 1: 3708 MT. DIABLO BLVD., SUITE 200 CITY: LAFAYETTE STATE: CA ZIP: 94549 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001628896 XXXXXXXX 03-31-2017 03-31-2017 Capital Advantage, Inc.

3708 MT. DIABLO BLVD., SUITE 200 LAFAYETTE CA 94549

13F HOLDINGS REPORT 028-16928 N Dawnalizabeth Henke 925.299.1500 Dawnalizabeth Henke Lafayette CA 05-03-2017 0 79 365081 false INFORMATION TABLE 2 capitaladvantage13f1q2017.xml Union Pacific Corp COM 907818108 201 1895 SH SOLE 0 0 1895 Vanguard FTSE Developed Market COM 921943858 202 5136 SH SOLE 0 0 5136 American Express Co COM 025816109 205 2596 SH SOLE 0 0 2596 Dow Chemical Company COM 260543103 216 3403 SH SOLE 0 0 3403 Clorox Company COM 189054109 219 1623 SH SOLE 0 0 1623 Alphabet Inc Class C COM 02079K107 226 272 SH SOLE 0 0 272 J P Morgan Chase & Co COM 46625H100 228 2594 SH SOLE 0 0 2594 Duke Energy COM 26441C204 232 2831 SH SOLE 0 0 2831 Extreme Networks Inc COM 30226D106 238 31662 SH SOLE 0 0 31662 Qualcomm Inc COM 747525103 244 4249 SH SOLE 0 0 4249 Coca Cola Company COM 191216100 244 5757 SH SOLE 0 0 5757 Home Depot COM 437076102 248 1686 SH SOLE 0 0 1686 SPDR S&P Dividend ETF COM 78464A763 253 2870 SH SOLE 0 0 2870 Stryker Corp COM 863667101 263 1994 SH SOLE 0 0 1994 Schwab ST US Treasury ETF COM 808524862 266 5275 SH SOLE 0 0 5275 Bank of Marin COM 063425102 270 4190 SH SOLE 0 0 4190 Philip Morris Intl Inc COM 718172109 276 2443 SH SOLE 0 0 2443 Boeing Co COM 097023105 298 1685 SH SOLE 0 0 1685 Vanguard Financials ETF COM 92204A405 305 5042 SH SOLE 0 0 5042 Alphabet Inc Class A COM 02079K305 306 361 SH SOLE 0 0 361 3M Company COM 88579Y101 332 1733 SH SOLE 0 0 1733 Amgen COM 031162100 350 2133 SH SOLE 0 0 2133 Bank of NY Mellon Corp COM 064058100 364 7706 SH SOLE 0 0 7706 Walt Disney Co COM 254687106 365 3217 SH SOLE 0 0 3217 Pimco Enhanced Short Maturity COM 72201R833 382 3755 SH SOLE 0 0 3755 Xilinx Inc COM 983919101 384 6640 SH SOLE 0 0 6640 Charles Schwab Corp COM 808513105 391 9583 SH SOLE 0 0 9583 Phillips 66 COM 718546104 393 4966 SH SOLE 0 0 4966 Vanguard Total Stock Market ET COM 922908769 394 3244 SH SOLE 0 0 3244 Altria COM 02209S103 404 5651 SH SOLE 0 0 5651 Vanguard Div Appreciation COM 921908844 440 4888 SH SOLE 0 0 4888 Pepsico Incorporated COM 713448108 449 4015 SH SOLE 0 0 4015 Bank of America Corporation COM 060505104 465 19715 SH SOLE 0 0 19715 McKesson Inc. COM 58155Q103 468 3158 SH SOLE 0 0 3158 McDonalds Corp COM 580135101 477 3681 SH SOLE 0 0 3681 Verizon Communications COM 92343V104 509 10442 SH SOLE 0 0 10442 International Business Machine COM 459200101 526 3022 SH SOLE 0 0 3022 Honeywell International COM 438516106 532 4260 SH SOLE 0 0 4260 Merck & Co Inc COM 58933Y105 642 10107 SH SOLE 0 0 10107 Schwab Emerging Market Equity COM 808524706 662 27632 SH SOLE 0 0 27632 Intel Corp COM 458140AD2 735 20369 SH SOLE 0 0 20369 Facebook Inc Class A COM 30303M102 783 5512 SH SOLE 0 0 5512 Cisco Systems COM 17275R102 794 23493 SH SOLE 0 0 23493 United Technologies Corp. COM 913017109 831 7409 SH SOLE 0 0 7409 Pfizer Incorporated COM 717081103 838 24501 SH SOLE 0 0 24501 Procter & Gamble Co COM 742718109 842 9370 SH SOLE 0 0 9370 Amazon.com Inc. COM 023135106 879 991 SH SOLE 0 0 991 Microsoft Corp COM 594918104 1105 16777 SH SOLE 0 0 16777 Northrop Grumman Corp COM 666807102 1217 5116 SH SOLE 0 0 5116 Schwab International Equity ET COM 808524805 1231 41222 SH SOLE 0 0 41222 Johnson & Johnson COM 478160104 1281 10282 SH SOLE 0 0 10282 Schwab US Mid-Cap ETF COM 808524508 1535 32427 SH SOLE 0 0 32427 Exxon Mobil Corporation COM 30231G102 1663 20282 SH SOLE 0 0 20282 AT&T COM 00206R102 1668 40143 SH SOLE 0 0 40143 General Electric COM 369604103 1796 60253 SH SOLE 0 0 60253 Chevron Corp COM 166764100 2000 18623 SH SOLE 0 0 18623 iShares Russell 2000 COM 464287655 2210 16076 SH SOLE 0 0 16076 Berkshire Hathaway Cl B COM 084670702 2375 14250 SH SOLE 0 0 14250 Vanguard S&P 500 Index ETF COM 922908363 2383 11016 SH SOLE 0 0 11016 Schwab US Large-Cap ETF COM 808524201 2469 43875 SH SOLE 0 0 43875 Vanguard Short Term Corp Bond COM 92206C409 2862 35886 SH SOLE 0 0 35886 Apple, Inc. COM 037833100 3759 26163 SH SOLE 0 0 26163 SPDR S&P MidCap 400 ETF COM 78467Y107 5293 16942 SH SOLE 0 0 16942 iShares Core MSCI Emerging Mar COM 46434G103 5683 118907 SH SOLE 0 0 118907 Vanguard Pacific Stock ETF COM 922042866 7664 121111 SH SOLE 0 0 121111 WT Intl. Small Cap Dividend ET COM 97717W760 7789 118975 SH SOLE 0 0 118975 iShares S&P 500 Index COM 464287200 8076 34037 SH SOLE 0 0 34037 Schwab US Dividend Equity ETF COM 808524797 8380 187983 SH SOLE 0 0 187983 Vanguard Mega Cap ETF COM 921910873 8638 107105 SH SOLE 0 0 107105 Vanguard Total International S COM 921909768 9445 190115 SH SOLE 0 0 190115 Gugg. HY Bullet 2019 COM 18383M373 9491 387545 SH SOLE 0 0 387545 Vanguard Mid Cap Value ETF COM 922908512 11585 113671 SH SOLE 0 0 113671 iShares S&P 600 Index COM 78464A813 11847 171298 SH SOLE 0 0 171298 Vanguard Mega Cap Value ETF COM 921910840 16458 240153 SH SOLE 0 0 240153 Gugg. HY Bullet 2017 COM 18383M399 21863 850684 SH SOLE 0 0 850684 iShares Core MSCI EAFE COM 46432F842 31362 541188 SH SOLE 0 0 541188 Gugg. Corp. Bullet 2019 COM 18383M522 47151 2220951 SH SOLE 0 0 2220951 Gugg. HY Bullet 2018 COM 18383M381 49132 1939670 SH SOLE 0 0 1939670 Gugg. Corp. Bullet 2018 COM 18383M530 56099 2642445 SH SOLE 0 0 2642445