0001628896-16-000015.txt : 20161102 0001628896-16-000015.hdr.sgml : 20161102 20161102111811 ACCESSION NUMBER: 0001628896-16-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Advantage, Inc. CENTRAL INDEX KEY: 0001628896 IRS NUMBER: 943307876 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16928 FILM NUMBER: 161966713 BUSINESS ADDRESS: STREET 1: 3708 MT. DIABLO BLVD., SUITE 200 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252991500 MAIL ADDRESS: STREET 1: 3708 MT. DIABLO BLVD., SUITE 200 CITY: LAFAYETTE STATE: CA ZIP: 94549 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001628896 XXXXXXXX 09-30-2016 09-30-2016 Capital Advantage, Inc.

3708 MT. DIABLO BLVD., SUITE 200 LAFAYETTE CA 94549

13F HOLDINGS REPORT 028-16928 N Dawnalizabeth Henke 925.299.1500 Dawnalizabeth Henke Lafayette CA 11-02-2016 0 75 356508 false INFORMATION TABLE 2 capitaladvantage13f3q2016.xml Gugg. Corp. Bullet 2018 COM 18383M530 52384 2457056 SH SOLE 0 0 2457056 Gugg. Corp. Bullet 2017 COM 18383M548 42060 1854512 SH SOLE 0 0 1854512 Gugg. HY Bullet 2018 COM 18383M381 46158 1823687 SH SOLE 0 0 1823687 Gugg. HY Bullet 2017 COM 18383M399 22252 858812 SH SOLE 0 0 858812 iShares Core MSCI EAFE COM 46432F842 31229 566367 SH SOLE 0 0 566367 Vanguard European COM 922042874 18898 387805 SH SOLE 0 0 387805 Vanguard Mega Cap Value ETF COM 921910840 15411 245910 SH SOLE 0 0 245910 Vanguard Total International S COM 921909768 9425 199639 SH SOLE 0 0 199639 Schwab US Dividend Equity ETF COM 808524797 6834 161511 SH SOLE 0 0 161511 iShares Core MSCI Emerging Mar COM 46434G103 5442 119312 SH SOLE 0 0 119312 Vanguard Mega Cap ETF COM 921910873 8749 118635 SH SOLE 0 0 118635 Vanguard Mid Cap Value ETF COM 922908512 10517 112394 SH SOLE 0 0 112394 Vanguard Pacific Stock ETF COM 922042866 6135 101265 SH SOLE 0 0 101265 WT Intl. Small Cap Dividend ET COM 97717W760 6140 100045 SH SOLE 0 0 100045 iShares S&P 600 Index COM 78464A813 11542 92968 SH SOLE 0 0 92968 General Electric COM 369604103 1831 61822 SH SOLE 0 0 61822 Schwab International Equity ET COM 808524805 1309 45475 SH SOLE 0 0 45475 AT&T COM 00206R102 1835 45196 SH SOLE 0 0 45196 Schwab US Large-Cap ETF COM 808524201 2326 45063 SH SOLE 0 0 45063 iShares S&P 500 Index COM 464287200 9247 42502 SH SOLE 0 0 42502 Vanguard Short Term Corp Bond COM 92206C409 3343 41503 SH SOLE 0 0 41503 Schwab Strategic Tr US Mid-Cap COM 808524508 1573 36143 SH SOLE 0 0 36143 Schwab Intl Small-Cap ETF COM 808524888 1094 35442 SH SOLE 0 0 35442 Apple, Inc. COM 37833100 3158 27932 SH SOLE 0 0 27932 Schwab Emerging Market Equity COM 808524706 630 27308 SH SOLE 0 0 27308 Cisco Systems COM 17275R102 750 23645 SH SOLE 0 0 23645 Pfizer Incorporated COM 717081103 759 22396 SH SOLE 0 0 22396 Intel Corp COM 458140AD2 818 21656 SH SOLE 0 0 21656 Exxon Mobil Corporation COM 30231G102 1880 21541 SH SOLE 0 0 21541 Calamos Strategic Total Return COM 128125101 202 19664 SH SOLE 0 0 19664 Microsoft Corp COM 594918104 1121 19462 SH SOLE 0 0 19462 SPDR S&P MidCap 400 ETF COM 78467Y107 5370 19026 SH SOLE 0 0 19026 Chevron Corp COM 166764100 1902 18480 SH SOLE 0 0 18480 iShares Russell 2000 COM 464287655 1976 15907 SH SOLE 0 0 15907 Berkshire Hathaway Cl B COM 84670702 2245 15540 SH SOLE 0 0 15540 Vanguard S&P 500 Index ETF COM 922908363 3063 15415 SH SOLE 0 0 15415 Gugg. Corp. Bullet 2019 COM 18383M522 276 12904 SH SOLE 0 0 12904 Kinder Morgan Inc COM 49456B101 278 12010 SH SOLE 0 0 12010 Verizon Communications COM 92343V104 613 11791 SH SOLE 0 0 11791 Schwab ST US Treasury ETF COM 808524862 563 11088 SH SOLE 0 0 11088 Charles Schwab Corp COM 808513105 318 10063 SH SOLE 0 0 10063 Johnson & Johnson COM 478160104 1158 9806 SH SOLE 0 0 9806 Merck & Co Inc COM 58933Y105 606 9718 SH SOLE 0 0 9718 Procter & Gamble Co COM 742718109 736 8205 SH SOLE 0 0 8205 Phillips 66 COM 718546104 658 8169 SH SOLE 0 0 8169 Bank of NY Mellon Corp COM 64058100 307 7706 SH SOLE 0 0 7706 United Technologies Corp. COM 913017109 762 7502 SH SOLE 0 0 7502 Xilinx Inc COM 983919101 357 6565 SH SOLE 0 0 6565 Coca Cola Company COM 191216100 245 5790 SH SOLE 0 0 5790 Northrop Grumman Corp COM 666807102 1216 5682 SH SOLE 0 0 5682 Facebook Inc Class A COM 30303M102 704 5492 SH SOLE 0 0 5492 Altria COM 02209S103 325 5138 SH SOLE 0 0 5138 Vanguard Div Appreciation COM 921908844 428 5094 SH SOLE 0 0 5094 Vanguard Financials ETF COM 92204A405 249 5042 SH SOLE 0 0 5042 Honeywell International COM 438516106 520 4463 SH SOLE 0 0 4463 Qualcomm Inc COM 747525103 292 4260 SH SOLE 0 0 4260 Pimco Enhanced Short Maturity COM 72201R833 381 3755 SH SOLE 0 0 3755 McDonalds Corp COM 580135101 429 3722 SH SOLE 0 0 3722 Pepsico Incorporated COM 713448108 397 3654 SH SOLE 0 0 3654 Vanguard Total Stock Market ET COM 922908769 368 3305 SH SOLE 0 0 3305 McKesson Inc. COM 58155Q103 527 3157 SH SOLE 0 0 3157 International Business Machine COM 459200101 469 2951 SH SOLE 0 0 2951 Duke Energy COM 26441C204 227 2831 SH SOLE 0 0 2831 SPDR S&P Dividend ETF COM 78464A763 234 2775 SH SOLE 0 0 2775 Walgreens Boots Alliance Inc COM 931427108 210 2611 SH SOLE 0 0 2611 Walt Disney Co COM 254687106 242 2610 SH SOLE 0 0 2610 Stryker Corp COM 863667101 291 2504 SH SOLE 0 0 2504 Philip Morris Intl Inc COM 718172109 217 2234 SH SOLE 0 0 2234 Union Pacific Corp COM 907818108 210 2151 SH SOLE 0 0 2151 Amgen COM 31162100 314 1882 SH SOLE 0 0 1882 3M Company COM 88579Y101 307 1741 SH SOLE 0 0 1741 Boeing Co COM 97023105 217 1650 SH SOLE 0 0 1650 S&P 500 Index SPDR Trust ETF COM 78462F103 264 1220 SH SOLE 0 0 1220 Amazon.com Inc. COM 23135106 778 929 SH SOLE 0 0 929 Alphabet Inc Class A COM 02079K305 207 258 SH SOLE 0 0 258