0001628896-16-000008.txt : 20160523
0001628896-16-000008.hdr.sgml : 20160523
20160520183239
ACCESSION NUMBER: 0001628896-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160523
DATE AS OF CHANGE: 20160520
EFFECTIVENESS DATE: 20160523
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Advantage, Inc.
CENTRAL INDEX KEY: 0001628896
IRS NUMBER: 943307876
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16928
FILM NUMBER: 161667536
BUSINESS ADDRESS:
STREET 1: 3708 MT. DIABLO BLVD., SUITE 200
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
BUSINESS PHONE: 9252991500
MAIL ADDRESS:
STREET 1: 3708 MT. DIABLO BLVD., SUITE 200
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001628896
XXXXXXXX
03-31-2016
03-31-2016
Capital Advantage, Inc.
3708 MT. DIABLO BLVD., SUITE 200
LAFAYETTE
CA
94549
13F HOLDINGS REPORT
028-16928
N
Dawnalizabeth Henke
Chief Compliance & Operating Officer
925.299.1500
Dawnalizabeth Henke
Lafayette
CA
05-20-2016
0
77
281988
false
INFORMATION TABLE
2
capitaladv13f1q2016.xml
3M Company
COM
88579Y101
271
1628
SH
SOLE
0
0
1628
Abbott Laboratories
COM
2824100
212
5071
SH
SOLE
0
0
5071
Altria
COM
02209S103
317
5057
SH
SOLE
0
0
5057
Amazon.com Inc.
COM
23135106
562
946
SH
SOLE
0
0
946
Amgen
COM
31162100
339
2259
SH
SOLE
0
0
2259
Apple Computer
COM
37833100
3228
29620
SH
SOLE
0
0
29620
AT&T
COM
00206R102
1706
43559
SH
SOLE
0
0
43559
Bank of America Corporation
COM
60505104
161
11890
SH
SOLE
0
0
11890
Bank of NY Mellon Corp
COM
64058100
284
7706
SH
SOLE
0
0
7706
Berkshire Hathaway Cl B
COM
84670702
2413
17004
SH
SOLE
0
0
17004
Boeing Co
COM
97023105
270
2127
SH
SOLE
0
0
2127
Calamos Strategic Total Return
COM
128125101
206
21679
SH
SOLE
0
0
21679
Charles Schwab Corp
COM
808513105
807
28791
SH
SOLE
0
0
28791
Chevron Corp
COM
166764100
1818
19057
SH
SOLE
0
0
19057
Cisco Systems
COM
17275R102
674
23667
SH
SOLE
0
0
23667
Clorox Company
COM
189054109
206
1631
SH
SOLE
0
0
1631
Coca Cola Company
COM
191216100
271
5852
SH
SOLE
0
0
5852
Corning Inc
COM
219350105
62
50000
SH
SOLE
0
0
50000
Exxon Mobil Corporation
COM
30231G102
1857
22220
SH
SOLE
0
0
22220
Facebook Inc Class A
COM
30303M102
573
5022
SH
SOLE
0
0
5022
General Electric
COM
369604103
1934
60839
SH
SOLE
0
0
60839
Gugg. Corp. Bullet 2016
COM
18383M555
31436
1425691
SH
SOLE
0
0
1425691
Gugg. Corp. Bullet 2017
COM
18383M548
30685
1355366
SH
SOLE
0
0
1355366
Gugg. Corp. Bullet 2018
COM
18383M530
23482
1111840
SH
SOLE
0
0
1111840
Gugg. HY Bullet 2016
COM
18383M415
25984
1006360
SH
SOLE
0
0
1006360
Gugg. HY Bullet 2017
COM
18383M399
11485
450576
SH
SOLE
0
0
450576
Gugg. HY Bullet 2018
COM
18383M381
394
16325
SH
SOLE
0
0
16325
Home Depot
COM
437076102
203
1518
SH
SOLE
0
0
1518
Honeywell International
COM
438516106
449
4011
SH
SOLE
0
0
4011
Intel Corp
COM
458140AD2
727
22472
SH
SOLE
0
0
22472
International Business Machine
COM
459200101
538
3555
SH
SOLE
0
0
3555
iShares Core MSCI EAFE
COM
46432F842
23691
445829
SH
SOLE
0
0
445829
iShares Core MSCI Emerging Mar
COM
46434G103
4798
115273
SH
SOLE
0
0
115273
iShares Russell 2000
COM
464287655
1774
16040
SH
SOLE
0
0
16040
iShares S&P 500 Index
COM
464287200
10201
49361
SH
SOLE
0
0
49361
iShares S&P 600 Index
COM
78464A813
10472
93025
SH
SOLE
0
0
93025
Johnson & Johnson
COM
478160104
1034
9556
SH
SOLE
0
0
9556
Kinder Morgan Inc
COM
49456B101
205
11490
SH
SOLE
0
0
11490
McDonalds Corp
COM
580135101
425
3382
SH
SOLE
0
0
3382
McKesson Inc.
COM
58155Q103
496
3157
SH
SOLE
0
0
3157
Microsoft Corp
COM
594918104
1115
20193
SH
SOLE
0
0
20193
Northrop Grumman Corp
COM
666807102
1152
5822
SH
SOLE
0
0
5822
Pepsico Incorporated
COM
713448108
381
3716
SH
SOLE
0
0
3716
Pfizer Incorporated
COM
717081103
636
21474
SH
SOLE
0
0
21474
Philip Morris Intl Inc
COM
718172109
218
2225
SH
SOLE
0
0
2225
Pimco Enhanced Short Maturity
COM
72201R833
399
3960
SH
SOLE
0
0
3960
Procter & Gamble Co
COM
742718109
657
7986
SH
SOLE
0
0
7986
Qualcomm Inc
COM
747525103
221
4315
SH
SOLE
0
0
4315
S&P 500 Index SPDR Trust
COM
78462F103
245
1193
SH
SOLE
0
0
1193
Schwab Emerging Market Equity
COM
808524706
588
28292
SH
SOLE
0
0
28292
Schwab International Equity ET
COM
808524805
1962
72355
SH
SOLE
0
0
72355
Schwab Intl Small-Cap ETF
COM
808524888
1249
43155
SH
SOLE
0
0
43155
Schwab ST US Treasury ETF
COM
808524862
1037
20415
SH
SOLE
0
0
20415
Schwab Strategic Tr US Mid-Cap
COM
808524508
1522
37484
SH
SOLE
0
0
37484
Schwab US Dividend Equity ETF
COM
808524797
2096
52291
SH
SOLE
0
0
52291
Schwab US Large Cap Growth ETF
COM
808524300
1840
35100
SH
SOLE
0
0
35100
Schwab US Large-Cap ETF
COM
808524201
2306
47212
SH
SOLE
0
0
47212
SPDR S&P Dividend ETF
COM
78464A763
207
2588
SH
SOLE
0
0
2588
SPDR S&P MidCap 400 ETF
COM
78467Y107
5685
21640
SH
SOLE
0
0
21640
Stryker Corp
COM
863667101
290
2705
SH
SOLE
0
0
2705
Target Corporation
COM
87612E106
736
8942
SH
SOLE
0
0
8942
United States Oil ETF
COM
91232N108
165
17050
SH
SOLE
0
0
17050
United Technologies Corp.
COM
913017109
762
7616
SH
SOLE
0
0
7616
Vanguard Div Appreciation
COM
921908844
488
6011
SH
SOLE
0
0
6011
Vanguard European
COM
922042874
18715
385713
SH
SOLE
0
0
385713
Vanguard Financials ETF
COM
92204A405
231
4992
SH
SOLE
0
0
4992
Vanguard Mid Cap Value ETF
COM
922908512
7165
82240
SH
SOLE
0
0
82240
Vanguard Pacific Stock ETF
COM
922042866
4761
86137
SH
SOLE
0
0
86137
Vanguard S&P 500 Index ETF
COM
922908363
3747
19873
SH
SOLE
0
0
19873
Vanguard Short Term Corp Bond
COM
92206C409
3520
43984
SH
SOLE
0
0
43984
Vanguard Total International S
COM
921909768
13602
302808
SH
SOLE
0
0
302808
Vanguard Total Stock Market ET
COM
922908769
342
3258
SH
SOLE
0
0
3258
Verizon Communications
COM
92343V104
668
12356
SH
SOLE
0
0
12356
Walgreens Boots Alliance Inc
COM
931427108
217
2574
SH
SOLE
0
0
2574
Walt Disney Co
COM
254687106
273
2748
SH
SOLE
0
0
2748
WT Intl. Small Cap Dividend ET
COM
97717W760
5843
99195
SH
SOLE
0
0
99195
Xilinx Inc
COM
983919101
297
6265
SH
SOLE
0
0
6265