0001127602-20-029084.txt : 20201116 0001127602-20-029084.hdr.sgml : 20201116 20201116145612 ACCESSION NUMBER: 0001127602-20-029084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201106 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbs David W CENTRAL INDEX KEY: 0001628590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 201315815 MAIL ADDRESS: STREET 1: 7100 CORPORATE DRIVE CITY: PLANO STATE: TX ZIP: 75024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-11-06 0001041061 YUM BRANDS INC YUM 0001628590 Gibbs David W 7100 CORPORATE DRIVE PLANO TX 75024 1 1 Chief Executive Officer Common Stock 2020-11-06 5 G 0 E 993 100.70 D 71288 D Common Stock 2020-11-16 4 M 0 3768 35.10 A 75056 D Common Stock 2020-11-16 4 D 0 1286 102.87 D 73770 D Common Stock 2020-11-16 4 S 0 2482 103.71 D 71288 D Stock Appreciation Right 35.10 2020-11-16 4 M 0 3768 0 D 2012-02-04 2021-02-04 Common Stock 3768 7536 D Pursuant to 10b5-1 Plan Vesting occurs on a quarterly basis beginning one year from grant date. /s/ M. Gayle Hobson, POA 2020-11-16