0001678463-18-000057.txt : 20180530 0001678463-18-000057.hdr.sgml : 20180530 20180530164301 ACCESSION NUMBER: 0001678463-18-000057 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BHATIA VIKRANT CENTRAL INDEX KEY: 0001628240 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 18868687 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4/A 1 wf-form4a_152771296645798.xml FORM 4/A X0306 4/A 2017-12-12 2017-12-14 0 0001678463 Forterra, Inc. FRTA 0001628240 BHATIA VIKRANT 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 0 1 0 0 Executive Vice President Stock Option (Right to Buy) 9.16 2017-12-12 4 A 0 32967 0 A 2027-12-12 Common Stock 32967.0 32967 D Restricted Stock Unit 2017-12-12 4 A 0 8734 0 A Common Stock 8734.0 8734 D Stock options vest in three equal installments on the first, second and third anniversaries of the grant date. Amendment filed to correct total in column 9. Granted as compensation for services. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Amendment filed to move restricted stock units from Table I to Table II. Restricted stock units vest in three equal installments on the first, second and third anniversaries of the grant date. /s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia 2018-05-30