Chief Compliance Officer

0001085146-20-000595.txt : 20200212 0001085146-20-000595.hdr.sgml : 20200212 20200212124426 ACCESSION NUMBER: 0001085146-20-000595 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Monashee Investment Management LLC CENTRAL INDEX KEY: 0001627608 IRS NUMBER: 453324374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16854 FILM NUMBER: 20602815 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET STREET 2: HIGH STREET TOWER, 28TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6178549197 MAIL ADDRESS: STREET 1: 125 HIGH STREET STREET 2: HIGH STREET TOWER, 28TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001627608 XXXXXXXX 12-31-2019 12-31-2019 false Monashee Investment Management LLC

125 HIGH STREET HIGH STREET TOWER, 28TH FLOOR BOSTON MA 02110

13F HOLDINGS REPORT 028-16854 N Jeffry T. Muller Chief Compliance Officer 617-854-9197 /s/ Jeffry T. Muller Boston MA 02-10-2020 0 81 107372 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACCEL ENTMT INC COM CL A1 00436Q106 1347 107748 SH SOLE 107748 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 21 20966 SH SOLE 20966 0 0 AERCAP HOLDINGS NV SHS N00985106 922 15000 SH SOLE 15000 0 0 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0232J127 1512 150000 SH SOLE 150000 0 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 1762 175000 SH SOLE 175000 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 220 38776 SH SOLE 38776 0 0 ARCO PLATFORM LTD COM CL A G04553106 4210 95243 SH SOLE 95243 0 0 ARDELYX INC COM 039697107 1010 134500 SH SOLE 134500 0 0 ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 183 107048 SH SOLE 107048 0 0 ASSEMBLY BIOSCIENCES INC COM 045396108 1739 85000 SH SOLE 85000 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 912 45000 SH SOLE 45000 0 0 BILL COM HLDGS INC COM 090043100 609 16000 SH SOLE 16000 0 0 BIOMX INC *W EXP 10/16/202 09090D111 41 87307 SH SOLE 87307 0 0 BIONANO GENOMICS INC *W EXP 08/21/202 09075F115 23 70621 SH SOLE 70621 0 0 BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 134 216776 SH SOLE 216776 0 0 BRIGHAM MINERALS INC CL A COM 10918L103 4288 200000 SH SOLE 200000 0 0 CANNAE HLDGS INC COM 13765N107 2231 60000 SH SOLE 60000 0 0 CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 118 53524 SH SOLE 53524 0 0 CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 115 81288 SH SOLE 81288 0 0 CIDARA THERAPEUTICS INC COM 171757107 1417 369099 SH SOLE 369099 0 0 CLARIVATE ANALYTICS PLC COM G21810109 7325 436000 SH SOLE 436000 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 198 142731 SH SOLE 142731 0 0 CONSTELLATION PHARMCETICLS I COM 210373106 1423 30200 SH SOLE 30200 0 0 CONYERS PK II ACQUISITION CO *W EXP 07/18/202 212896112 30 15904 SH SOLE 15904 0 0 CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 59 73943 SH SOLE 73943 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 1496 30000 SH SOLE 30000 0 0 DIAMOND EAGLE ACQUISITION CO *W EXP 06/30/202 25258L117 67 27955 SH SOLE 27955 0 0 DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 33 42253 SH SOLE 42253 0 0 DYNATRACE INC COM 268150109 6032 238422 SH SOLE 238422 0 0 E L F BEAUTY INC COM 26856L103 1210 75000 SH SOLE 75000 0 0 EXPERIENCE INVESTMENT CORP COM CL A 30217C109 1047 106524 SH SOLE 106524 0 0 FASTLY INC CL A 31188V100 746 37175 SH SOLE 37175 0 0 FINSERV ACQUISITION CORP UNIT 12/31/2026 318085206 1391 135938 SH SOLE 135938 0 0 FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 163 119227 SH SOLE 119227 0 0 FORTY SEVEN INC COM 34983P104 2953 75000 SH SOLE 75000 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 40 86613 SH SOLE 86613 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 2063 40000 SH SOLE 40000 0 0 GLOBAL MED REIT INC COM NEW 37954A204 1323 100000 SH SOLE 100000 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 22 14738 SH SOLE 14738 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 89 62962 SH SOLE 62962 0 0 HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 3105 300000 SH SOLE 300000 0 0 IMMUNOMEDICS INC COM 452907108 1693 80000 SH SOLE 80000 0 0 JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 3060 300000 SH SOLE 300000 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 30 41932 SH SOLE 41932 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 693 67969 SH SOLE 67969 0 0 LIVONGO HEALTH INC COM 539183103 1128 45000 SH SOLE 45000 0 0 MILLENDO THERAPEUTICS INC COM 60040X103 945 140168 SH SOLE 140168 0 0 MOLECULAR TEMPLATES INC COM 608550109 3358 240000 SH SOLE 240000 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 1780 90223 SH SOLE 90223 0 0 NEW JERSEY RES COM 646025106 891 20000 SH SOLE 20000 0 0 NEW PROVIDENCE ACQUISITIN CO *W EXP 09/11/202 64822P114 19 21305 SH SOLE 21305 0 0 NEW PROVIDENCE ACQUISITIN CO COM CL A 64822P106 421 42610 SH SOLE 42610 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 13 14137 SH SOLE 14137 0 0 OMEROS CORP COM 682143102 2454 174163 SH SOLE 174163 0 0 ONECONNECT FINL TECHNOLOGY C SPONSORED ADS 68248T105 1914 190855 SH SOLE 190855 0 0 ORGANOGENESIS HLDGS INC COM 68621F102 557 115818 SH SOLE 115818 0 0 ORTHOPEDIATRICS CORP COM 68752L100 1410 30000 SH SOLE 30000 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 7979 155000 SH SOLE 155000 0 0 PHREESIA INC COM 71944F106 4493 168666 SH SOLE 168666 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 28 35343 SH SOLE 35343 0 0 PLUG POWER INC COM NEW 72919P202 409 129398 SH SOLE 129398 0 0 PLYMOUTH INDL REIT INC COM 729640102 1620 88069 SH SOLE 88069 0 0 READY CAP CORP COM 75574U101 1887 122359 SH SOLE 122359 0 0 REPLAY ACQUISITION CORP COM G75130107 18 21091 SH SOLE 21091 0 0 REVANCE THERAPEUTICS INC COM 761330109 1380 85000 SH SOLE 85000 0 0 ROCKET PHARMACEUTICALS INC COM 77313F106 951 41800 SH SOLE 41800 0 0 RYMAN HOSPITALITY PPTYS INC COM 78377T107 2600 30000 SH SOLE 30000 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 13 31957 SH SOLE 31957 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 633 63914 SH SOLE 63914 0 0 SILVERCREST METALS INC COM 828363101 101 15000 SH SOLE 15000 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 47 52468 SH SOLE 52468 0 0 SPROUT SOCIAL INC COM CL A 85209W109 2375 147950 SH SOLE 147950 0 0 SWITCHBACK ENERGY ACQUISITIO *W EXP 07/25/202 87105M110 17 28159 SH SOLE 28159 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 424 42610 SH SOLE 42610 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 19 21305 SH SOLE 21305 0 0 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 20 42253 SH SOLE 42253 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 50 52817 SH SOLE 52817 0 0 TTEC HLDGS INC COM 89854H102 3145 79391 SH SOLE 79391 0 0 TUFIN SOFTWARE TECHNOLOGIS L SHS M8893U102 1055 60000 SH SOLE 60000 0 0 VERRA MOBILITY CORP COM 92511U102 1224 87500 SH SOLE 87500 0 0 XP INC CL A G98239109 2889 75000 SH SOLE 75000 0 0