0001626982-17-000004.txt : 20171018 0001626982-17-000004.hdr.sgml : 20171018 20171018152755 ACCESSION NUMBER: 0001626982-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171018 DATE AS OF CHANGE: 20171018 EFFECTIVENESS DATE: 20171018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FormulaFolio Investments, LLC CENTRAL INDEX KEY: 0001626982 IRS NUMBER: 271883816 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16938 FILM NUMBER: 171142606 BUSINESS ADDRESS: STREET 1: 89 IONIA AVE NW STREET 2: SUITE 600 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 BUSINESS PHONE: 616-667-2150 EXT7004 MAIL ADDRESS: STREET 1: 89 IONIA AVE NW STREET 2: SUITE 600 CITY: GRAND RAPIDS STATE: MI ZIP: 49503 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626982 XXXXXXXX 09-30-2017 09-30-2017 FormulaFolio Investments, LLC

89 IONIA AVE NW SUITE 600 GRAND RAPIDS MI 49503

13F HOLDINGS REPORT 028-16938 N Danielle Tyler 888-562-8880 Danielle Tyler Grand Rapids MI 10-18-2017 0 219 1305187 false INFORMATION TABLE 2 13FQ317.xml 13FQ317 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 344 1536 SH SOLE 0 0 1536 ISHARES TR CORE S&P MCP ETF 464287507 26532 148309 SH SOLE 0 0 148309 ISHARES TR S&P MC 400VL ETF 464287705 708 4634 SH SOLE 0 0 4634 ISHARES TR S&P MC 400GR ETF 464287606 268 1325 SH SOLE 0 0 1325 ISHARES TR CORE S&P SCP ETF 464287804 48393 652021 SH SOLE 0 0 652021 ISHARES TR SP SMCP600VL ETF 464287879 771 5201 SH SOLE 0 0 5201 ISHARES TR CORE S&P500 ETF 464287200 119564 472716 SH SOLE 0 0 472716 ISHARES TR RUSSELL 2000 ETF 464287655 1088 7345 SH SOLE 0 0 7345 ISHARES TR U.S. REAL ES ETF 464287739 6170 77237 SH SOLE 0 0 77237 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 247 756 SH SOLE 0 0 756 SPDR S&P 500 ETF TR TR UNIT 78462F103 1252 4982 SH SOLE 0 0 4982 ADOBE SYS INC COM 00724F101 499 3342 SH SOLE 0 0 3342 AMAZON COM INC COM 023135106 439 457 SH SOLE 0 0 457 BRISTOL MYERS SQUIBB CO COM 110122108 369 5795 SH SOLE 0 0 5795 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 506 2759 SH SOLE 0 0 2759 EMERSON ELEC CO COM 291011104 697 11090 SH SOLE 0 0 11090 BOEING CO COM 097023105 987 3883 SH SOLE 0 0 3883 NISOURCE INC COM 65473P105 362 14140 SH SOLE 0 0 14140 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1478 10159 SH SOLE 0 0 10159 AMGEN INC COM 031162100 301 1612 SH SOLE 0 0 1612 BP PLC SPONSORED ADR 055622104 251 6533 SH SOLE 0 0 6533 ALTRIA GROUP INC COM 02209S103 1377 21708 SH SOLE 0 0 21708 INTEL CORP COM 458140100 528 13878 SH SOLE 0 0 13878 ORACLE CORP COM 68389X105 233 4810 SH SOLE 0 0 4810 DISNEY WALT CO COM DISNEY 254687106 669 6787 SH SOLE 0 0 6787 HONEYWELL INTL INC COM 438516106 759 5354 SH SOLE 0 0 5354 US BANCORP DEL COM NEW 902973304 368 6876 SH SOLE 0 0 6876 JOHNSON & JOHNSON COM 478160104 696 5356 SH SOLE 0 0 5356 PFIZER INC COM 717081103 500 14001 SH SOLE 0 0 14001 EXELON CORP COM 30161N101 358 9498 SH SOLE 0 0 9498 LOWES COS INC COM 548661107 1769 22133 SH SOLE 0 0 22133 CHEVRON CORP NEW COM 166764100 1424 12115 SH SOLE 0 0 12115 MICROSOFT CORP COM 594918104 1290 17316 SH SOLE 0 0 17316 UNITED PARCEL SERVICE INC CL B 911312106 808 6727 SH SOLE 0 0 6727 AT&T INC COM 00206R102 1973 50377 SH SOLE 0 0 50377 CISCO SYS INC COM 17275R102 502 14918 SH SOLE 0 0 14918 INTERNATIONAL BUSINESS MACHS COM 459200101 559 3852 SH SOLE 0 0 3852 COCA COLA CO COM 191216100 588 13072 SH SOLE 0 0 13072 LOCKHEED MARTIN CORP COM 539830109 550 1774 SH SOLE 0 0 1774 PEPSICO INC COM 713448108 522 4686 SH SOLE 0 0 4686 VERIZON COMMUNICATIONS INC COM 92343V104 1790 36178 SH SOLE 0 0 36178 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11663 451002 SH SOLE 0 0 451002 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 285 3011 SH SOLE 0 0 3011 WALGREENS BOOTS ALLIANCE INC COM 931427108 227 2938 SH SOLE 0 0 2938 BANK AMER CORP COM 060505104 589 23257 SH SOLE 0 0 23257 EXXON MOBIL CORP COM 30231G102 2618 31929 SH SOLE 0 0 31929 WAL-MART STORES INC COM 931142103 1814 23213 SH SOLE 0 0 23213 APPLIED MATLS INC COM 038222105 1603 30771 SH SOLE 0 0 30771 TEXAS INSTRS INC COM 882508104 221 2469 SH SOLE 0 0 2469 BRADY CORP CL A 104674106 421 11101 SH SOLE 0 0 11101 TARGET CORP COM 87612E106 253 4283 SH SOLE 0 0 4283 COLGATE PALMOLIVE CO COM 194162103 702 9640 SH SOLE 0 0 9640 COSTCO WHSL CORP NEW COM 22160K105 501 3047 SH SOLE 0 0 3047 CVS HEALTH CORP COM 126650100 272 3345 SH SOLE 0 0 3345 DOMINION ENERGY INC COM 25746U109 830 10794 SH SOLE 0 0 10794 SCHLUMBERGER LTD COM 806857108 267 3821 SH SOLE 0 0 3821 MCKESSON CORP COM 58155Q103 918 5974 SH SOLE 0 0 5974 MERCK & CO INC COM 58933Y105 468 7302 SH SOLE 0 0 7302 FIFTH THIRD BANCORP COM 316773100 833 29761 SH SOLE 0 0 29761 FULTON FINL CORP PA COM 360271100 430 22926 SH SOLE 0 0 22926 PROCTER AND GAMBLE CO COM 742718109 1264 13896 SH SOLE 0 0 13896 GENERAL ELECTRIC CO COM 369604103 794 32837 SH SOLE 0 0 32837 KIMBERLY CLARK CORP COM 494368103 438 3724 SH SOLE 0 0 3724 GILEAD SCIENCES INC COM 375558103 318 3921 SH SOLE 0 0 3921 HOME DEPOT INC COM 437076102 816 4992 SH SOLE 0 0 4992 MCDONALDS CORP COM 580135101 593 3782 SH SOLE 0 0 3782 JPMORGAN CHASE & CO COM 46625H100 270 2826 SH SOLE 0 0 2826 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 246 4620 SH SOLE 0 0 4620 WELLS FARGO CO NEW COM 949746101 255 4620 SH SOLE 0 0 4620 ISHARES TR 1 3 YR TREAS BD 464287457 404 4788 SH SOLE 0 0 4788 ISHARES TR BARCLAYS 7 10 YR 464287440 2399 22520 SH SOLE 0 0 22520 ISHARES TR 20 YR TR BD ETF 464287432 3202 25668 SH SOLE 0 0 25668 ISHARES TR IBOXX INV CP ETF 464287242 73443 605815 SH SOLE 0 0 605815 FISERV INC COM 337738108 400 3099 SH SOLE 0 0 3099 FORD MTR CO DEL COM PAR $0.01 345370860 482 40257 SH SOLE 0 0 40257 UNITEDHEALTH GROUP INC COM 91324P102 245 1250 SH SOLE 0 0 1250 3M CO COM 88579Y101 213 1015 SH SOLE 0 0 1015 MAXIM INTEGRATED PRODS INC COM 57772K101 547 11463 SH SOLE 0 0 11463 COMCAST CORP NEW CL A 20030N101 390 10123 SH SOLE 0 0 10123 VANGUARD INDEX FDS TOTAL STK MKT 922908769 37615 290417 SH SOLE 0 0 290417 NEXTERA ENERGY INC COM 65339F101 274 1867 SH SOLE 0 0 1867 DUKE ENERGY CORP NEW COM NEW 26441C204 4309 51342 SH SOLE 0 0 51342 APPLE INC COM 037833100 2537 16462 SH SOLE 0 0 16462 ALLSTATE CORP COM 020002101 1445 15725 SH SOLE 0 0 15725 MEREDITH CORP COM 589433101 515 9284 SH SOLE 0 0 9284 BLACKROCK MUNIYIELD FD INC COM 09253W104 170 11313 SH SOLE 0 0 11313 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 816 5888 SH SOLE 0 0 5888 PPL CORP COM 69351T106 275 7234 SH SOLE 0 0 7234 APPLIED INDL TECHNOLOGIES IN COM 03820C105 541 8220 SH SOLE 0 0 8220 DTE ENERGY CO COM 233331107 681 6341 SH SOLE 0 0 6341 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 482 5042 SH SOLE 0 0 5042 CELGENE CORP COM 151020104 409 2806 SH SOLE 0 0 2806 ISHARES TR S&P 100 ETF 464287101 1809 16252 SH SOLE 0 0 16252 PUBLIC STORAGE COM 74460D109 488 2280 SH SOLE 0 0 2280 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1094 9230 SH SOLE 0 0 9230 REGIONS FINL CORP NEW COM 7591EP100 597 39194 SH SOLE 0 0 39194 CENTERPOINT ENERGY INC COM 15189T107 407 13918 SH SOLE 0 0 13918 LOEWS CORP COM 540424108 943 19700 SH SOLE 0 0 19700 PG&E CORP COM 69331C108 597 8775 SH SOLE 0 0 8775 E TRADE FINANCIAL CORP COM NEW 269246401 689 15808 SH SOLE 0 0 15808 EASTMAN CHEM CO COM 277432100 1173 12964 SH SOLE 0 0 12964 SOUTHERN CO COM 842587107 505 10273 SH SOLE 0 0 10273 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2330 53469 SH SOLE 0 0 53469 BERKSHIRE HATHAWAY INC DEL CL A 084670108 549 2 SH SOLE 0 0 2 CIGNA CORPORATION COM 125509109 1115 5964 SH SOLE 0 0 5964 EVEREST RE GROUP LTD COM G3223R108 649 2843 SH SOLE 0 0 2843 D R HORTON INC COM 23331A109 1132 28341 SH SOLE 0 0 28341 ISHARES TR CORE US AGGBD ET 464287226 14523 132522 SH SOLE 0 0 132522 ISHARES TR SELECT DIVID ETF 464287168 282 3012 SH SOLE 0 0 3012 VENTAS INC COM 92276F100 320 4909 SH SOLE 0 0 4909 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 167 11970 SH SOLE 0 0 11970 TRAVELERS COMPANIES INC COM 89417E109 597 4874 SH SOLE 0 0 4874 CHICOS FAS INC COM 168615102 244 27251 SH SOLE 0 0 27251 AMERICAN ELEC PWR INC COM 025537101 214 3048 SH SOLE 0 0 3048 FLIR SYS INC COM 302445101 341 8775 SH SOLE 0 0 8775 LEUCADIA NATL CORP COM 527288104 1048 41497 SH SOLE 0 0 41497 COMERICA INC COM 200340107 782 10255 SH SOLE 0 0 10255 STANLEY BLACK & DECKER INC COM 854502101 1055 6990 SH SOLE 0 0 6990 LINCOLN NATL CORP IND COM 534187109 1134 15432 SH SOLE 0 0 15432 DOVER CORP COM 260003108 374 4094 SH SOLE 0 0 4094 NOVO-NORDISK A S ADR 670100205 385 7987 SH SOLE 0 0 7987 BECTON DICKINSON & CO COM 075887109 680 3469 SH SOLE 0 0 3469 CABOT CORP COM 127055101 567 10155 SH SOLE 0 0 10155 BIG 5 SPORTING GOODS CORP COM 08915P101 181 23680 SH SOLE 0 0 23680 PIONEER MUN HIGH INCOME TR COM SHS 723763108 153 12758 SH SOLE 0 0 12758 SPDR GOLD TRUST GOLD SHS 78463V107 665 5472 SH SOLE 0 0 5472 WEC ENERGY GROUP INC COM 92939U106 262 4177 SH SOLE 0 0 4177 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1022 6710 SH SOLE 0 0 6710 VANGUARD INDEX FDS SM CP VAL ETF 922908611 811 6348 SH SOLE 0 0 6348 VANGUARD INDEX FDS REIT ETF 922908553 30615 368461 SH SOLE 0 0 368461 UGI CORP NEW COM 902681105 768 16388 SH SOLE 0 0 16388 LEGGETT & PLATT INC COM 524660107 215 4503 SH SOLE 0 0 4503 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 495 7577 SH SOLE 0 0 7577 QUANTA SVCS INC COM 74762E106 762 20386 SH SOLE 0 0 20386 SOUTHWEST GAS HOLDINGS INC COM 844895102 416 5361 SH SOLE 0 0 5361 NUVEEN QUALITY MUNCP INCOME COM 67066V101 178 12556 SH SOLE 0 0 12556 TOTAL SYS SVCS INC COM 891906109 219 3339 SH SOLE 0 0 3339 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 396 8347 SH SOLE 0 0 8347 PIONEER MUN HIGH INCOME ADV COM 723762100 257 22231 SH SOLE 0 0 22231 PACCAR INC COM 693718108 1091 15080 SH SOLE 0 0 15080 VANGUARD WORLD FDS UTILITIES ETF 92204A876 393 3369 SH SOLE 0 0 3369 THERMO FISHER SCIENTIFIC INC COM 883556102 850 4494 SH SOLE 0 0 4494 ENBRIDGE INC COM 29250N105 1353 32335 SH SOLE 0 0 32335 SOUTH JERSEY INDS INC COM 838518108 412 11928 SH SOLE 0 0 11928 STEELCASE INC CL A 858155203 513 33307 SH SOLE 0 0 33307 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 703 4901 SH SOLE 0 0 4901 INVESCO LTD SHS G491BT108 414 11813 SH SOLE 0 0 11813 PROSHARES TR PSHS ULT S&P 500 74347R107 337 3487 SH SOLE 0 0 3487 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 2794 89241 SH SOLE 0 0 89241 AMERICAN EQTY INVT LIFE HLD COM 025676206 457 15700 SH SOLE 0 0 15700 ISHARES TR CORE S&P TTL STK 464287150 35056 608295 SH SOLE 0 0 608295 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 405 9472 SH SOLE 0 0 9472 PINNACLE FINL PARTNERS INC COM 72346Q104 301 4500 SH SOLE 0 0 4500 HANESBRANDS INC COM 410345102 617 25024 SH SOLE 0 0 25024 PROSHARES TR PSHS ULT MCAP400 74347R404 323 2938 SH SOLE 0 0 2938 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1092 8968 SH SOLE 0 0 8968 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 30092 570903 SH SOLE 0 0 570903 ISHARES TR IBOXX HI YD ETF 464288513 138400 1559264 SH SOLE 0 0 1559264 PROSHARES TR PSHS ULTRUSS2000 74347R842 365 5468 SH SOLE 0 0 5468 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 482 5880 SH SOLE 0 0 5880 ISHARES TR S&P US PFD STK 464288687 5440 140176 SH SOLE 0 0 140176 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 357 3841 SH SOLE 0 0 3841 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 373 2766 SH SOLE 0 0 2766 TE CONNECTIVITY LTD REG SHS H84989104 524 6307 SH SOLE 0 0 6307 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3496 80534 SH SOLE 0 0 80534 ISHARES TR NATIONAL MUN ETF 464288414 604 5452 SH SOLE 0 0 5452 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 18020 641527 SH SOLE 0 0 641527 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 48829 1308379 SH SOLE 0 0 1308379 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 565 8380 SH SOLE 0 0 8380 VISA INC COM CL A 92826C839 299 2844 SH SOLE 0 0 2844 PHILIP MORRIS INTL INC COM 718172109 1172 10562 SH SOLE 0 0 10562 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 516 7169 SH SOLE 0 0 7169 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 9922 520009 SH SOLE 0 0 520009 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 363 3234 SH SOLE 0 0 3234 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 1487 36032 SH SOLE 0 0 36032 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 350 4064 SH SOLE 0 0 4064 ISHARES TR INTL TREA BD ETF 464288117 52721 1070480 SH SOLE 0 0 1070480 FS INVT CORP COM 302635107 194 22945 SH SOLE 0 0 22945 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5467 89760 SH SOLE 0 0 89760 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 7313 218499 SH SOLE 0 0 218499 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3800 63299 SH SOLE 0 0 63299 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2990 44380 SH SOLE 0 0 44380 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 811 12544 SH SOLE 0 0 12544 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1230 45721 SH SOLE 0 0 45721 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 908 9163 SH SOLE 0 0 9163 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 541 10035 SH SOLE 0 0 10035 PIMCO ETF TR INV GRD CRP BD 72201R817 1063 10081 SH SOLE 0 0 10081 ISHARES TR 0-5 YR TIPS ETF 46429B747 293 2918 SH SOLE 0 0 2918 SCHWAB STRATEGIC TR US REIT ETF 808524847 6355 154508 SH SOLE 0 0 154508 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2177 43438 SH SOLE 0 0 43438 ISHARES TR CORE HIGH DV ETF 46429B663 1123 13062 SH SOLE 0 0 13062 SPDR SERIES TRUST BLOMBRG BRC CORP 78464A144 2656 81849 SH SOLE 0 0 81849 ISHARES TR FLTG RATE NT ETF 46429B655 2080 40824 SH SOLE 0 0 40824 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2671 51017 SH SOLE 0 0 51017 ISHARES TR MIN VOL USA ETF 46429B697 3044 60470 SH SOLE 0 0 60470 DELPHI AUTOMOTIVE PLC SHS G27823106 1123 11413 SH SOLE 0 0 11413 PHILLIPS 66 COM 718546104 370 4034 SH SOLE 0 0 4034 FACEBOOK INC CL A 30303M102 783 4583 SH SOLE 0 0 4583 ISHARES INC CORE MSCI EMKT 46434G103 13252 245323 SH SOLE 0 0 245323 ISHARES TR CORE MSCI TOTAL 46432F834 97131 1592838 SH SOLE 0 0 1592838 ISHARES TR CORE MSCI EAFE 46432F842 19782 308275 SH SOLE 0 0 308275 ISHARES TR GNMA BOND ETF 46429B333 502 10064 SH SOLE 0 0 10064 ABBVIE INC COM 00287Y109 218 2451 SH SOLE 0 0 2451 DOUBLELINE INCOME SOLUTIONS COM 258622109 831 39087 SH SOLE 0 0 39087 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 4438 81295 SH SOLE 0 0 81295 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 756 21550 SH SOLE 0 0 21550 FIDELITY MSCI UTILS INDEX 316092865 337 9754 SH SOLE 0 0 9754 FIDELITY MSCI FINLS IDX 316092501 29869 786634 SH SOLE 0 0 786634 ISHARES TR CORE DIV GRWTH 46434V621 2213 68149 SH SOLE 0 0 68149 FIDELITY MSCI RL EST ETF 316092857 91559 3773307 SH SOLE 0 0 3773307 WESTROCK CO COM 96145D105 1059 18667 SH SOLE 0 0 18667 FIRST TR EXCH TRADED FD III RIVRFRNT DYN EUR 33739P806 1029 15931 SH SOLE 0 0 15931 HEWLETT PACKARD ENTERPRISE C COM 42824C109 148 10056 SH SOLE 0 0 10056 FIRST TR EXCH TRADED FD III RIVRFRNT DYN DEV 33739P608 1435 22763 SH SOLE 0 0 22763 XL GROUP LTD COM G98294104 737 18679 SH SOLE 0 0 18679 NORTHERN LTS FD TR IV FRMLAFOLIOS TATL 66538H666 126698 5053757 SH SOLE 0 0 5053757 NORTHERN LTS FD TR IV FORMULA FOLIOS 66538H674 39727 1529709 SH SOLE 0 0 1529709 DOWDUPONT INC COM 26078J100 589 8511 SH SOLE 0 0 8511