0001085146-17-000981.txt : 20170418 0001085146-17-000981.hdr.sgml : 20170418 20170417205905 ACCESSION NUMBER: 0001085146-17-000981 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170417 EFFECTIVENESS DATE: 20170418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 17765824 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626379 XXXXXXXX 09-30-2014 09-30-2014 false Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 04-16-2017 0 186 245452 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 349 2460 SH SOLE 0 0 2460 ABBOTT LABS COM 002824100 432 10388 SH SOLE 0 0 10388 ABBVIE INC COM 00287Y109 601 10408 SH SOLE 0 0 10408 ABERDEEN ASIA PACIFIC INCOM COM 003009107 8216 1392518 SH SOLE 10388 0 1382130 ADAMS EXPRESS CO COM 006212104 172 12321 SH SOLE 0 0 12321 ALLSTATE CORP COM 020002101 222 3619 SH SOLE 0 0 3619 ALPS ETF TR ALERIAN MLP 00162Q866 1156 60289 SH SOLE 0 0 60289 ALTRIA GROUP INC COM 02209S103 1102 23998 SH SOLE 0 0 23998 AMAZON COM INC COM 023135106 490 1519 SH SOLE 0 0 1519 AMERICAN AIRLS GROUP INC COM 02376R102 437 12315 SH SOLE 0 0 12315 AMERICAN EXPRESS CO COM 025816109 296 3386 SH SOLE 0 0 3386 AMPIO PHARMACEUTICALS INC COM 03209T109 50 14302 SH SOLE 0 0 14302 APPLE INC COM 037833100 13313 132140 SH SOLE 0 0 132140 AT&T INC COM 00206R102 479 13583 SH SOLE 0 0 13583 BANK AMER CORP COM 060505104 234 13701 SH SOLE 0 0 13701 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 308 8975 SH SOLE 0 0 8975 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3075 22263 SH SOLE 0 0 22263 BIOGEN IDEC INC COM 09062X103 268 809 SH SOLE 0 0 809 BP PLC SPONSORED ADR 055622104 212 4826 SH SOLE 0 0 4826 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 561 18525 SH SOLE 0 0 18525 CENTRAL FD CDA LTD CL A 153501101 9220 749046 SH SOLE 6700 0 742346 CENTRAL GOLDTRUST TR UNIT 153546106 729 17621 SH SOLE 0 0 17621 CHEGG INC COM 163092109 94 15000 SH SOLE 0 0 15000 CHENIERE ENERGY INC COM NEW 16411R208 225 2807 SH SOLE 0 0 2807 CHEVRON CORP NEW COM 166764100 1259 10554 SH SOLE 0 0 10554 CISCO SYS INC COM 17275R102 2925 116209 SH SOLE 448 0 115761 COCA COLA CO COM 191216100 300 7026 SH SOLE 0 0 7026 COLGATE PALMOLIVE CO COM 194162103 772 11832 SH SOLE 0 0 11832 COPART INC COM 217204106 315 10064 SH SOLE 0 0 10064 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 3270 37292 SH SOLE 317 0 36975 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1531 17248 SH SOLE 0 0 17248 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1177 11508 SH SOLE 0 0 11508 DYNAVAX TECHNOLOGIES CORP COM 268158102 57 40000 SH SOLE 0 0 40000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2847 46147 SH SOLE 0 0 46147 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 683 10676 SH SOLE 0 0 10676 ENTERPRISE PRODS PARTNERS L COM 293792107 4760 118107 SH SOLE 0 0 118107 EXXON MOBIL CORP COM 30231G102 3532 37560 SH SOLE 0 0 37560 FACEBOOK INC CL A 30303M102 16890 213685 SH SOLE 0 0 213685 FLEXSHARES TR MORNSTAR UPSTR 33939L407 246 7163 SH SOLE 0 0 7163 GENERAL DYNAMICS CORP COM 369550108 275 2161 SH SOLE 0 0 2161 GENERAL ELECTRIC CO COM 369604103 1022 39897 SH SOLE 0 0 39897 HALLIBURTON CO COM 406216101 562 8707 SH SOLE 0 0 8707 HANSEN MEDICAL INC COM 411307101 12 10000 SH SOLE 0 0 10000 HEWLETT PACKARD CO COM 428236103 228 6419 SH SOLE 0 0 6419 ILLINOIS TOOL WKS INC COM 452308109 209 2475 SH SOLE 0 0 2475 INTEL CORP COM 458140100 471 13536 SH SOLE 400 0 13136 INTERNATIONAL BUSINESS MACHS COM 459200101 850 4476 SH SOLE 0 0 4476 ISHARES 3YRTB ETF 464288125 1598 17897 SH SOLE 0 0 17897 ISHARES EAFE SML CP ETF 464288273 812 16745 SH SOLE 0 0 16745 ISHARES INTL SEL DIV ETF 464288448 518 14478 SH SOLE 0 0 14478 ISHARES IBOXX HI YD ETF 464288513 288 3137 SH SOLE 0 0 3137 ISHARES INTERM CR BD ETF 464288638 265 2426 SH SOLE 0 0 2426 ISHARES 1-3 YR CR BD ETF 464288646 582 5533 SH SOLE 0 0 5533 ISHARES GLOB UTILITS ETF 464288711 374 7832 SH SOLE 0 0 7832 ISHARES MICRO-CAP ETF 464288869 901 12961 SH SOLE 0 0 12961 ISHARES EAFE VALUE ETF 464288877 1153 21082 SH SOLE 0 0 21082 ISHARES EAFE GRWTH ETF 464288885 451 6624 SH SOLE 0 0 6624 ISHARES GOLD TRUST ISHARES 464285105 1486 127042 SH SOLE 0 0 127042 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 2133 72100 SH SOLE 0 0 72100 ISHARES SILVER TRUST ISHARES 46428Q109 502 30709 SH SOLE 0 0 30709 ISHARES TR SELECT DIVID ETF 464287168 2326 31487 SH SOLE 0 0 31487 ISHARES TR TIPS BD ETF 464287176 1418 12652 SH SOLE 0 0 12652 ISHARES TR CORE S&P500 ETF 464287200 1140 5748 SH SOLE 0 0 5748 ISHARES TR CORE US AGGBD ET 464287226 338 3096 SH SOLE 0 0 3096 ISHARES TR MSCI EMG MKT ETF 464287234 1027 24708 SH SOLE 0 0 24708 ISHARES TR 1-3 YR TR BD ETF 464287457 1174 13897 SH SOLE 0 0 13897 ISHARES TR MSCI EAFE ETF 464287465 2208 34443 SH SOLE 0 0 34443 ISHARES TR CORE S&P MCP ETF 464287507 234 1713 SH SOLE 0 0 1713 ISHARES TR NASDQ BIOTEC ETF 464287556 413 1509 SH SOLE 0 0 1509 ISHARES TR COHEN&STEER REIT 464287564 625 7395 SH SOLE 0 0 7395 ISHARES TR RUS 1000 VAL ETF 464287598 753 7526 SH SOLE 0 0 7526 ISHARES TR S&P MC 400GR ETF 464287606 405 2673 SH SOLE 0 0 2673 ISHARES TR RUS 1000 GRW ETF 464287614 1410 15390 SH SOLE 0 0 15390 ISHARES TR RUS 1000 ETF 464287622 1005 9150 SH SOLE 0 0 9150 ISHARES TR RUS 2000 VAL ETF 464287630 266 2847 SH SOLE 0 0 2847 ISHARES TR RUS 2000 GRW ETF 464287648 331 2550 SH SOLE 0 0 2550 ISHARES TR RUSSELL 2000 ETF 464287655 1707 15607 SH SOLE 0 0 15607 ISHARES TR RUSSELL 3000 ETF 464287689 333 2852 SH SOLE 0 0 2852 ISHARES TR U.S. UTILITS ETF 464287697 1414 13433 SH SOLE 0 0 13433 ISHARES TR S&P MC 400VL ETF 464287705 353 2935 SH SOLE 0 0 2935 ISHARES TR DOW JONES US ETF 464287846 982 9902 SH SOLE 0 0 9902 ISHARES TR SP SMCP600VL ETF 464287879 3181 29645 SH SOLE 0 0 29645 ISHARES TR EAFE MIN VOL ETF 46429B689 324 5168 SH SOLE 0 0 5168 JACOBS ENGR GROUP INC DEL COM 469814107 391 8000 SH SOLE 0 0 8000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 523 10000 SH SOLE 0 0 10000 JOHNSON & JOHNSON COM 478160104 3499 32827 SH SOLE 0 0 32827 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 766 14437 SH SOLE 0 0 14437 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2555 27389 SH SOLE 0 0 27389 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2577 27367 SH SOLE 0 0 27367 KINDRED BIOSCIENCES INC COM 494577109 153 16545 SH SOLE 0 0 16545 LAZARD LTD SHS A G54050102 1069 21085 SH SOLE 0 0 21085 LIFEVANTAGE CORP COM 53222K106 702 615732 SH SOLE 0 0 615732 LINN ENERGY LLC UNIT LTD LIAB 536020100 237 7876 SH SOLE 0 0 7876 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1324 15727 SH SOLE 0 0 15727 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 300 14053 SH SOLE 0 0 14053 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 537 24012 SH SOLE 0 0 24012 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 311 5888 SH SOLE 0 0 5888 MCDONALDS CORP COM 580135101 398 4197 SH SOLE 0 0 4197 MERCK & CO INC NEW COM 58933Y105 319 5376 SH SOLE 0 0 5376 MICROSOFT CORP COM 594918104 730 15741 SH SOLE 0 0 15741 MONDELEZ INTL INC CL A 609207105 212 6186 SH SOLE 0 0 6186 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 297 18300 SH SOLE 0 0 18300 NUVEEN INVT QUALITY MUN FD I COM 67062E103 149 10000 SH SOLE 0 0 10000 OI S.A. SPN ADR REP PFD 670851203 21 30000 SH SOLE 0 0 30000 OLD NATL BANCORP IND COM 680033107 159 12226 SH SOLE 0 0 12226 OMEGA HEALTHCARE INVS INC COM 681936100 208 6075 SH SOLE 0 0 6075 OMEROS CORP COM 682143102 328 25816 SH SOLE 0 0 25816 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 4042 72238 SH SOLE 0 0 72238 ORACLE CORP COM 68389X105 252 6581 SH SOLE 0 0 6581 PETROLEUM & RES CORP COM 716549100 434 15086 SH SOLE 0 0 15086 PFIZER INC COM 717081103 438 14798 SH SOLE 0 0 14798 PHILIP MORRIS INTL INC COM 718172109 1141 13684 SH SOLE 0 0 13684 PIMCO ETF TR 1-5 US TIP IDX 72201R205 297 5648 SH SOLE 0 0 5648 PIMCO ETF TR TOTL RETN ETF 72201R775 501 4618 SH SOLE 0 0 4618 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 237 4028 SH SOLE 0 0 4028 PLUM CREEK TIMBER CO INC COM 729251108 725 18585 SH SOLE 0 0 18585 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 455 19599 SH SOLE 0 0 19599 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 279 10875 SH SOLE 0 0 10875 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 218 12083 SH SOLE 0 0 12083 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 394 18255 SH SOLE 0 0 18255 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 209 8787 SH SOLE 0 0 8787 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 257 2598 SH SOLE 0 0 2598 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 397 15553 SH SOLE 0 0 15553 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 324 11930 SH SOLE 0 0 11930 PROCTER & GAMBLE CO COM 742718109 502 6000 SH SOLE 0 0 6000 PROSHARES TR PSHS ULTSH 20YRS 74347B201 601 10670 SH SOLE 0 0 10670 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 378 7149 SH SOLE 0 0 7149 SCHLUMBERGER LTD COM 806857108 1079 10609 SH SOLE 0 0 10609 SCHWAB STRATEGIC TR US REIT ETF 808524847 317 9318 SH SOLE 0 0 9318 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 624 6884 SH SOLE 0 0 6884 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 471 11190 SH SOLE 0 0 11190 SIRIUS XM HLDGS INC COM 82968B103 124 35440 SH SOLE 0 0 35440 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 485 12219 SH SOLE 0 0 12219 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 324 7301 SH SOLE 0 0 7301 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 422 9129 SH SOLE 0 0 9129 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 421 11991 SH SOLE 0 0 11991 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 445 13616 SH SOLE 0 0 13616 SPDR S&P 500 ETF TR TR UNIT 78462F103 3931 20956 SH SOLE 0 0 20956 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 377 1511 SH SOLE 0 0 1511 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 231 23205 SH SOLE 0 0 23205 STATE STR CORP COM 857477103 589 8000 SH SOLE 0 0 8000 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 113 15000 SH SOLE 0 0 15000 TEMPLETON GLOBAL INCOME FD COM 880198106 9865 1240868 SH SOLE 17605 0 1223263 TESLA MTRS INC COM 88160R101 301 1241 SH SOLE 0 0 1241 TOWERS WATSON & CO CL A 891894107 1373 13795 SH SOLE 0 0 13795 TREMOR VIDEO INC COM 89484Q100 35 15000 SH SOLE 0 0 15000 TWITTER INC COM 90184L102 2319 44965 SH SOLE 0 0 44965 UNION PAC CORP COM 907818108 502 4632 SH SOLE 0 0 4632 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 424 5037 SH SOLE 0 0 5037 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2517 31434 SH SOLE 0 0 31434 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 980 11964 SH SOLE 0 0 11964 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 296 1639 SH SOLE 0 0 1639 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 233 2739 SH SOLE 0 0 2739 VANGUARD INDEX FDS REIT ETF 922908553 4197 58412 SH SOLE 0 0 58412 VANGUARD INDEX FDS SM CP VAL ETF 922908611 682 6841 SH SOLE 0 0 6841 VANGUARD INDEX FDS LARGE CAP ETF 922908637 959 10605 SH SOLE 0 0 10605 VANGUARD INDEX FDS GROWTH ETF 922908736 1226 12304 SH SOLE 0 0 12304 VANGUARD INDEX FDS VALUE ETF 922908744 2089 25728 SH SOLE 0 0 25728 VANGUARD INDEX FDS SMALL CP ETF 922908751 1636 14786 SH SOLE 0 0 14786 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8751 86443 SH SOLE 0 0 86443 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 540 9921 SH SOLE 0 0 9921 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 342 5661 SH SOLE 0 0 5661 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 720 14617 SH SOLE 0 0 14617 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2171 52041 SH SOLE 0 0 52041 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1109 18695 SH SOLE 0 0 18695 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1958 35458 SH SOLE 0 0 35458 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 284 5762 SH SOLE 0 0 5762 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1924 24088 SH SOLE 0 0 24088 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1025 25779 SH SOLE 0 0 25779 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1237 18634 SH SOLE 0 0 18634 VANGUARD WORLD FDS ENERGY ETF 92204A306 273 2084 SH SOLE 0 0 2084 VERIZON COMMUNICATIONS INC COM 92343V104 263 5260 SH SOLE 0 0 5260 VICAL INC COM 925602104 71 63000 SH SOLE 0 0 63000 WAL-MART STORES INC COM 931142103 216 2825 SH SOLE 0 0 2825 WELLS FARGO & CO NEW COM 949746101 583 11242 SH SOLE 0 0 11242 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 241 200 SH SOLE 0 0 200 WISDOMTREE TR EMERG CUR STR FD 97717W133 213 10820 SH SOLE 0 0 10820 WISDOMTREE TR EQTY INC FD 97717W208 9095 153376 SH SOLE 118 0 153258 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1215 26297 SH SOLE 0 0 26297 WISDOMTREE TR EMERG MKTS ETF 97717W315 3620 75766 SH SOLE 0 0 75766 WISDOMTREE TR DIV EX-FINL FD 97717W406 469 6393 SH SOLE 0 0 6393 WISDOMTREE TR SMALLCAP DIVID 97717W604 3044 46867 SH SOLE 0 0 46867 WISDOMTREE TR INTL SMCAP DIV 97717W760 3470 58638 SH SOLE 0 0 58638 WISDOMTREE TR INTL LRGCAP DV 97717W794 2085 41743 SH SOLE 0 0 41743 WISDOMTREE TR DEFA EQT INC ETF 97717W802 9848 216575 SH SOLE 0 0 216575 WISDOMTREE TR GLB EQTY INC FD 97717W877 388 8362 SH SOLE 0 0 8362