0001085146-17-000980.txt : 20170418 0001085146-17-000980.hdr.sgml : 20170418 20170417205812 ACCESSION NUMBER: 0001085146-17-000980 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170417 EFFECTIVENESS DATE: 20170418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 17765822 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626379 XXXXXXXX 06-30-2014 06-30-2014 false Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 04-16-2017 0 191 258435 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 331 2312 SH SOLE 0 0 2312 ABBOTT LABS COM 002824100 450 10991 SH SOLE 0 0 10991 ABBVIE INC COM 00287Y109 602 10661 SH SOLE 0 0 10661 ABERDEEN ASIA PACIFIC INCOM COM 003009107 8627 1373751 SH SOLE 10388 0 1363363 ALLSTATE CORP COM 020002101 212 3604 SH SOLE 0 0 3604 ALPS ETF TR ALERIAN MLP 00162Q866 1130 59465 SH SOLE 0 0 59465 ALTRIA GROUP INC COM 02209S103 1027 24489 SH SOLE 0 0 24489 AMAZON COM INC COM 023135106 493 1519 SH SOLE 0 0 1519 AMERICAN AIRLS GROUP INC COM 02376R102 485 11297 SH SOLE 0 0 11297 AMERICAN EXPRESS CO COM 025816109 321 3386 SH SOLE 0 0 3386 AMPIO PHARMACEUTICALS INC COM 03209T109 94 11202 SH SOLE 0 0 11202 APPLE INC COM 037833100 12441 133877 SH SOLE 0 0 133877 AT&T INC COM 00206R102 629 17798 SH SOLE 0 0 17798 BANK OF AMERICA CORPORATION COM 060505104 229 14921 SH SOLE 0 0 14921 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 391 9903 SH SOLE 0 0 9903 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3134 24763 SH SOLE 0 0 24763 BP PLC SPONSORED ADR 055622104 254 4812 SH SOLE 0 0 4812 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 570 18525 SH SOLE 0 0 18525 CENTRAL FD CDA LTD CL A 153501101 10714 736904 SH SOLE 6700 0 730204 CENTRAL GOLDTRUST TR UNIT 153546106 836 17621 SH SOLE 0 0 17621 CHEGG INC COM 163092109 106 15000 SH SOLE 0 0 15000 CHEVRON CORP NEW COM 166764100 1498 11473 SH SOLE 0 0 11473 CISCO SYS INC COM 17275R102 2755 110874 SH SOLE 448 0 110426 COCA COLA CO COM 191216100 308 7267 SH SOLE 0 0 7267 COLGATE PALMOLIVE CO COM 194162103 806 11822 SH SOLE 0 0 11822 COPART INC COM 217204106 362 10064 SH SOLE 0 0 10064 CRANE CO COM 224399105 233 3130 SH SOLE 0 0 3130 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 3521 37291 SH SOLE 317 0 36974 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1608 17248 SH SOLE 0 0 17248 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1269 11508 SH SOLE 0 0 11508 DOLBY LABORATORIES INC COM 25659T107 4774 110512 SH SOLE 0 0 110512 DYNAVAX TECHNOLOGIES CORP COM 268158102 64 40000 SH SOLE 0 0 40000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2718 46116 SH SOLE 0 0 46116 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 626 10793 SH SOLE 0 0 10793 ENTERPRISE PRODS PARTNERS L COM 293792107 4617 58975 SH SOLE 0 0 58975 EXXON MOBIL CORP COM 30231G102 3796 37702 SH SOLE 0 0 37702 FACEBOOK INC CL A 30303M102 17507 260170 SH SOLE 0 0 260170 FIRST TR ISE REVERE NAT GAS COM 33734J102 231 9770 SH SOLE 0 0 9770 FLEXSHARES TR MORNSTAR UPSTR 33939L407 242 6478 SH SOLE 0 0 6478 GENERAL DYNAMICS CORP COM 369550108 245 2100 SH SOLE 0 0 2100 GENERAL ELECTRIC CO COM 369604103 891 33917 SH SOLE 0 0 33917 HALLIBURTON CO COM 406216101 618 8707 SH SOLE 0 0 8707 HANSEN MEDICAL INC COM 411307101 13 10000 SH SOLE 0 0 10000 HEWLETT PACKARD CO COM 428236103 239 7090 SH SOLE 0 0 7090 ILLINOIS TOOL WKS INC COM 452308109 217 2475 SH SOLE 0 0 2475 INFINERA CORPORATION COM 45667G103 147 16000 SH SOLE 0 0 16000 INTEL CORP COM 458140100 610 19742 SH SOLE 400 0 19342 INTERNATIONAL BUSINESS MACHS COM 459200101 842 4647 SH SOLE 0 0 4647 ISHARES SELECT DIVID ETF 464287168 2464 32011 SH SOLE 0 0 32011 ISHARES TIPS BD ETF 464287176 1228 10646 SH SOLE 0 0 10646 ISHARES CORE S&P500 ETF 464287200 1142 5795 SH SOLE 0 0 5795 ISHARES CORE TOTUSBD ETF 464287226 338 3090 SH SOLE 0 0 3090 ISHARES MSCI EMG MKT ETF 464287234 1148 26557 SH SOLE 0 0 26557 ISHARES IBOXX INV CP ETF 464287242 208 1741 SH SOLE 0 0 1741 ISHARES GLOBAL ENERG ETF 464287341 208 4279 SH SOLE 0 0 4279 ISHARES 1-3 YR TR BD ETF 464287457 759 8977 SH SOLE 0 0 8977 ISHARES MSCI EAFE ETF 464287465 2050 29979 SH SOLE 0 0 29979 ISHARES NASDQ BIOTEC ETF 464287556 452 1759 SH SOLE 0 0 1759 ISHARES COHEN&STEER REIT 464287564 646 7395 SH SOLE 0 0 7395 ISHARES RUS 1000 VAL ETF 464287598 758 7483 SH SOLE 0 0 7483 ISHARES S&P MC 400GR ETF 464287606 420 2672 SH SOLE 0 0 2672 ISHARES RUS 1000 GRW ETF 464287614 1402 15422 SH SOLE 0 0 15422 ISHARES RUS 1000 ETF 464287622 1008 9150 SH SOLE 0 0 9150 ISHARES RUS 2000 VAL ETF 464287630 293 2842 SH SOLE 0 0 2842 ISHARES RUS 2000 GRW ETF 464287648 353 2550 SH SOLE 0 0 2550 ISHARES RUSSELL 2000 ETF 464287655 1910 16072 SH SOLE 0 0 16072 ISHARES RUSSELL 3000 ETF 464287689 271 2300 SH SOLE 0 0 2300 ISHARES U.S. UTILITS ETF 464287697 1626 14602 SH SOLE 0 0 14602 ISHARES S&P MC 400VL ETF 464287705 372 2935 SH SOLE 0 0 2935 ISHARES DOW JONES US ETF 464287846 981 9896 SH SOLE 0 0 9896 ISHARES SP SMCP600VL ETF 464287879 3420 29632 SH SOLE 0 0 29632 ISHARES 3YRTB ETF 464288125 1854 19260 SH SOLE 0 0 19260 ISHARES EAFE SML CP ETF 464288273 795 15020 SH SOLE 0 0 15020 ISHARES INTL SEL DIV ETF 464288448 578 14478 SH SOLE 0 0 14478 ISHARES INTERM CR BD ETF 464288638 267 2426 SH SOLE 0 0 2426 ISHARES 1-3 YR CR BD ETF 464288646 584 5526 SH SOLE 0 0 5526 ISHARES GLOB UTILITS ETF 464288711 392 7788 SH SOLE 0 0 7788 ISHARES MICRO-CAP ETF 464288869 987 12961 SH SOLE 0 0 12961 ISHARES EAFE VALUE ETF 464288877 1233 21051 SH SOLE 0 0 21051 ISHARES EAFE GRWTH ETF 464288885 494 6814 SH SOLE 0 0 6814 ISHARES GOLD TRUST ISHARES 464285105 1329 103194 SH SOLE 0 0 103194 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 2388 70409 SH SOLE 0 0 70409 ISHARES SILVER TRUST ISHARES 46428Q109 650 32092 SH SOLE 0 0 32092 ISHARES TR EAFE MIN VOL ETF 46429B689 331 5063 SH SOLE 0 0 5063 JACOBS ENGR GROUP INC DEL COM 469814107 426 8000 SH SOLE 0 0 8000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 654 10000 SH SOLE 0 0 10000 JOHNSON & JOHNSON COM 478160104 3475 33218 SH SOLE 0 0 33218 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 698 13327 SH SOLE 0 0 13327 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2244 27295 SH SOLE 0 0 27295 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2139 27095 SH SOLE 0 0 27095 LAZARD LTD SHS A G54050102 1081 20965 SH SOLE 0 0 20965 LIFEVANTAGE CORP COM 53222K106 887 615732 SH SOLE 0 0 615732 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1485 17671 SH SOLE 0 0 17671 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 340 12847 SH SOLE 0 0 12847 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 579 22000 SH SOLE 0 0 22000 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 342 6212 SH SOLE 0 0 6212 MCDONALDS CORP COM 580135101 439 4360 SH SOLE 0 0 4360 MERCK & CO INC NEW COM 58933Y105 313 5417 SH SOLE 0 0 5417 MICROSOFT CORP COM 594918104 681 16333 SH SOLE 0 0 16333 MILLENNIAL MEDIA INC COM 60040N105 75 15000 SH SOLE 0 0 15000 MONDELEZ INTL INC CL A 609207105 235 6258 SH SOLE 0 0 6258 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 294 18300 SH SOLE 0 0 18300 NUVEEN INVT QUALITY MUN FD I COM 67062E103 147 10000 SH SOLE 0 0 10000 OMEGA HEALTHCARE INVS INC COM 681936100 243 6586 SH SOLE 0 0 6586 OMEROS CORP COM 682143102 449 25816 SH SOLE 0 0 25816 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 4220 72006 SH SOLE 0 0 72006 ORACLE CORP COM 68389X105 275 6780 SH SOLE 0 0 6780 PETROLEUM & RES CORP COM 716549100 419 13451 SH SOLE 0 0 13451 PFIZER INC COM 717081103 466 15714 SH SOLE 0 0 15714 PHILIP MORRIS INTL INC COM 718172109 1176 13944 SH SOLE 0 0 13944 PIMCO ETF TR 1-5 US TIP IDX 72201R205 302 5645 SH SOLE 0 0 5645 PIMCO ETF TR TOTL RETN ETF 72201R775 1301 11939 SH SOLE 0 0 11939 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 214 2000 SH SOLE 0 0 2000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 239 3983 SH SOLE 0 0 3983 PLUM CREEK TIMBER CO INC COM 729251108 857 19004 SH SOLE 0 0 19004 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 592 22264 SH SOLE 0 0 22264 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 284 10875 SH SOLE 0 0 10875 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 220 12083 SH SOLE 0 0 12083 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 392 18255 SH SOLE 0 0 18255 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 227 8787 SH SOLE 0 0 8787 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1033 41542 SH SOLE 0 0 41542 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 244 2595 SH SOLE 0 0 2595 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 608 22151 SH SOLE 0 0 22151 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 367 11930 SH SOLE 0 0 11930 PROCTER & GAMBLE CO COM 742718109 497 6323 SH SOLE 0 0 6323 PROSHARES TR PSHS ULTSH 20YRS 74347B201 648 10670 SH SOLE 0 0 10670 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 388 7149 SH SOLE 0 0 7149 SCHLUMBERGER LTD COM 806857108 1251 10609 SH SOLE 0 0 10609 SCHWAB STRATEGIC TR US REIT ETF 808524847 389 10995 SH SOLE 0 0 10995 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 822 8209 SH SOLE 0 0 8209 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 216 9500 SH SOLE 0 0 9500 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 505 11419 SH SOLE 0 0 11419 SIRIUS XM HLDGS INC COM 82968B103 105 30440 SH SOLE 0 0 30440 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 518 11968 SH SOLE 0 0 11968 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 337 7228 SH SOLE 0 0 7228 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 460 8961 SH SOLE 0 0 8961 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 437 11780 SH SOLE 0 0 11780 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 505 14325 SH SOLE 0 0 14325 SPDR S&P 500 ETF TR TR UNIT 78462F103 3494 18856 SH SOLE 0 0 18856 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 393 1510 SH SOLE 0 0 1510 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 155 14052 SH SOLE 0 0 14052 STATE STR CORP COM 857477103 538 8000 SH SOLE 0 0 8000 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 129 15000 SH SOLE 0 0 15000 TEMPLETON GLOBAL INCOME FD COM 880198106 10156 1229474 SH SOLE 17535 0 1211939 TESLA MTRS INC COM 88160R101 274 1140 SH SOLE 0 0 1140 TEXAS PAC LD TR SUB CTF PROP I T 882610108 252 1573 SH SOLE 0 0 1573 TOWERS WATSON & CO CL A 891894107 1490 14295 SH SOLE 0 0 14295 TWITTER INC COM 90184L102 1746 42618 SH SOLE 0 0 42618 UNION PAC CORP COM 907818108 462 4632 SH SOLE 0 0 4632 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 471 5561 SH SOLE 0 0 5561 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2549 31727 SH SOLE 0 0 31727 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1237 15049 SH SOLE 0 0 15049 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 294 1636 SH SOLE 0 0 1636 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 238 2739 SH SOLE 0 0 2739 VANGUARD INDEX FDS REIT ETF 922908553 4000 53450 SH SOLE 0 0 53450 VANGUARD INDEX FDS SM CP VAL ETF 922908611 722 6841 SH SOLE 0 0 6841 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1001 11121 SH SOLE 0 0 11121 VANGUARD INDEX FDS GROWTH ETF 922908736 906 9156 SH SOLE 0 0 9156 VANGUARD INDEX FDS VALUE ETF 922908744 1696 20950 SH SOLE 0 0 20950 VANGUARD INDEX FDS SMALL CP ETF 922908751 1584 13527 SH SOLE 0 0 13527 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8790 86371 SH SOLE 0 0 86371 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 634 10917 SH SOLE 0 0 10917 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 350 5623 SH SOLE 0 0 5623 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 763 14592 SH SOLE 0 0 14592 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2070 47988 SH SOLE 0 0 47988 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1178 18932 SH SOLE 0 0 18932 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1202 20043 SH SOLE 0 0 20043 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 200 4000 SH SOLE 0 0 4000 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1935 24081 SH SOLE 0 0 24081 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 893 20966 SH SOLE 0 0 20966 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1236 18634 SH SOLE 0 0 18634 VANGUARD WORLD FDS ENERGY ETF 92204A306 219 1521 SH SOLE 0 0 1521 VANGUARD WORLD FDS MATERIALS ETF 92204A801 215 1920 SH SOLE 0 0 1920 VANGUARD WORLD FDS UTILITIES ETF 92204A876 274 2836 SH SOLE 0 0 2836 VERIZON COMMUNICATIONS INC COM 92343V104 296 6058 SH SOLE 0 0 6058 VICAL INC COM 925602104 77 63000 SH SOLE 0 0 63000 WAL-MART STORES INC COM 931142103 229 3054 SH SOLE 0 0 3054 WELLS FARGO & CO NEW COM 949746101 672 12790 SH SOLE 0 0 12790 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 243 200 SH SOLE 0 0 200 WISDOMTREE TR EMERG CUR STR FD 97717W133 223 10820 SH SOLE 0 0 10820 WISDOMTREE TR EQTY INC FD 97717W208 9115 153445 SH SOLE 117 0 153328 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1194 24877 SH SOLE 0 0 24877 WISDOMTREE TR EMERG MKTS ETF 97717W315 4122 79510 SH SOLE 0 0 79510 WISDOMTREE TR DIV EX-FINL FD 97717W406 764 10333 SH SOLE 0 0 10333 WISDOMTREE TR SMALLCAP DIVID 97717W604 3175 45336 SH SOLE 0 0 45336 WISDOMTREE TR GLB NAT RES FD 97717W711 553 24139 SH SOLE 0 0 24139 WISDOMTREE TR INTL SMCAP DIV 97717W760 3684 56866 SH SOLE 0 0 56866 WISDOMTREE TR INTL DIV EX FINL 97717W786 304 6007 SH SOLE 0 0 6007 WISDOMTREE TR INTL LRGCAP DV 97717W794 2254 42179 SH SOLE 0 0 42179 WISDOMTREE TR DEFA EQT INC ETF 97717W802 10462 213155 SH SOLE 0 0 213155 WISDOMTREE TR GLB EQTY INC FD 97717W877 410 8311 SH SOLE 0 0 8311