0001085146-17-000979.txt : 20170418 0001085146-17-000979.hdr.sgml : 20170418 20170417205624 ACCESSION NUMBER: 0001085146-17-000979 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170417 EFFECTIVENESS DATE: 20170418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 17765818 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626379 XXXXXXXX 03-31-2014 03-31-2014 false Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 04-16-2017 0 175 227826 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 314 2312 SH SOLE 0 0 2312 ABBOTT LABS COM 002824100 423 10990 SH SOLE 0 0 10990 ABBVIE INC COM 00287Y109 544 10585 SH SOLE 0 0 10585 ABERDEEN ASIA PACIFIC INCOM COM 003009107 8085 1323388 SH SOLE 10388 0 1313000 ALLSTATE CORP COM 020002101 203 3589 SH SOLE 0 0 3589 ALPS ETF TR ALERIAN MLP 00162Q866 816 46219 SH SOLE 0 0 46219 ALTRIA GROUP INC COM 02209S103 942 25177 SH SOLE 0 0 25177 AMAZON COM INC COM 023135106 511 1519 SH SOLE 0 0 1519 AMERICAN AIRLS GROUP INC COM 02376R102 340 9301 SH SOLE 0 0 9301 AMERICAN EXPRESS CO COM 025816109 305 3386 SH SOLE 0 0 3386 AMPIO PHARMACEUTICALS INC COM 03209T109 71 11202 SH SOLE 0 0 11202 APPLE INC COM 037833100 9383 17482 SH SOLE 0 0 17482 AT&T INC COM 00206R102 569 16228 SH SOLE 0 0 16228 BANK OF AMERICA CORPORATION COM 060505104 235 13634 SH SOLE 0 0 13634 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 350 8873 SH SOLE 0 0 8873 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3001 24013 SH SOLE 0 0 24013 BP PLC SPONSORED ADR 055622104 236 4910 SH SOLE 0 0 4910 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 560 18525 SH SOLE 0 0 18525 CENTRAL FD CDA LTD CL A 153501101 9837 714904 SH SOLE 6700 0 708204 CENTRAL GOLDTRUST TR UNIT 153546106 797 17621 SH SOLE 0 0 17621 CHEVRON CORP NEW COM 166764100 1365 11476 SH SOLE 0 0 11476 CISCO SYS INC COM 17275R102 2489 111047 SH SOLE 448 0 110599 COCA COLA CO COM 191216100 281 7267 SH SOLE 0 0 7267 COLGATE PALMOLIVE CO COM 194162103 766 11812 SH SOLE 0 0 11812 CRANE CO COM 224399105 223 3130 SH SOLE 0 0 3130 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 3418 36812 SH SOLE 317 0 36495 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1552 17248 SH SOLE 0 0 17248 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1274 11508 SH SOLE 0 0 11508 DOLBY LABORATORIES INC COM 25659T107 4918 110512 SH SOLE 0 0 110512 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 2077 44428 SH SOLE 0 0 44428 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 571 10610 SH SOLE 0 0 10610 ENTERPRISE PRODS PARTNERS L COM 293792107 3680 53051 SH SOLE 0 0 53051 EXXON MOBIL CORP COM 30231G102 3587 36723 SH SOLE 0 0 36723 FACEBOOK INC CL A 30303M102 13429 222928 SH SOLE 0 0 222928 FLEXSHARES TR MORNSTAR UPSTR 33939L407 227 6478 SH SOLE 0 0 6478 GENERAL DYNAMICS CORP COM 369550108 229 2100 SH SOLE 0 0 2100 GENERAL ELECTRIC CO COM 369604103 811 31312 SH SOLE 0 0 31312 HALLIBURTON CO COM 406216101 513 8707 SH SOLE 0 0 8707 HANSEN MEDICAL INC COM 411307101 26 10000 SH SOLE 0 0 10000 HEWLETT PACKARD CO COM 428236103 229 7090 SH SOLE 0 0 7090 ILLINOIS TOOL WKS INC COM 452308109 201 2475 SH SOLE 0 0 2475 INFINERA CORPORATION COM 45667G103 145 16000 SH SOLE 0 0 16000 INTEL CORP COM 458140100 630 24437 SH SOLE 400 0 24037 INTERNATIONAL BUSINESS MACHS COM 459200101 862 4480 SH SOLE 0 0 4480 ISHARES SELECT DIVID ETF 464287168 2636 35959 SH SOLE 0 0 35959 ISHARES TIPS BD ETF 464287176 1184 10565 SH SOLE 0 0 10565 ISHARES CORE S&P500 ETF 464287200 1160 6166 SH SOLE 0 0 6166 ISHARES MSCI EMG MKT ETF 464287234 1046 25499 SH SOLE 0 0 25499 ISHARES 1-3 YR TR BD ETF 464287457 763 9030 SH SOLE 0 0 9030 ISHARES MSCI EAFE ETF 464287465 1780 26489 SH SOLE 0 0 26489 ISHARES COHEN&STEER REIT 464287564 608 7395 SH SOLE 0 0 7395 ISHARES RUS 1000 VAL ETF 464287598 738 7649 SH SOLE 0 0 7649 ISHARES S&P MC 400GR ETF 464287606 400 2613 SH SOLE 0 0 2613 ISHARES RUS 1000 GRW ETF 464287614 1231 14221 SH SOLE 0 0 14221 ISHARES RUS 1000 ETF 464287622 959 9150 SH SOLE 0 0 9150 ISHARES RUS 2000 VAL ETF 464287630 274 2719 SH SOLE 0 0 2719 ISHARES RUS 2000 GRW ETF 464287648 218 1600 SH SOLE 0 0 1600 ISHARES RUSSELL 2000 ETF 464287655 1890 16243 SH SOLE 0 0 16243 ISHARES U.S. UTILITS ETF 464287697 1191 11432 SH SOLE 0 0 11432 ISHARES S&P MC 400VL ETF 464287705 344 2861 SH SOLE 0 0 2861 ISHARES DOW JONES US ETF 464287846 615 6491 SH SOLE 0 0 6491 ISHARES SP SMCP600VL ETF 464287879 3286 28965 SH SOLE 0 0 28965 ISHARES 3YRTB ETF 464288125 1846 19257 SH SOLE 0 0 19257 ISHARES EAFE SML CP ETF 464288273 770 14745 SH SOLE 0 0 14745 ISHARES INTL SEL DIV ETF 464288448 592 15330 SH SOLE 0 0 15330 ISHARES IBOXX HI YD ETF 464288513 239 2537 SH SOLE 0 0 2537 ISHARES INTERM CR BD ETF 464288638 265 2426 SH SOLE 0 0 2426 ISHARES 1-3 YR CR BD ETF 464288646 459 4355 SH SOLE 0 0 4355 ISHARES U.S. PFD STK ETF 464288687 231 5922 SH SOLE 0 0 5922 ISHARES MICRO-CAP ETF 464288869 1002 12961 SH SOLE 0 0 12961 ISHARES EAFE VALUE ETF 464288877 1244 21606 SH SOLE 0 0 21606 ISHARES EAFE GRWTH ETF 464288885 504 7102 SH SOLE 0 0 7102 ISHARES GOLD TRUST ISHARES 464285105 1120 90025 SH SOLE 0 0 90025 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 2162 65575 SH SOLE 0 0 65575 ISHARES SILVER TRUST ISHARES 46428Q109 603 31647 SH SOLE 0 0 31647 ISHARES TR EAFE MIN VOL ETF 46429B689 318 5063 SH SOLE 0 0 5063 JACOBS ENGR GROUP INC DEL COM 469814107 508 8000 SH SOLE 0 0 8000 JOHNSON & JOHNSON COM 478160104 3231 32896 SH SOLE 0 0 32896 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 785 16863 SH SOLE 0 0 16863 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1628 22019 SH SOLE 0 0 22019 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2020 28191 SH SOLE 0 0 28191 LAZARD LTD SHS A G54050102 981 20842 SH SOLE 0 0 20842 LIFEVANTAGE CORP COM 53222K106 862 658255 SH SOLE 0 0 658255 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1158 16597 SH SOLE 0 0 16597 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 304 12869 SH SOLE 0 0 12869 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 528 22000 SH SOLE 0 0 22000 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 338 6212 SH SOLE 0 0 6212 MCDONALDS CORP COM 580135101 420 4285 SH SOLE 0 0 4285 MERCK & CO INC NEW COM 58933Y105 246 4339 SH SOLE 0 0 4339 MICROSOFT CORP COM 594918104 669 16315 SH SOLE 0 0 16315 MILLENNIAL MEDIA INC COM 60040N105 104 15000 SH SOLE 0 0 15000 MONDELEZ INTL INC CL A 609207105 217 6289 SH SOLE 0 0 6289 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 288 18300 SH SOLE 0 0 18300 NUVEEN INVT QUALITY MUN FD I COM 67062E103 141 10000 SH SOLE 0 0 10000 OMEGA HEALTHCARE INVS INC COM 681936100 221 6586 SH SOLE 0 0 6586 OMEROS CORP COM 682143102 312 25816 SH SOLE 0 0 25816 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 3502 65403 SH SOLE 0 0 65403 ORACLE CORP COM 68389X105 234 5719 SH SOLE 0 0 5719 PETROLEUM & RES CORP COM 716549100 260 9310 SH SOLE 0 0 9310 PFIZER INC COM 717081103 482 15009 SH SOLE 0 0 15009 PHILIP MORRIS INTL INC COM 718172109 1144 13972 SH SOLE 0 0 13972 PIMCO ETF TR 1-5 US TIP IDX 72201R205 299 5644 SH SOLE 0 0 5644 PIMCO ETF TR TOTL RETN ETF 72201R775 1273 11932 SH SOLE 0 0 11932 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 213 2000 SH SOLE 0 0 2000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 217 3940 SH SOLE 0 0 3940 PLUM CREEK TIMBER CO INC COM 729251108 798 18983 SH SOLE 0 0 18983 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 563 21543 SH SOLE 0 0 21543 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 284 10875 SH SOLE 0 0 10875 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 215 12083 SH SOLE 0 0 12083 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 378 18255 SH SOLE 0 0 18255 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 223 8787 SH SOLE 0 0 8787 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1020 41122 SH SOLE 0 0 41122 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 628 22151 SH SOLE 0 0 22151 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 341 11930 SH SOLE 0 0 11930 PROCTER & GAMBLE CO COM 742718109 334 4139 SH SOLE 0 0 4139 PROSHARES TR PSHS ULTSH 20YRS 74347B201 721 10670 SH SOLE 0 0 10670 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 342 6661 SH SOLE 0 0 6661 SCHLUMBERGER LTD COM 806857108 1034 10609 SH SOLE 0 0 10609 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 576 6466 SH SOLE 0 0 6466 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 445 10736 SH SOLE 0 0 10736 SIRIUS XM HLDGS INC COM 82968B103 97 30440 SH SOLE 0 0 30440 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 509 11941 SH SOLE 0 0 11941 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 314 7191 SH SOLE 0 0 7191 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 433 8905 SH SOLE 0 0 8905 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 422 11780 SH SOLE 0 0 11780 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 507 14967 SH SOLE 0 0 14967 SPDR S&P 500 ETF TR TR UNIT 78462F103 3539 19926 SH SOLE 0 0 19926 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 380 1518 SH SOLE 0 0 1518 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 150 14052 SH SOLE 0 0 14052 STATE STR CORP COM 857477103 556 8000 SH SOLE 0 0 8000 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 128 15000 SH SOLE 0 0 15000 TEMPLETON GLOBAL INCOME FD COM 880198106 9846 1224651 SH SOLE 17423 0 1207228 TESLA MTRS INC COM 88160R101 239 1146 SH SOLE 0 0 1146 TEXAS PAC LD TR SUB CTF PROP I T 882610108 204 1573 SH SOLE 0 0 1573 UNION PAC CORP COM 907818108 439 2341 SH SOLE 0 0 2341 UNITED TECHNOLOGIES CORP COM 913017109 200 1709 SH SOLE 0 0 1709 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 436 5235 SH SOLE 0 0 5235 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2529 31582 SH SOLE 0 0 31582 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1211 14915 SH SOLE 0 0 14915 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 227 2739 SH SOLE 0 0 2739 VANGUARD INDEX FDS REIT ETF 922908553 3690 52247 SH SOLE 0 0 52247 VANGUARD INDEX FDS SM CP VAL ETF 922908611 626 6224 SH SOLE 0 0 6224 VANGUARD INDEX FDS LARGE CAP ETF 922908637 954 11085 SH SOLE 0 0 11085 VANGUARD INDEX FDS GROWTH ETF 922908736 859 9192 SH SOLE 0 0 9192 VANGUARD INDEX FDS VALUE ETF 922908744 1584 20274 SH SOLE 0 0 20274 VANGUARD INDEX FDS SMALL CP ETF 922908751 1510 13368 SH SOLE 0 0 13368 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7838 80411 SH SOLE 0 0 80411 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 607 11220 SH SOLE 0 0 11220 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 334 5595 SH SOLE 0 0 5595 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 708 14063 SH SOLE 0 0 14063 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1940 47808 SH SOLE 0 0 47808 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 990 16754 SH SOLE 0 0 16754 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1086 18422 SH SOLE 0 0 18422 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1925 24074 SH SOLE 0 0 24074 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 479 11596 SH SOLE 0 0 11596 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1176 18634 SH SOLE 0 0 18634 VANGUARD WORLD FDS MATERIALS ETF 92204A801 204 1920 SH SOLE 0 0 1920 VANGUARD WORLD FDS UTILITIES ETF 92204A876 218 2411 SH SOLE 0 0 2411 VERIZON COMMUNICATIONS INC COM 92343V104 258 5434 SH SOLE 0 0 5434 VICAL INC COM 925602104 81 63000 SH SOLE 0 0 63000 WAL-MART STORES INC COM 931142103 222 2901 SH SOLE 0 0 2901 WELLS FARGO & CO NEW COM 949746101 635 12757 SH SOLE 0 0 12757 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 235 200 SH SOLE 0 0 200 WISDOMTREE TR EMERG CUR STR FD 97717W133 218 10820 SH SOLE 0 0 10820 WISDOMTREE TR EQTY INC ETF 97717W208 8372 147984 SH SOLE 116 0 147868 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1142 24511 SH SOLE 0 0 24511 WISDOMTREE TR EMERG MKTS ETF 97717W315 3782 77069 SH SOLE 0 0 77069 WISDOMTREE TR DIV EX-FINL FD 97717W406 729 10374 SH SOLE 0 0 10374 WISDOMTREE TR SMALLCAP DIVID 97717W604 3000 43952 SH SOLE 0 0 43952 WISDOMTREE TR GLB NAT RES FD 97717W711 514 24139 SH SOLE 0 0 24139 WISDOMTREE TR INTL SMCAP DIV 97717W760 3633 55868 SH SOLE 0 0 55868 WISDOMTREE TR INTL DIV EX FINL 97717W786 296 6007 SH SOLE 0 0 6007 WISDOMTREE TR INTL LRGCAP DV 97717W794 2180 41971 SH SOLE 0 0 41971 WISDOMTREE TR DEFA EQT INC ETF 97717W802 9892 207158 SH SOLE 0 0 207158 WISDOMTREE TR GLB EQTY INC FD 97717W877 353 7428 SH SOLE 0 0 7428