0001085146-17-000974.txt : 20170414 0001085146-17-000974.hdr.sgml : 20170414 20170414145449 ACCESSION NUMBER: 0001085146-17-000974 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20170414 DATE AS OF CHANGE: 20170414 EFFECTIVENESS DATE: 20170414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 17762776 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626379 XXXXXXXX 12-31-2013 12-31-2013 false Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 04-05-2017 0 169 224519 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 328 2338 SH SOLE 0 0 2338 ABBOTT LABS COM 002824100 444 11589 SH SOLE 0 0 11589 ABBVIE INC COM 00287Y109 591 11183 SH SOLE 0 0 11183 ABERDEEN ASIA PACIFIC INCOM COM 003009107 7996 1388207 SH SOLE 10388 0 1377819 AETNA INC NEW COM 00817Y108 205 2991 SH SOLE 0 0 2991 ALPS ETF TR ALERIAN MLP 00162Q866 805 45264 SH SOLE 0 0 45264 ALTRIA GROUP INC COM 02209S103 944 24600 SH SOLE 0 0 24600 AMAZON COM INC COM 023135106 695 1744 SH SOLE 0 0 1744 AMPIO PHARMACEUTICALS INC COM 03209T109 80 11202 SH SOLE 0 0 11202 APPLE INC COM 037833100 10112 18024 SH SOLE 0 0 18024 AT&T INC COM 00206R102 485 13797 SH SOLE 0 0 13797 BANK OF AMERICA CORPORATION COM 060505104 212 13634 SH SOLE 0 0 13634 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 326 8873 SH SOLE 0 0 8873 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2624 22133 SH SOLE 0 0 22133 BP PLC SPONSORED ADR 055622104 239 4909 SH SOLE 0 0 4909 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 544 18525 SH SOLE 0 0 18525 CENTRAL FD CDA LTD CL A 153501101 9894 746694 SH SOLE 6700 0 739994 CENTRAL GOLDTRUST TR UNIT 153546106 731 17621 SH SOLE 0 0 17621 CHEVRON CORP NEW COM 166764100 1453 11636 SH SOLE 0 0 11636 CISCO SYS INC COM 17275R102 2490 111031 SH SOLE 448 0 110583 COCA COLA CO COM 191216100 300 7267 SH SOLE 0 0 7267 COLGATE PALMOLIVE CO COM 194162103 770 11802 SH SOLE 0 0 11802 CRANE CO COM 224399105 210 3130 SH SOLE 0 0 3130 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 3309 37009 SH SOLE 317 0 36692 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1615 17248 SH SOLE 0 0 17248 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 1343 12232 SH SOLE 0 0 12232 DOLBY LABORATORIES INC COM 25659T107 3722 96516 SH SOLE 0 0 96516 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1792 21929 SH SOLE 0 0 21929 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 665 11610 SH SOLE 0 0 11610 ENTERPRISE PRODS PARTNERS L COM 293792107 3507 52893 SH SOLE 0 0 52893 EXXON MOBIL CORP COM 30231G102 3817 37716 SH SOLE 0 0 37716 FACEBOOK INC CL A 30303M102 11362 207907 SH SOLE 0 0 207907 FLEXSHARES TR MORNSTAR UPSTR 33939L407 222 6478 SH SOLE 0 0 6478 GENERAL DYNAMICS CORP COM 369550108 201 2100 SH SOLE 0 0 2100 GENERAL ELECTRIC CO COM 369604103 890 31748 SH SOLE 0 0 31748 GOOGLE INC CL A 38259P508 6945 6197 SH SOLE 0 0 6197 HALLIBURTON CO COM 406216101 442 8707 SH SOLE 0 0 8707 HANSEN MEDICAL INC COM 411307101 17 10000 SH SOLE 0 0 10000 HEWLETT PACKARD CO COM 428236103 202 7215 SH SOLE 0 0 7215 ILLINOIS TOOL WKS INC COM 452308109 208 2475 SH SOLE 0 0 2475 INFINERA CORPORATION COM 45667G103 156 16000 SH SOLE 0 0 16000 INTEL CORP COM 458140100 668 25737 SH SOLE 400 0 25337 INTERNATIONAL BUSINESS MACHS COM 459200101 840 4479 SH SOLE 0 0 4479 ISHARES SELECT DIVID ETF 464287168 2688 37677 SH SOLE 0 0 37677 ISHARES TIPS BD ETF 464287176 1216 11063 SH SOLE 0 0 11063 ISHARES CORE S&P500 ETF 464287200 1172 6312 SH SOLE 0 0 6312 ISHARES MSCI EMG MKT ETF 464287234 1040 24879 SH SOLE 0 0 24879 ISHARES 1-3 YR TR BD ETF 464287457 757 8969 SH SOLE 0 0 8969 ISHARES MSCI EAFE ETF 464287465 1775 26454 SH SOLE 0 0 26454 ISHARES COHEN&STEER REIT 464287564 553 7395 SH SOLE 0 0 7395 ISHARES RUS 1000 VAL ETF 464287598 706 7497 SH SOLE 0 0 7497 ISHARES S&P MC 400GR ETF 464287606 393 2613 SH SOLE 0 0 2613 ISHARES RUS 1000 GRW ETF 464287614 1222 14221 SH SOLE 0 0 14221 ISHARES RUS 1000 ETF 464287622 944 9150 SH SOLE 0 0 9150 ISHARES RUS 2000 VAL ETF 464287630 271 2719 SH SOLE 0 0 2719 ISHARES RUS 2000 GRW ETF 464287648 217 1600 SH SOLE 0 0 1600 ISHARES RUSSELL 2000 ETF 464287655 1912 16572 SH SOLE 0 0 16572 ISHARES U.S. UTILITS ETF 464287697 1095 11432 SH SOLE 0 0 11432 ISHARES S&P MC 400VL ETF 464287705 332 2861 SH SOLE 0 0 2861 ISHARES DOW JONES US ETF 464287846 606 6491 SH SOLE 0 0 6491 ISHARES SP SMCP600VL ETF 464287879 3223 28965 SH SOLE 0 0 28965 ISHARES 3YRTB ETF 464288125 1816 19251 SH SOLE 0 0 19251 ISHARES EAFE SML CP ETF 464288273 752 14745 SH SOLE 0 0 14745 ISHARES INTL SEL DIV ETF 464288448 573 15105 SH SOLE 0 0 15105 ISHARES IBOXX HI YD ETF 464288513 232 2498 SH SOLE 0 0 2498 ISHARES INTERM CR BD ETF 464288638 262 2426 SH SOLE 0 0 2426 ISHARES 1-3 YR CR BD ETF 464288646 340 3222 SH SOLE 0 0 3222 ISHARES U.S. PFD STK ETF 464288687 213 5778 SH SOLE 0 0 5778 ISHARES MICRO-CAP ETF 464288869 1264 16832 SH SOLE 0 0 16832 ISHARES EAFE VALUE ETF 464288877 1246 21791 SH SOLE 0 0 21791 ISHARES EAFE GRWTH ETF 464288885 524 7324 SH SOLE 0 0 7324 ISHARES EAFE MIN VOL ETF 46429B689 312 5063 SH SOLE 0 0 5063 ISHARES GOLD TRUST ISHARES 464285105 1050 89920 SH SOLE 0 0 89920 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 2026 62954 SH SOLE 0 0 62954 ISHARES SILVER TRUST ISHARES 46428Q109 592 31647 SH SOLE 0 0 31647 JACOBS ENGR GROUP INC DEL COM 469814107 504 8000 SH SOLE 0 0 8000 JOHNSON & JOHNSON COM 478160104 3095 33788 SH SOLE 0 0 33788 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 762 16448 SH SOLE 0 0 16448 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 2123 26320 SH SOLE 0 0 26320 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 2396 31665 SH SOLE 0 0 31665 LAZARD LTD SHS A G54050102 945 20842 SH SOLE 0 0 20842 LIFEVANTAGE CORP COM 53222K106 1086 658255 SH SOLE 0 0 658255 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 883 13957 SH SOLE 0 0 13957 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 259 12262 SH SOLE 0 0 12262 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 205 7099 SH SOLE 0 0 7099 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 281 5164 SH SOLE 0 0 5164 MCDONALDS CORP COM 580135101 474 4885 SH SOLE 0 0 4885 MERCK & CO INC NEW COM 58933Y105 214 4283 SH SOLE 0 0 4283 MICROSOFT CORP COM 594918104 660 17636 SH SOLE 0 0 17636 MONDELEZ INTL INC CL A 609207105 206 5842 SH SOLE 0 0 5842 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 267 18300 SH SOLE 0 0 18300 NUVEEN INVT QUALITY MUN FD I COM 67062E103 135 10000 SH SOLE 0 0 10000 OMEROS CORP COM 682143102 291 25816 SH SOLE 0 0 25816 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 3489 66260 SH SOLE 0 0 66260 ORACLE CORP COM 68389X105 219 5719 SH SOLE 0 0 5719 PETROLEUM & RES CORP COM 716549100 255 9310 SH SOLE 0 0 9310 PFIZER INC COM 717081103 460 15009 SH SOLE 0 0 15009 PHILIP MORRIS INTL INC COM 718172109 1160 13311 SH SOLE 0 0 13311 PIMCO ETF TR 1-5 US TIP IDX 72201R205 299 5644 SH SOLE 0 0 5644 PIMCO ETF TR TOTL RETN ETF 72201R775 1480 14126 SH SOLE 0 0 14126 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 213 2000 SH SOLE 0 0 2000 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 204 3940 SH SOLE 0 0 3940 PLUM CREEK TIMBER CO INC COM 729251108 290 6236 SH SOLE 0 0 6236 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 584 22772 SH SOLE 0 0 22772 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 276 10875 SH SOLE 0 0 10875 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 205 12083 SH SOLE 0 0 12083 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 373 18255 SH SOLE 0 0 18255 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 218 8787 SH SOLE 0 0 8787 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 537 21585 SH SOLE 0 0 21585 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 309 3509 SH SOLE 0 0 3509 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 480 19811 SH SOLE 0 0 19811 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 331 11930 SH SOLE 0 0 11930 PROCTER & GAMBLE CO COM 742718109 393 4830 SH SOLE 0 0 4830 PROSHARES TR PSHS ULTSH 20YRS 74347B201 845 10670 SH SOLE 0 0 10670 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 332 6661 SH SOLE 0 0 6661 SCHLUMBERGER LTD COM 806857108 956 10609 SH SOLE 0 0 10609 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 470 5305 SH SOLE 0 0 5305 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 435 11451 SH SOLE 0 0 11451 SIRIUS XM HLDGS INC COM 82968B103 131 37440 SH SOLE 0 0 37440 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 502 11887 SH SOLE 0 0 11887 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 296 7122 SH SOLE 0 0 7122 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 415 11639 SH SOLE 0 0 11639 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 515 15355 SH SOLE 0 0 15355 SPDR S&P 500 ETF TR TR UNIT 78462F103 3635 20682 SH SOLE 0 0 20682 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 368 1508 SH SOLE 0 0 1508 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 140 14052 SH SOLE 0 0 14052 STATE STR CORP COM 857477103 587 8000 SH SOLE 0 0 8000 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 123 15000 SH SOLE 0 0 15000 TEMPLETON GLOBAL INCOME FD COM 880198106 9940 1250361 SH SOLE 16985 0 1233376 UNION PAC CORP COM 907818108 393 2341 SH SOLE 0 0 2341 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 380 4649 SH SOLE 0 0 4649 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2516 31471 SH SOLE 0 0 31471 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1182 14769 SH SOLE 0 0 14769 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 210 1243 SH SOLE 0 0 1243 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 218 2728 SH SOLE 0 0 2728 VANGUARD INDEX FDS REIT ETF 922908553 3290 50963 SH SOLE 0 0 50963 VANGUARD INDEX FDS SML CP GRW ETF 922908595 268 2193 SH SOLE 0 0 2193 VANGUARD INDEX FDS SM CP VAL ETF 922908611 614 6303 SH SOLE 0 0 6303 VANGUARD INDEX FDS LARGE CAP ETF 922908637 961 11337 SH SOLE 0 0 11337 VANGUARD INDEX FDS GROWTH ETF 922908736 844 9071 SH SOLE 0 0 9071 VANGUARD INDEX FDS VALUE ETF 922908744 1615 21140 SH SOLE 0 0 21140 VANGUARD INDEX FDS SMALL CP ETF 922908751 1460 13276 SH SOLE 0 0 13276 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7693 80202 SH SOLE 0 0 80202 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 593 10887 SH SOLE 0 0 10887 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 700 13802 SH SOLE 0 0 13802 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2298 55866 SH SOLE 0 0 55866 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 1042 16994 SH SOLE 0 0 16994 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1102 18734 SH SOLE 0 0 18734 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1920 24069 SH SOLE 0 0 24069 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 415 9946 SH SOLE 0 0 9946 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1161 18634 SH SOLE 0 0 18634 VANGUARD WORLD FDS UTILITIES ETF 92204A876 230 2765 SH SOLE 0 0 2765 VERIZON COMMUNICATIONS INC COM 92343V104 299 6085 SH SOLE 0 0 6085 VICAL INC COM 925602104 74 63000 SH SOLE 0 0 63000 WAL-MART STORES INC COM 931142103 228 2900 SH SOLE 0 0 2900 WELLS FARGO & CO NEW COM 949746101 579 12757 SH SOLE 0 0 12757 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 222 200 SH SOLE 0 0 200 WISDOMTREE TR DRYFS CURR ETF 97717W133 217 10820 SH SOLE 0 0 10820 WISDOMTREE TR EQTY INC ETF 97717W208 7274 131979 SH SOLE 115 0 131864 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1086 23568 SH SOLE 0 0 23568 WISDOMTREE TR EMERG MKTS ETF 97717W315 3499 68568 SH SOLE 0 0 68568 WISDOMTREE TR DIV EX-FINL FD 97717W406 711 10333 SH SOLE 0 0 10333 WISDOMTREE TR SMALLCAP DIVID 97717W604 2237 33002 SH SOLE 0 0 33002 WISDOMTREE TR GLB NAT RES FD 97717W711 360 16741 SH SOLE 0 0 16741 WISDOMTREE TR INTL SMCAP DIV 97717W760 2891 45888 SH SOLE 0 0 45888 WISDOMTREE TR INTL DIV EX FINL 97717W786 286 6007 SH SOLE 0 0 6007 WISDOMTREE TR INTL LRGCAP DV 97717W794 2167 41698 SH SOLE 0 0 41698 WISDOMTREE TR DEFA EQT INC ETF 97717W802 8971 189133 SH SOLE 0 0 189133 WISDOMTREE TR GLB EQTY INC FD 97717W877 337 7042 SH SOLE 0 0 7042