0001085146-16-004511.txt : 20161018 0001085146-16-004511.hdr.sgml : 20161018 20161018122410 ACCESSION NUMBER: 0001085146-16-004511 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 EFFECTIVENESS DATE: 20161018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 161940339 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001626379 XXXXXXXX 09-30-2016 09-30-2016 false Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831-333-2060 /s/ Kim Adams Monterey CA 10-18-2016 0 201 351112 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 434 2461 SH SOLE 0 0 2461 ABBOTT LABS COM 002824100 432 10209 SH SOLE 0 0 10209 ABBVIE INC COM 00287Y109 639 10133 SH SOLE 0 0 10133 ABERDEEN ASIA PACIFIC INCOM COM 003009107 6128 1196922 SH SOLE 10388 0 1186534 ADAMS DIVERSIFIED EQUITY FD COM 006212104 217 16476 SH SOLE 0 0 16476 AETNA INC NEW COM 00817Y108 219 1901 SH SOLE 0 0 1901 ALARM COM HLDGS INC COM 011642105 6854 237500 SH SOLE 0 0 237500 ALLSTATE CORP COM 020002101 255 3681 SH SOLE 0 0 3681 ALPHABET INC CAP STK CL A 02079K305 5247 6526 SH SOLE 0 0 6526 ALPHABET INC CAP STK CL C 02079K107 5493 7067 SH SOLE 0 0 7067 ALPS ETF TR ALERIAN MLP 00162Q866 632 49789 SH SOLE 0 0 49789 ALTRIA GROUP INC COM 02209S103 1893 29938 SH SOLE 0 0 29938 AMAZON COM INC COM 023135106 871 1040 SH SOLE 0 0 1040 AMERICAN AIRLS GROUP INC COM 02376R102 827 22577 SH SOLE 0 0 22577 AMERICAN EXPRESS CO COM 025816109 340 5302 SH SOLE 0 0 5302 AMGEN INC COM 031162100 235 1408 SH SOLE 100 0 1308 APPLE INC COM 037833100 17619 155849 SH SOLE 0 0 155849 AT&T INC COM 00206R102 676 16651 SH SOLE 0 0 16651 BANK AMER CORP 7.25%CNV PFD L 060505682 299 245 SH SOLE 0 0 245 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3582 24796 SH SOLE 0 0 24796 BOEING CO COM 097023105 221 1679 SH SOLE 0 0 1679 CALPINE CORP COM NEW 131347304 139 11008 SH SOLE 0 0 11008 CAMBRIA ETF TR SHSHLD YIELD ETF 132061201 493 16393 SH SOLE 0 0 16393 CAMECO CORP COM 13321L108 109 12700 SH SOLE 0 0 12700 CENTRAL FD CDA LTD CL A 153501101 10007 723556 SH SOLE 6700 0 716856 CHEVRON CORP NEW COM 166764100 1058 10283 SH SOLE 0 0 10283 CISCO SYS INC COM 17275R102 3458 109019 SH SOLE 448 0 108571 COCA COLA CO COM 191216100 418 9881 SH SOLE 0 0 9881 COLGATE PALMOLIVE CO COM 194162103 877 11826 SH SOLE 0 0 11826 COMMERCE BANCSHARES INC COM 200525103 232 4711 SH SOLE 0 0 4711 COPART INC COM 217204106 539 10064 SH SOLE 0 0 10064 CORBUS PHARMACEUTICALS HLDGS COM 21833P103 136 20000 SH SOLE 0 0 20000 CORCEPT THERAPEUTICS INC COM 218352102 148 22800 SH SOLE 0 0 22800 COVISINT CORP COM 22357R103 116 53000 SH SOLE 0 0 53000 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 2421 31598 SH SOLE 0 0 31598 CURRENCYSHARES CDN DLR TR CDN DOLLAR SHS 23129X105 1246 16527 SH SOLE 0 0 16527 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 993 10076 SH SOLE 0 0 10076 DBX ETF TR XTRAK MSCI EAFE 233051200 270 10240 SH SOLE 0 0 10240 DISNEY WALT CO COM DISNEY 254687106 216 2324 SH SOLE 0 0 2324 DOMINION DIAMOND CORP COM 257287102 124 12750 SH SOLE 0 0 12750 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 917 54606 SH SOLE 0 0 54606 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 312 8419 SH SOLE 0 0 8419 ENTERPRISE PRODS PARTNERS L COM 293792107 2995 108402 SH SOLE 0 0 108402 ETFS PLATINUM TR SH BEN INT 26922V101 244 2468 SH SOLE 0 0 2468 EVOLENT HEALTH INC CL A 30050B101 246 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S&P MCP ETF 464287507 378 2441 SH SOLE 0 0 2441 ISHARES TR CORE S&P500 ETF 464287200 1874 8614 SH SOLE 0 0 8614 ISHARES TR CORE US AGGBD ET 464287226 359 3196 SH SOLE 0 0 3196 ISHARES TR DOW JONES US ETF 464287846 868 7999 SH SOLE 0 0 7999 ISHARES TR EAFE GRWTH ETF 464288885 497 7275 SH SOLE 0 0 7275 ISHARES TR EAFE SML CP ETF 464288273 1078 20566 SH SOLE 0 0 20566 ISHARES TR EAFE VALUE ETF 464288877 924 20025 SH SOLE 0 0 20025 ISHARES TR GLOB UTILITS ETF 464288711 370 7791 SH SOLE 0 0 7791 ISHARES TR GLOBAL ENERG ETF 464287341 222 6747 SH SOLE 0 0 6747 ISHARES TR IBOXX INV CP ETF 464287242 301 2445 SH SOLE 0 0 2445 ISHARES TR INTERM CR BD ETF 464288638 467 4194 SH SOLE 0 0 4194 ISHARES TR INTL SEL DIV ETF 464288448 434 14478 SH SOLE 0 0 14478 ISHARES TR MICRO-CAP ETF 464288869 1066 13670 SH SOLE 0 0 13670 ISHARES TR MIN VOL EAFE ETF 46429B689 421 6221 SH SOLE 0 0 6221 ISHARES TR MSCI EAFE ETF 464287465 1693 28635 SH SOLE 0 0 28635 ISHARES TR MSCI EMG MKT ETF 464287234 868 23167 SH SOLE 0 0 23167 ISHARES TR NASDQ BIOTEC ETF 464287556 437 1509 SH SOLE 0 0 1509 ISHARES TR NATIONAL MUN ETF 464288414 635 5630 SH SOLE 0 0 5630 ISHARES TR RUS 1000 ETF 464287622 1102 9150 SH SOLE 0 0 9150 ISHARES TR RUS 1000 GRW ETF 464287614 1699 16313 SH SOLE 0 0 16313 ISHARES TR RUS 1000 VAL ETF 464287598 1961 18563 SH SOLE 0 0 18563 ISHARES TR RUS 2000 GRW ETF 464287648 305 2045 SH SOLE 0 0 2045 ISHARES TR RUS 2000 VAL ETF 464287630 1138 10867 SH SOLE 0 0 10867 ISHARES TR RUSSELL 2000 ETF 464287655 1698 13672 SH SOLE 0 0 13672 ISHARES TR RUSSELL 3000 ETF 464287689 425 3316 SH SOLE 0 0 3316 ISHARES TR S&P MC 400GR ETF 464287606 457 2613 SH SOLE 0 0 2613 ISHARES TR S&P MC 400VL ETF 464287705 380 2861 SH SOLE 0 0 2861 ISHARES TR SELECT DIVID ETF 464287168 2585 30171 SH SOLE 0 0 30171 ISHARES TR SP SMCP600VL ETF 464287879 4514 36165 SH SOLE 0 0 36165 ISHARES TR TIPS BD ETF 464287176 1388 11913 SH SOLE 0 0 11913 ISHARES TR U.S. PFD STK ETF 464288687 830 21025 SH SOLE 0 0 21025 ISHARES TR U.S. UTILITS ETF 464287697 1765 14399 SH SOLE 0 0 14399 JACOBS ENGR GROUP INC DEL COM 469814107 310 6000 SH SOLE 0 0 6000 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 787 50000 SH SOLE 0 0 50000 JOHNSON & JOHNSON COM 478160104 3929 33261 SH SOLE 0 0 33261 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 396 12565 SH SOLE 0 0 12565 JPMORGAN CHASE & CO COM 46625H100 330 4962 SH SOLE 0 0 4962 KEMPHARM INC COM 488445107 77 17094 SH SOLE 0 0 17094 KINDER MORGAN INC DEL COM 49456B101 2215 95755 SH SOLE 0 0 95755 KINDRED BIOSCIENCES INC COM 494577109 83 16545 SH SOLE 0 0 16545 KRAFT HEINZ CO COM 500754106 270 3011 SH SOLE 0 0 3011 LAZARD LTD SHS A G54050102 818 22490 SH SOLE 0 0 22490 LILLY ELI & CO COM 532457108 394 4904 SH SOLE 0 0 4904 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 622 8790 SH SOLE 0 0 8790 MARRONE BIO INNOVATIONS INC COM 57165B106 38 22000 SH SOLE 0 0 22000 MASTERCARD INCORPORATED CL A 57636Q104 226 2222 SH SOLE 0 0 2222 MCDONALDS CORP COM 580135101 489 4239 SH SOLE 0 0 4239 MCKESSON CORP COM 58155Q103 660 3961 SH SOLE 0 0 3961 MEDICINOVA INC COM NEW 58468P206 112 15000 SH SOLE 0 0 15000 MERCK & CO INC COM 58933Y105 323 5178 SH SOLE 0 0 5178 MICROSOFT CORP COM 594918104 1442 25037 SH SOLE 0 0 25037 MONDELEZ INTL INC CL A 609207105 336 7652 SH SOLE 0 0 7652 NUVEEN CALIF MUNICPAL VALU F COM 6706EB106 341 18300 SH SOLE 0 0 18300 NUVEEN QUALITY MUNCP INCOME COM 67066V101 155 10289 SH SOLE 0 0 10289 OLD NATL BANCORP IND COM 680033107 230 16393 SH SOLE 0 0 16393 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 2819 70573 SH SOLE 0 0 70573 ORACLE CORP COM 68389X105 337 8591 SH SOLE 0 0 8591 PFIZER INC COM 717081103 447 13185 SH SOLE 0 0 13185 PHILIP MORRIS INTL INC COM 718172109 1383 14222 SH SOLE 0 0 14222 PIMCO ETF TR 1-5 US TIP IDX 72201R205 294 5584 SH SOLE 0 0 5584 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 319 21257 SH SOLE 0 0 21257 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 271 10875 SH SOLE 0 0 10875 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 254 16820 SH SOLE 0 0 16820 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 205 2706 SH SOLE 0 0 2706 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 224 11750 SH SOLE 0 0 11750 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 460 18255 SH SOLE 0 0 18255 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 348 2933 SH SOLE 0 0 2933 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 253 28562 SH SOLE 0 0 28562 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 311 15553 SH SOLE 0 0 15553 PROCTER AND GAMBLE CO COM 742718109 570 6351 SH SOLE 0 0 6351 QUALCOMM INC COM 747525103 229 3346 SH SOLE 0 0 3346 REYNOLDS AMERICAN INC COM 761713106 218 4631 SH SOLE 0 0 4631 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 378 7149 SH SOLE 0 0 7149 SCHLUMBERGER LTD COM 806857108 904 11495 SH SOLE 0 0 11495 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 261 11311 SH SOLE 0 0 11311 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 774 18294 SH SOLE 0 0 18294 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 501 9709 SH SOLE 0 0 9709 SCHWAB STRATEGIC TR US REIT ETF 808524847 373 8751 SH SOLE 0 0 8751 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 253 4403 SH SOLE 0 0 4403 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 359 5084 SH SOLE 0 0 5084 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 584 11912 SH SOLE 0 0 11912 SILVER WHEATON CORP COM 828336107 227 8406 SH SOLE 0 0 8406 SIRIUS XM HLDGS INC COM 82968B103 77 18401 SH SOLE 0 0 18401 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 276 5537 SH SOLE 0 0 5537 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 410 12618 SH SOLE 0 0 12618 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 375 10190 SH SOLE 0 0 10190 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 357 11375 SH SOLE 0 0 11375 SPDR S&P 500 ETF TR TR UNIT 78462F103 4848 24411 SH SOLE 0 0 24411 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 429 1520 SH SOLE 0 0 1520 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 33803 3087041 SH SOLE 37042 0 3049999 SPX CORP COM 784635104 437 21712 SH SOLE 0 0 21712 SPX FLOW INC COM 78469X107 671 21712 SH SOLE 0 0 21712 STARBUCKS CORP COM 855244109 261 4814 SH SOLE 0 0 4814 STATE STR CORP COM 857477103 557 8000 SH SOLE 0 0 8000 TEMPLETON GLOBAL INCOME FD COM 880198106 6962 1115712 SH SOLE 9872 0 1105840 TESLA MTRS INC COM 88160R101 271 1327 SH SOLE 0 0 1327 TREMOR VIDEO INC COM 89484Q100 144 84363 SH SOLE 0 0 84363 TWITTER INC COM 90184L102 392 17014 SH SOLE 0 0 17014 UNION PAC CORP COM 907818108 452 4632 SH SOLE 0 0 4632 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 319 3643 SH SOLE 0 0 3643 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2563 31714 SH SOLE 0 0 31714 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1586 18847 SH SOLE 0 0 18847 VANGUARD INDEX FDS GROWTH ETF 922908736 2161 19249 SH SOLE 0 0 19249 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1138 11479 SH SOLE 0 0 11479 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 266 2841 SH SOLE 0 0 2841 VANGUARD INDEX FDS REIT ETF 922908553 5758 66387 SH SOLE 0 0 66387 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 428 2156 SH SOLE 0 0 2156 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1369 12372 SH SOLE 0 0 12372 VANGUARD INDEX FDS SMALL CP ETF 922908751 2089 17101 SH SOLE 0 0 17101 VANGUARD INDEX FDS SML CP GRW ETF 922908595 282 2139 SH SOLE 0 0 2139 VANGUARD INDEX FDS TOTAL STK MKT 922908769 17862 160444 SH SOLE 0 0 160444 VANGUARD INDEX FDS VALUE ETF 922908744 1938 22274 SH SOLE 0 0 22274 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 673 14824 SH SOLE 0 0 14824 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2918 77535 SH SOLE 0 0 77535 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1320 27087 SH SOLE 0 0 27087 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1516 25025 SH SOLE 0 0 25025 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 569 5715 SH SOLE 0 0 5715 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 443 7880 SH SOLE 0 0 7880 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 329 5406 SH SOLE 0 0 5406 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 546 11000 SH SOLE 0 0 11000 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 224 2496 SH SOLE 0 0 2496 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1696 21051 SH SOLE 0 0 21051 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 460 5483 SH SOLE 0 0 5483 VANGUARD STAR FD VG TL INTL STK F 921909768 802 16993 SH SOLE 0 0 16993 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 840 22457 SH SOLE 0 0 22457 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1356 18799 SH SOLE 0 0 18799 VERIZON COMMUNICATIONS INC COM 92343V104 423 8139 SH SOLE 0 0 8139 WELLS FARGO & CO NEW COM 949746101 591 13350 SH SOLE 0 0 13350 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 262 200 SH SOLE 0 0 200 WEYERHAEUSER CO COM 962166104 1191 37280 SH SOLE 0 0 37280 WILLIS TOWERS WATSON PUB LTD SHS G96629103 1385 10431 SH SOLE 0 0 10431 WISDOMTREE TR DIV EX-FINL FD 97717W406 449 5710 SH SOLE 0 0 5710 WISDOMTREE TR EMER MKT HIGH FD 97717W315 2997 79753 SH SOLE 361 0 79392 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1706 40857 SH SOLE 0 0 40857 WISDOMTREE TR GLB HIGH DIV FD 97717W877 291 6800 SH SOLE 0 0 6800 WISDOMTREE TR HIGH DIV FD 97717W208 12057 181371 SH SOLE 2050 0 179321 WISDOMTREE TR INTL LRGCAP DV 97717W794 1709 39524 SH SOLE 2155 0 37369 WISDOMTREE TR INTL SMCAP DIV 97717W760 4996 81411 SH SOLE 0 0 81411 WISDOMTREE TR ITL HIGH DIV FD 97717W802 9600 251003 SH SOLE 0 0 251003 WISDOMTREE TR SMALLCAP DIVID 97717W604 5653 75158 SH SOLE 0 0 75158 WMIH CORP COM 92936P100 762 325453 SH SOLE 0 0 325453