0001085146-16-004004.txt : 20160719
0001085146-16-004004.hdr.sgml : 20160719
20160719170206
ACCESSION NUMBER: 0001085146-16-004004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160719
DATE AS OF CHANGE: 20160719
EFFECTIVENESS DATE: 20160719
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evanson Asset Management, LLC
CENTRAL INDEX KEY: 0001626379
IRS NUMBER: 201947121
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16439
FILM NUMBER: 161773949
BUSINESS ADDRESS:
STREET 1: 3483 GREENFIELD PLACE
CITY: CARMEL
STATE: CA
ZIP: 93923
BUSINESS PHONE: 831-333-2060
MAIL ADDRESS:
STREET 1: 3483 GREENFIELD PLACE
CITY: CARMEL
STATE: CA
ZIP: 93923
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001626379
XXXXXXXX
06-30-2016
06-30-2016
false
Evanson Asset Management, LLC
3483 GREENFIELD PLACE
CARMEL
CA
93923
13F HOLDINGS REPORT
028-16439
N
Kim Adams
Operations Manager
831-333-2060
/s/ Kim Adams
Monterey
CA
07-19-2016
0
201
330681
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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ABBOTT LABS
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10169
ABBVIE INC
COM
00287Y109
600
9692
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ABERDEEN ASIA PACIFIC INCOM
COM
003009107
5999
1197317
SH
SOLE
10388
0
1186929
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
209
16476
SH
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0
16476
AETNA INC NEW
COM
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238
1951
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SOLE
0
0
1951
ALARM COM HLDGS INC
COM
011642105
7474
291600
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0
291600
ALLSTATE CORP
COM
020002101
361
5165
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5165
ALPHABET INC
CAP STK CL C
02079K107
4885
7058
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0
7058
ALPHABET INC
CAP STK CL A
02079K305
4621
6569
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0
6569
ALPS ETF TR
ALERIAN MLP
00162Q866
627
49326
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0
49326
ALTRIA GROUP INC
COM
02209S103
2067
29979
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0
0
29979
AMAZON COM INC
COM
023135106
744
1040
SH
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0
0
1040
AMERICAN AIRLS GROUP INC
COM
02376R102
712
25148
SH
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25148
AMERICAN EXPRESS CO
COM
025816109
327
5383
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5383
AMGEN INC
COM
031162100
211
1388
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1288
APPLE INC
COM
037833100
12525
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AT&T INC
COM
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BANK AMER CORP
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060505682
293
245
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245
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3834
26479
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BOEING CO
COM
097023105
223
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CALPINE CORP
COM NEW
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162
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CAMBRIA ETF TR
SHSHLD YIELD ETF
132061201
463
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CAMECO CORP
COM
13321L108
132
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CENTRAL FD CDA LTD
CL A
153501101
9572
688649
SH
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6700
0
681949
CHEVRON CORP NEW
COM
166764100
1082
10322
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10322
CISCO SYS INC
COM
17275R102
3225
112412
SH
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448
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111964
COCA COLA CO
COM
191216100
445
9814
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0
9814
COLGATE PALMOLIVE CO
COM
194162103
869
11866
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11866
COMMERCE BANCSHARES INC
COM
200525103
226
4711
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0
4711
COPART INC
COM
217204106
493
10064
SH
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0
10064
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
60
20000
SH
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0
20000
CORCEPT THERAPEUTICS INC
COM
218352102
124
22800
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0
22800
COVISINT CORP
COM
22357R103
116
53000
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53000
CURRENCYSHARES AUSTRALIAN DL
AUSTRALIAN DOL
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CDN DOLLAR SHS
23129X105
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CURRENCYSHARES SWISS FRANC T
SWISS FRANC SH
23129V109
1107
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DBX ETF TR
XTRAK MSCI EAFE
233051200
257
10270
SH
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10270
DISNEY WALT CO
COM DISNEY
254687106
231
2363
SH
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0
2363
DOMINION DIAMOND CORP
COM
257287102
113
12750
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ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
785
54606
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ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
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332
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ENTERPRISE PRODS PARTNERS L
COM
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ETFS PLATINUM TR
SH BEN INT
26922V101
244
2468
SH
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0
2468
EVOLENT HEALTH INC
CL A
30050B101
192
10000
SH
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0
10000
EXXON MOBIL CORP
COM
30231G102
3392
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FACEBOOK INC
CL A
30303M102
39240
343369
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FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
380
13650
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COM
369604103
1182
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HALLIBURTON CO
COM
406216101
445
9815
SH
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ILLINOIS TOOL WKS INC
COM
452308109
262
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INTEL CORP
COM
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562
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INTERNATIONAL BUSINESS MACHS
COM
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ISHARES
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ISHARES
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TIPS BD ETF
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CORE S&P500 ETF
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CORE US AGGBD ET
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359
3188
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3188
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MSCI EMG MKT ETF
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IBOXX INV CP ETF
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299
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GLOBAL ENERG ETF
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243
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7512
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1-3 YR TR BD ETF
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417
4882
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4882
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MSCI EAFE ETF
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32335
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CORE S&P MCP ETF
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536
3588
SH
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0
3588
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NASDQ BIOTEC ETF
464287556
388
1509
SH
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1509
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COHEN&STEER REIT
464287564
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9028
SH
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9028
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RUS 1000 VAL ETF
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1912
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18526
ISHARES TR
S&P MC 400GR ETF
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442
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ISHARES TR
RUS 1000 GRW ETF
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RUS 1000 ETF
464287622
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RUS 2000 VAL ETF
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RUS 2000 GRW ETF
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2250
ISHARES TR
RUSSELL 2000 ETF
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14475
ISHARES TR
RUSSELL 3000 ETF
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534
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0
4303
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U.S. UTILITS ETF
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14744
ISHARES TR
S&P MC 400VL ETF
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366
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ISHARES TR
DOW JONES US ETF
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1042
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SH
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ISHARES TR
SP SMCP600VL ETF
464287879
4315
36931
SH
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36931
ISHARES TR
3YRTB ETF
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ISHARES TR
EAFE SML CP ETF
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1021
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21166
ISHARES TR
NATIONAL MUN ETF
464288414
641
5629
SH
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5629
ISHARES TR
INTL SEL DIV ETF
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418
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SH
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0
0
14587
ISHARES TR
INTERM CR BD ETF
464288638
468
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SH
SOLE
0
0
4204
ISHARES TR
1-3 YR CR BD ETF
464288646
586
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SH
SOLE
0
0
5524
ISHARES TR
U.S. PFD STK ETF
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240
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SH
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0
0
6021
ISHARES TR
GLOB UTILITS ETF
464288711
384
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SH
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0
0
7791
ISHARES TR
MICRO-CAP ETF
464288869
967
13670
SH
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0
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13670
ISHARES TR
EAFE VALUE ETF
464288877
860
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SH
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20025
ISHARES TR
EAFE GRWTH ETF
464288885
476
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SH
SOLE
0
0
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ISHARES TR
MIN VOL EAFE ETF
46429B689
413
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SH
SOLE
0
0
6221
JACOBS ENGR GROUP INC DEL
COM
469814107
299
6000
SH
SOLE
0
0
6000
JAMES HARDIE INDS PLC
SPONSORED ADR
47030M106
767
50000
SH
SOLE
0
0
50000
JOHNSON & JOHNSON
COM
478160104
4125
34003
SH
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0
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34003
JPMORGAN CHASE & CO
COM
46625H100
309
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SH
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0
0
4969
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
394
12385
SH
SOLE
0
0
12385
KEMPHARM INC
COM
488445107
68
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SH
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17094
KINDER MORGAN INC DEL
COM
49456B101
1826
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SH
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0
0
97568
KINDRED BIOSCIENCES INC
COM
494577109
59
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SH
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0
0
16545
KRAFT HEINZ CO
COM
500754106
266
3011
SH
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0
0
3011
LAZARD LTD
SHS A
G54050102
663
22261
SH
SOLE
0
0
22261
LILLY ELI & CO
COM
532457108
390
4954
SH
SOLE
0
0
4954
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
668
8790
SH
SOLE
0
0
8790
MARRONE BIO INNOVATIONS INC
COM
57165B106
21
26000
SH
SOLE
0
0
26000
MCDONALDS CORP
COM
580135101
502
4174
SH
SOLE
0
0
4174
MCKESSON CORP
COM
58155Q103
798
4273
SH
SOLE
0
0
4273
MEDICINOVA INC
COM NEW
58468P206
113
15000
SH
SOLE
0
0
15000
MERCK & CO INC
COM
58933Y105
305
5289
SH
SOLE
0
0
5289
MICROSOFT CORP
COM
594918104
1284
25092
SH
SOLE
0
0
25092
MONDELEZ INTL INC
CL A
609207105
348
7651
SH
SOLE
0
0
7651
NUVEEN CALIF MUNICPAL VALU F
COM
6706EB106
326
18300
SH
SOLE
0
0
18300
NUVEEN INVT QUALITY MUN FD I
COM
67062E103
167
10000
SH
SOLE
0
0
10000
OLD NATL BANCORP IND
COM
680033107
205
16371
SH
SOLE
0
0
16371
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
2843
70963
SH
SOLE
0
0
70963
ORACLE CORP
COM
68389X105
295
7209
SH
SOLE
0
0
7209
PFIZER INC
COM
717081103
469
13320
SH
SOLE
0
0
13320
PHILIP MORRIS INTL INC
COM
718172109
1453
14283
SH
SOLE
0
0
14283
PIMCO ETF TR
1-5 US TIP IDX
72201R205
295
5581
SH
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0
0
5581
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
326
21257
SH
SOLE
0
0
21257
POWERSHARES DB G10 CURCY HAR
COM UT BEN INT
73935Y102
263
10875
SH
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0
0
10875
POWERSHARES ETF TR II
PFD PORTFOLIO
73936T565
254
16639
SH
SOLE
0
0
16639
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
225
11750
SH
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0
0
11750
POWERSHARES ETF TRUST
S&P 500 QLTY PRT
73935X682
453
18255
SH
SOLE
0
0
18255
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
405
3769
SH
SOLE
0
0
3769
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
343
15553
SH
SOLE
0
0
15553
POWERSHS DB MULTI SECT COMM
DB OIL FUND
73936B507
262
28562
SH
SOLE
0
0
28562
PROCTER & GAMBLE CO
COM
742718109
536
6328
SH
SOLE
0
0
6328
PUTNAM MANAGED MUN INCOM TR
COM
746823103
142
17682
SH
SOLE
0
0
17682
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W304
365
7149
SH
SOLE
0
0
7149
SCHLUMBERGER LTD
COM
806857108
913
11544
SH
SOLE
0
0
11544
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
200
3980
SH
SOLE
0
0
3980
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
483
9707
SH
SOLE
0
0
9707
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
255
4720
SH
SOLE
0
0
4720
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
243
11419
SH
SOLE
0
0
11419
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
404
9752
SH
SOLE
0
0
9752
SCHWAB STRATEGIC TR
US REIT ETF
808524847
539
12397
SH
SOLE
0
0
12397
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
513
7524
SH
SOLE
0
0
7524
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
630
12006
SH
SOLE
0
0
12006
SIRIUS XM HLDGS INC
COM
82968B103
100
25401
SH
SOLE
0
0
25401
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
705
22622
SH
SOLE
0
0
22622
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
277
5495
SH
SOLE
0
0
5495
SPDR INDEX SHS FDS
S&P INTL ETF
78463X772
351
9969
SH
SOLE
0
0
9969
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
384
12618
SH
SOLE
0
0
12618
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
331
11375
SH
SOLE
0
0
11375
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4716
24511
SH
SOLE
0
0
24511
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
413
1519
SH
SOLE
0
0
1519
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
32356
2946784
SH
SOLE
26928
0
2919856
SPX CORP
COM
784635104
322
21712
SH
SOLE
0
0
21712
SPX FLOW INC
COM
78469X107
566
21712
SH
SOLE
0
0
21712
STARBUCKS CORP
COM
855244109
280
4904
SH
SOLE
0
0
4904
STATE STR CORP
COM
857477103
431
8000
SH
SOLE
0
0
8000
TEMPLETON GLOBAL INCOME FD
COM
880198106
7149
1124055
SH
SOLE
9784
0
1114271
TESLA MTRS INC
COM
88160R101
269
1267
SH
SOLE
0
0
1267
TREMOR VIDEO INC
COM
89484Q100
104
56482
SH
SOLE
0
0
56482
TWITTER INC
COM
90184L102
214
12644
SH
SOLE
0
0
12644
UNION PAC CORP
COM
907818108
408
4677
SH
SOLE
0
0
4677
UNITEDHEALTH GROUP INC
COM
91324P102
201
1421
SH
SOLE
0
0
1421
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
320
3638
SH
SOLE
0
0
3638
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
2564
31630
SH
SOLE
0
0
31630
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
1339
15884
SH
SOLE
0
0
15884
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
414
2156
SH
SOLE
0
0
2156
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
261
2925
SH
SOLE
0
0
2925
VANGUARD INDEX FDS
REIT ETF
922908553
6065
68395
SH
SOLE
0
0
68395
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
264
2134
SH
SOLE
0
0
2134
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1310
12436
SH
SOLE
0
0
12436
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1095
11428
SH
SOLE
0
0
11428
VANGUARD INDEX FDS
GROWTH ETF
922908736
2064
19249
SH
SOLE
0
0
19249
VANGUARD INDEX FDS
VALUE ETF
922908744
1892
22263
SH
SOLE
0
0
22263
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1986
17165
SH
SOLE
0
0
17165
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
17001
158649
SH
SOLE
0
0
158649
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
426
7875
SH
SOLE
0
0
7875
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
531
5709
SH
SOLE
0
0
5709
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
343
5908
SH
SOLE
0
0
5908
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
674
15719
SH
SOLE
0
0
15719
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
2750
78063
SH
SOLE
0
0
78063
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
1420
25473
SH
SOLE
0
0
25473
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1261
27031
SH
SOLE
0
0
27031
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
544
11000
SH
SOLE
0
0
11000
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1701
21045
SH
SOLE
0
0
21045
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
209
2339
SH
SOLE
0
0
2339
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
331
3975
SH
SOLE
0
0
3975
VANGUARD STAR FD
VG TL INTL STK F
921909768
690
15502
SH
SOLE
0
0
15502
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
793
22440
SH
SOLE
0
0
22440
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1346
18836
SH
SOLE
0
0
18836
VERIZON COMMUNICATIONS INC
COM
92343V104
426
7624
SH
SOLE
0
0
7624
WELLS FARGO & CO NEW
COM
949746101
669
14131
SH
SOLE
0
0
14131
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
260
200
SH
SOLE
0
0
200
WEYERHAEUSER CO
COM
962166104
1128
37881
SH
SOLE
0
0
37881
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
1495
12027
SH
SOLE
0
0
12027
WISDOMTREE TR
HIGH DIV FD
97717W208
12031
180326
SH
SOLE
2038
0
178288
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
1616
41710
SH
SOLE
0
0
41710
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
2942
83045
SH
SOLE
361
0
82684
WISDOMTREE TR
DIV EX-FINL FD
97717W406
440
5710
SH
SOLE
0
0
5710
WISDOMTREE TR
SMALLCAP DIVID
97717W604
5185
72360
SH
SOLE
0
0
72360
WISDOMTREE TR
INTL SMCAP DIV
97717W760
5000
89102
SH
SOLE
0
0
89102
WISDOMTREE TR
INTL LRGCAP DV
97717W794
1662
40164
SH
SOLE
2155
0
38009
WISDOMTREE TR
ITL HIGH DIV FD
97717W802
9390
257749
SH
SOLE
0
0
257749
WISDOMTREE TR
GLB HIGH DIV FD
97717W877
276
6634
SH
SOLE
0
0
6634
WMIH CORP
COM
92936P100
723
325453
SH
SOLE
0
0
325453