0001085146-16-003624.txt : 20160509 0001085146-16-003624.hdr.sgml : 20160509 20160509074814 ACCESSION NUMBER: 0001085146-16-003624 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evanson Asset Management, LLC CENTRAL INDEX KEY: 0001626379 IRS NUMBER: 201947121 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16439 FILM NUMBER: 161629934 BUSINESS ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 BUSINESS PHONE: 831-333-2060 MAIL ADDRESS: STREET 1: 3483 GREENFIELD PLACE CITY: CARMEL STATE: CA ZIP: 93923 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001626379 XXXXXXXX 03-31-2016 03-31-2016 Evanson Asset Management, LLC

3483 GREENFIELD PLACE CARMEL CA 93923

13F HOLDINGS REPORT 028-16439 N Kim Adams 831 333-2060 /s/ Kim Adams Monterey CA 05-04-2016 0 200 292219 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1014162494SHSOLE 002494ABBOTT LABSCOM00282410042210093SHSOLE 0010093ABBVIE INCCOM00287Y1095639863SHSOLE 009863ABERDEEN ASIA PACIFIC INCOMCOM00300910760841216695SHSOLE 1038801206307ADAMS DIVERSIFIED EQUITY FDCOM00621210420816476SHSOLE 0016476AETNA INC NEWCOM00817Y1082141901SHSOLE 001901ALLSTATE CORPCOM0200021013475149SHSOLE 005149ALPHABET INCCAP STK CL A02079K30550476616SHSOLE 006616ALPHABET INCCAP STK CL C02079K10753007114SHSOLE 007114ALPS ETF TRALERIAN MLP00162Q86646742752SHSOLE 0042752ALTRIA GROUP INCCOM02209S103175928070SHSOLE 0028070AMAZON COM INCCOM0231351066011013SHSOLE 001013AMERICAN AIRLS GROUP INCCOM02376R10283620383SHSOLE 0020383AMERICAN EXPRESS COCOM0258161093265302SHSOLE 005302APPLE INCCOM03783310014253130771SHSOLE 00130771AT&T INCCOM00206R10251813224SHSOLE 0013224BANK AMER CORP7.25%CNV PFD L060505682279245SHSOLE 00245BANK AMER CORPCOM06050510421615952SHSOLE 0015952BENITEC BIOPHARMA LTDSPONS ADR NEW082053307222000SHSOLE 0022000BERKSHIRE HATHAWAY INC DELCL B NEW084670702398028050SHSOLE 0028050BOEING COCOM0970231052131678SHSOLE 001678CALPINE CORPCOM NEW13134730418212008SHSOLE 0012008CAMBRIA ETF TRSHSHLD YIELD ETF13206120147516393SHSOLE 0016393CAMECO CORPCOM13321L10815412000SHSOLE 0012000CENTRAL FD CDA LTDCL A1535011018257688649SHSOLE 67000681949CHEVRON CORP NEWCOM166764100102510740SHSOLE 0010740CISCO SYS INCCOM17275R1023197112298SHSOLE 4480111850COCA COLA COCOM1912161004519726SHSOLE 009726COLGATE PALMOLIVE COCOM19416210383411806SHSOLE 0011806COMMERCE BANCSHARES INCCOM2005251032124711SHSOLE 004711COPART INCCOM21720410641010064SHSOLE 0010064CORBUS PHARMACEUTICALS HLDGSCOM21833P1031810000SHSOLE 0010000CORCEPT THERAPEUTICS INCCOM21835210210722800SHSOLE 0022800COVISINT CORPCOM22357R10310653000SHSOLE 0053000CURRENCYSHARES AUSTRALIAN DLAUSTRALIAN DOL23129U101248532381SHSOLE 0032381CURRENCYSHARES CDN DLR TRCDN DOLLAR SHS23129X105131517227SHSOLE 0017227CURRENCYSHARES SWISS FRANC TSWISS FRANC SH23129V109112811263SHSOLE 0011263DISNEY WALT COCOM DISNEY2546871062582597SHSOLE 002597DOMINION DIAMOND CORPCOM25728710214112750SHSOLE 0012750ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10038954606SHSOLE 0054606ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1092708339SHSOLE 008339ENTERPRISE PRODS PARTNERS LCOM2937921072756111944SHSOLE 00111944ETFS PLATINUM TRSH BEN INT26922V1012322468SHSOLE 002468EVOLENT HEALTH INCCL A30050B10110610000SHSOLE 0010000EXXON MOBIL CORPCOM30231G102303636323SHSOLE 0036323FACEBOOK INCCL A30303M10235224308711SHSOLE 00308711FIRST INDUSTRIAL REALTY TRUSCOM32054K10331013650SHSOLE 0013650GENERAL ELECTRIC COCOM369604103127840214SHSOLE 0040214HALLIBURTON COCOM4062161013489731SHSOLE 009731ILLINOIS TOOL WKS INCCOM4523081092542475SHSOLE 002475INTEL CORPCOM45814010056317414SHSOLE 400017014INTERNATIONAL BUSINESS MACHSCOM4592001018415554SHSOLE 005554ISHARES GOLD TRUSTISHARES4642851052058173204SHSOLE 00173204ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10790265385SHSOLE 0065385ISHARES SILVER TRUSTISHARES46428Q10946531691SHSOLE 0031691ISHARES TR1-3 YR CR BD ETF4642886465815513SHSOLE 005513ISHARES TR1-3 YR TR BD ETF46428745797911509SHSOLE 0011509ISHARES TR3YRTB ETF464288125102012436SHSOLE 0012436ISHARES TRCOHEN&STEER REIT4642875648988702SHSOLE 008702ISHARES TRCORE S&P MCP ETF4642875074292973SHSOLE 002973ISHARES TRCORE S&P500 ETF46428720018659024SHSOLE 009024ISHARES TRCORE US AGGBD ET4642872263533181SHSOLE 003181ISHARES TRDOW JONES US ETF46428784610209951SHSOLE 009951ISHARES TREAFE GRWTH ETF4642888854797275SHSOLE 007275ISHARES TREAFE MIN VOL ETF46429B6893565366SHSOLE 005366ISHARES TREAFE SML CP ETF464288273102220517SHSOLE 0020517ISHARES TREAFE VALUE ETF46428887789719998SHSOLE 0019998ISHARES TRGLOB UTILITS ETF4642887113727741SHSOLE 007741ISHARES TRIBOXX INV CP ETF4642872422892429SHSOLE 002429ISHARES TRINTERM CR BD ETF4642886382662426SHSOLE 002426ISHARES TRINTL SEL DIV ETF46428844842314587SHSOLE 0014587ISHARES TRMICRO-CAP ETF46428886992813670SHSOLE 0013670ISHARES TRMSCI EAFE ETF464287465145925533SHSOLE 0025533ISHARES TRMSCI EMG MKT ETF46428723480123393SHSOLE 0023393ISHARES TRNASDQ BIOTEC ETF4642875563941509SHSOLE 001509ISHARES TRNATIONAL MUN ETF4642884146295629SHSOLE 005629ISHARES TRRUS 1000 ETF46428762210449150SHSOLE 009150ISHARES TRRUS 1000 GRW ETF464287614162416272SHSOLE 0016272ISHARES TRRUS 1000 VAL ETF464287598183118526SHSOLE 0018526ISHARES TRRUS 2000 GRW ETF4642876482712045SHSOLE 002045ISHARES TRRUS 2000 VAL ETF464287630101210861SHSOLE 0010861ISHARES TRRUSSELL 2000 ETF464287655165214932SHSOLE 0014932ISHARES TRRUSSELL 3000 ETF4642876895204303SHSOLE 004303ISHARES TRS&P MC 400GR ETF4642876064252613SHSOLE 002613ISHARES TRS&P MC 400VL ETF4642877053552861SHSOLE 002861ISHARES TRSELECT DIVID ETF464287168236628966SHSOLE 0028966ISHARES TRSP SMCP600VL ETF464287879413236462SHSOLE 0036462ISHARES TRTIPS BD ETF464287176136011859SHSOLE 0011859ISHARES TRU.S. UTILITS ETF464287697182314744SHSOLE 0014744JACOBS ENGR GROUP INC DELCOM4698141072616000SHSOLE 006000JAMES HARDIE INDS PLCSPONSORED ADR47030M10668250000SHSOLE 0050000JOHNSON & JOHNSONCOM478160104361933449SHSOLE 0033449JPMORGAN CHASE & COALERIAN ML ETN46625H36542315607SHSOLE 0015607JPMORGAN CHASE & COCOM46625H1002934951SHSOLE 004951KEMPHARM INCCOM48844510724817094SHSOLE 0017094KINDER MORGAN INC DELCOM49456B1011845103327SHSOLE 00103327KINDRED BIOSCIENCES INCCOM4945771095716545SHSOLE 0016545KRAFT HEINZ COCOM5007541062352995SHSOLE 002995LILLY ELI & COCOM5324571083534904SHSOLE 004904MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801066739779SHSOLE 009779MARKET VECTORS ETF TRAGRIBUS ETF57060U6052204720SHSOLE 004720MARKET VECTORS ETF TRGOLD MINER ETF57060U10036818415SHSOLE 0018415MARRONE BIO INNOVATIONS INCCOM57165B1062022000SHSOLE 0022000MASTERCARD INCCL A57636Q1042102222SHSOLE 002222MCDONALDS CORPCOM5801351015224154SHSOLE 004154MCKESSON CORPCOM58155Q1036594192SHSOLE 004192MEDICINOVA INCCOM NEW58468P20611015000SHSOLE 0015000MERCK & CO INC NEWCOM58933Y1052965586SHSOLE 005586MICROSOFT CORPCOM594918104140325399SHSOLE 0025399MONDELEZ INTL INCCL A6092071053057602SHSOLE 007602NUVEEN CALIF MUNICPAL VALU FCOM6706EB10633218300SHSOLE 0018300NUVEEN INVT QUALITY MUN FD ICOM67062E10316010000SHSOLE 0010000OLD NATL BANCORP INDCOM68003310719916346SHSOLE 0016346OPOWER INCCOM68375Y10921431400SHSOLE 0031400ORACLE CORPCOM68389X1052856979SHSOLE 006979PFIZER INCCOM71708110340413635SHSOLE 0013635PHILIP MORRIS INTL INCCOM718172109140914359SHSOLE 0014359PIMCO ETF TR1-5 US TIP IDX72201R2052925581SHSOLE 005581PIMCO ETF TRTTL RTN ACTV ETF72201R7756366029SHSOLE 006029POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10528321257SHSOLE 0021257POWERSHARES DB G10 CURCY HARCOM UT BEN INT73935Y10225410875SHSOLE 0010875POWERSHARES ETF TR IIPFD PORTFOLIO73936T56524616455SHSOLE 0016455POWERSHARES ETF TRUSTFINL PFD PTFL73935X22922111750SHSOLE 0011750POWERSHARES ETF TRUSTS&P 500 QLTY PRT73935X68244918255SHSOLE 0018255POWERSHARES QQQ TRUSTUNIT SER 173935A1044263905SHSOLE 003905POWERSHS DB MULTI SECT COMMDB OIL FUND73936B50722228562SHSOLE 0028562POWERSHS DB MULTI SECT COMMPS DB AGRICUL FD73936B40832015553SHSOLE 0015553PROCTER & GAMBLE COCOM7427181096157467SHSOLE 007467PROSHARES TRPSHS ULTSH 20YRS74347B2012316269SHSOLE 006269RYDEX ETF TRUSTGUG S&P500 PU VA78355W3043617149SHSOLE 007149SCHLUMBERGER LTDCOM80685710884511460SHSOLE 0011460SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470623411250SHSOLE 0011250SCHWAB STRATEGIC TRUS LRG CAP ETF8085242014749704SHSOLE 009704SCHWAB STRATEGIC TRUS REIT ETF80852484750412175SHSOLE 0012175SCHWAB STRATEGIC TRUS SML CAP ETF8085246072274369SHSOLE 004369SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5065639093SHSOLE 009093SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88663112720SHSOLE 0012720SIRIUS XM HLDGS INCCOM82968B10311629401SHSOLE 0029401SOUTHWEST AIRLS COCOM8447411082275065SHSOLE 005065SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7492655413SHSOLE 005413SPDR INDEX SHS FDSEURO STOXX 5078463X20273121989SHSOLE 0021989SPDR INDEX SHS FDSMSCI ACWI EXUS78463X84838312440SHSOLE 0012440SPDR INDEX SHS FDSS&P INTL ETF78463X7723439777SHSOLE 009777SPDR INDEX SHS FDSS&P INTL SMLCP78463X87132511375SHSOLE 0011375SPDR S&P 500 ETF TRTR UNIT78462F103423722618SHSOLE 0022618SPDR S&P 500 ETF TRTR UNIT78462F10316000SHPutSOLE 006000SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1073991518SHSOLE 001518SPROTT PHYSICAL GOLD TRUSTUNIT85207H104223722210701SHSOLE 002210701SPX CORPCOM78463510432621712SHSOLE 0021712SPX FLOW INCCOM78469X10754521712SHSOLE 0021712STARBUCKS CORPCOM8552441092404014SHSOLE 004014STATE STR CORPCOM8574771034688000SHSOLE 008000TEMPLETON GLOBAL INCOME FDCOM88019810675211153597SHSOLE 969901143898TESLA MTRS INCCOM88160R1013251415SHSOLE 001415TREMOR VIDEO INCCOM89484Q1008447997SHSOLE 0047997TWITTER INCCOM90184L10238122999SHSOLE 0022999UNILIFE CORP NEWCOM90478E1035480061SHSOLE 0080061UNION PAC CORPCOM9078181083684632SHSOLE 004632VANGUARD BD INDEX FD INCINTERMED TERM9219378193133632SHSOLE 003632VANGUARD BD INDEX FD INCSHORT TRM BOND921937827258832096SHSOLE 0032096VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835126415263SHSOLE 0015263VANGUARD INDEX FDSGROWTH ETF922908736204719230SHSOLE 0019230VANGUARD INDEX FDSLARGE CAP ETF922908637107011387SHSOLE 0011387VANGUARD INDEX FDSMCAP VL IDXVIP9229085122472833SHSOLE 002833VANGUARD INDEX FDSREIT ETF922908553568067784SHSOLE 0067784VANGUARD INDEX FDSS&P 500 ETF SHS9229083634072156SHSOLE 002156VANGUARD INDEX FDSSM CP VAL ETF9229086119939743SHSOLE 009743VANGUARD INDEX FDSSMALL CP ETF922908751168615123SHSOLE 0015123VANGUARD INDEX FDSSML CP GRW ETF9229085952532128SHSOLE 002128VANGUARD INDEX FDSTOTAL STK MKT92290876912493119188SHSOLE 00119188VANGUARD INDEX FDSVALUE ETF922908744183322253SHSOLE 0022253VANGUARD INTL EQUITY INDEX FALLWRLD EX US92204277569416073SHSOLE 0016073VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858232067105SHSOLE 0067105VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874131527093SHSOLE 0027093VANGUARD INTL EQUITY INDEX FFTSE PACIFIC ETF922042866137924944SHSOLE 0024944VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF9220427185205573SHSOLE 005573VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426764217868SHSOLE 007868VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427423385865SHSOLE 005865VANGUARD MALVERN FDSSTRM INFPROIDX92202080554011000SHSOLE 0011000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409164720580SHSOLE 0020580VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088442553134SHSOLE 003134VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385882122874SHSOLE 0022874VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406127118408SHSOLE 0018408VANGUARD WORLD FDSMATERIALS ETF92204A8012382421SHSOLE 002421VERIZON COMMUNICATIONS INCCOM92343V1044718707SHSOLE 008707VICAL INCCOM9256021042563040SHSOLE 0063040WELLS FARGO & CO NEWCOM94974610151410619SHSOLE 0010619WELLS FARGO & CO NEWPERP PFD CNV A949746804241200SHSOLE 00200WEYERHAEUSER COCOM962166104117337849SHSOLE 0037849WILLIS TOWERS WATSON PUB LTDSHSG96629103142211981SHSOLE 0011981WISDOMTREE TRDIV EX-FINL FD97717W4064315710SHSOLE 005710WISDOMTREE TREMER MKT HIGH FD97717W315285281899SHSOLE 358081541WISDOMTREE TREMG MKTS SMCAP97717W281145238434SHSOLE 0038434WISDOMTREE TRGLB HIGH DIV FD97717W8772686561SHSOLE 006561WISDOMTREE TRHIGH DIV FD97717W20810747169825SHSOLE 20210167804WISDOMTREE TRINTL LRGCAP DV97717W794177442354SHSOLE 2113040241WISDOMTREE TRINTL SMCAP DIV97717W760467279313SHSOLE 0079313WISDOMTREE TRITL HIGH DIV FD97717W8029375251073SHSOLE 00251073WISDOMTREE TRSMALLCAP DIVID97717W604415660479SHSOLE 0060479WMIH CORPCOM92936P100750320453SHSOLE 00320453